Chief Compliance Officer

0001085146-21-002137.txt : 20210729 0001085146-21-002137.hdr.sgml : 20210729 20210729152228 ACCESSION NUMBER: 0001085146-21-002137 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210729 DATE AS OF CHANGE: 20210729 EFFECTIVENESS DATE: 20210729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Perennial Investment Advisors, LLC CENTRAL INDEX KEY: 0001801523 IRS NUMBER: 821239625 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19784 FILM NUMBER: 211126990 BUSINESS ADDRESS: STREET 1: 11620 WILSHIRE BOULEVARD STREET 2: SUITE 400 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-445-2504 MAIL ADDRESS: STREET 1: 11620 WILSHIRE BOULEVARD STREET 2: SUITE 400 CITY: LOS ANGELES STATE: CA ZIP: 90025 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001801523 XXXXXXXX 06-30-2021 06-30-2021 false Perennial Investment Advisors, LLC

11620 WILSHIRE BOULEVARD SUITE 400 LOS ANGELES CA 90025

13F HOLDINGS REPORT 028-19784 N Christopher Nowakowski Chief Compliance Officer 310-445-2504 /s/ Christopher Nowakowski Los Angeles CA 07-27-2021 0 214 274212 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 22ND CENTY GROUP INC COM 90137F103 63 13600 SH SOLE 0 0 13600 3M CO COM 88579Y101 230 1159 SH SOLE 0 0 1159 ABB LTD SPONSORED ADR 000375204 250 7345 SH SOLE 0 0 7345 ABBVIE INC COM 00287Y109 374 3320 SH SOLE 0 0 3320 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 229 776 SH SOLE 0 0 776 ADOBE SYSTEMS INCORPORATED COM 00724F101 969 1655 SH SOLE 0 0 1655 ADVANCED MICRO DEVICES INC COM 007903107 1480 15761 SH SOLE 0 0 15761 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 927 4088 SH SOLE 0 0 4088 ALPHABET INC CAP STK CL A 02079K305 5697 2333 SH SOLE 0 0 2333 ALPHABET INC CAP STK CL C 02079K107 1504 600 SH SOLE 0 0 600 AMAZON COM INC COM 023135106 19196 5580 SH SOLE 0 0 5580 AMERICAN EXPRESS CO COM 025816109 311 1884 SH SOLE 0 0 1884 AMERICAN TOWER CORP NEW COM 03027X100 347 1286 SH SOLE 0 0 1286 AMGEN INC COM 031162100 356 1462 SH SOLE 0 0 1462 APPLE INC COM 037833100 25598 186901 SH SOLE 0 0 186901 APPLIED MATLS INC COM 038222105 209 1465 SH SOLE 0 0 1465 ARES CAPITAL CORP COM 04010L103 414 21153 SH SOLE 0 0 21153 ARISTA NETWORKS INC COM 040413106 269 742 SH SOLE 0 0 742 ARK ETF TR GENOMIC REV ETF 00214Q302 203 2190 SH SOLE 0 0 2190 ARK ETF TR INNOVATION ETF 00214Q104 632 4835 SH SOLE 0 0 4835 AT&T INC COM 00206R102 689 23955 SH SOLE 0 0 23955 ATLASSIAN CORP PLC CL A G06242104 321 1250 SH SOLE 0 0 1250 BAIDU INC SPON ADR REP A 056752108 511 2508 SH SOLE 0 0 2508 BAIN CAP SPECIALTY FIN INC COM STK 05684B107 191 12500 SH SOLE 0 0 12500 BERKSHIRE HATHAWAY INC DEL CL A 084670108 12558 30 SH SOLE 0 0 30 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3473 12495 SH SOLE 0 0 12495 BK OF AMERICA CORP COM 060505104 630 15274 SH SOLE 0 0 15274 BLACKSTONE GROUP INC COM 09260D107 209 2152 SH SOLE 0 0 2152 BOEING CO COM 097023105 1075 4488 SH SOLE 0 0 4488 BRISTOL-MYERS SQUIBB CO COM 110122108 223 3342 SH SOLE 0 0 3342 BROADCOM INC COM 11135F101 1190 2496 SH SOLE 0 0 2496 C3 AI INC CL A 12468P104 786 12568 SH SOLE 0 0 12568 CENTURY CASINOS INC COM 156492100 336 25045 SH SOLE 0 0 25045 CHEVRON CORP NEW COM 166764100 385 3671 SH SOLE 0 0 3671 CISCO SYS INC COM 17275R102 652 12299 SH SOLE 0 0 12299 CITIGROUP INC COM NEW 172967424 224 3159 SH SOLE 0 0 3159 COCA COLA CO COM 191216100 2295 42407 SH SOLE 0 0 42407 COMCAST CORP NEW CL A 20030N101 221 3878 SH SOLE 0 0 3878 CONOCOPHILLIPS COM 20825C104 256 4208 SH SOLE 0 0 4208 COSTCO WHSL CORP NEW COM 22160K105 916 2314 SH SOLE 0 0 2314 COTY INC COM CL A 222070203 374 40000 SH SOLE 0 0 40000 CROWDSTRIKE HLDGS INC CL A 22788C105 773 3074 SH SOLE 0 0 3074 CVS HEALTH CORP COM 126650100 306 3668 SH SOLE 0 0 3668 D R HORTON INC COM 23331A109 358 3961 SH SOLE 0 0 3961 DANAHER CORPORATION COM 235851102 726 2704 SH SOLE 0 0 2704 DEXCOM INC COM 252131107 629 1472 SH SOLE 0 0 1472 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 823 30505 SH SOLE 0 0 30505 DISNEY WALT CO COM 254687106 2163 12303 SH SOLE 0 0 12303 DOCUSIGN INC COM 256163106 263 942 SH SOLE 0 0 942 DOLLAR GEN CORP NEW COM 256677105 394 1823 SH SOLE 0 0 1823 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 146 13718 SH SOLE 0 0 13718 EROS STX GLOBAL CORPORATION SHS NEW G3788M114 105 68420 SH SOLE 0 0 68420 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 1112 17555 SH SOLE 0 0 17555 EXXON MOBIL CORP COM 30231G102 492 7801 SH SOLE 0 0 7801 FACEBOOK INC CL A 30303M102 3055 8785 SH SOLE 0 0 8785 FEDEX CORP COM 31428X106 295 989 SH SOLE 0 0 989 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 980 9252 SH SOLE 0 0 9252 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 13078 173112 SH SOLE 0 0 173112 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 232 3867 SH SOLE 0 0 3867 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 230 4793 SH SOLE 0 0 4793 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 312 5638 SH SOLE 0 0 5638 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1246 13353 SH SOLE 0 0 13353 FIRST TR VALUE LINE DIVID IN SHS 33734H106 11104 279187 SH SOLE 0 0 279187 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 875 7970 SH SOLE 0 0 7970 FIVERR INTL LTD ORD SHS M4R82T106 275 1135 SH SOLE 0 0 1135 FLEXSHARES TR MORNSTAR UPSTR 33939L407 215 5610 SH SOLE 0 0 5610 FORD MTR CO DEL COM 345370860 151 10128 SH SOLE 0 0 10128 FORTINET INC COM 34959E109 224 940 SH SOLE 0 0 940 FREEPORT-MCMORAN INC CL B 35671D857 335 9031 SH SOLE 0 0 9031 FS KKR CAP CORP COM 302635206 866 40242 SH SOLE 0 0 40242 GENERAL DYNAMICS CORP COM 369550108 501 2661 SH SOLE 0 0 2661 GENERAL ELECTRIC CO COM 369604103 223 16602 SH SOLE 0 0 16602 GENERAL MTRS CO COM 37045V100 550 9295 SH SOLE 0 0 9295 GLOBAL X FDS CONSCIOUS COS 37954Y731 660 21105 SH SOLE 0 0 21105 GOLDEN ENTMT INC COM 381013101 448 10000 SH SOLE 0 0 10000 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 261 3031 SH SOLE 0 0 3031 HOME DEPOT INC COM 437076102 887 2781 SH SOLE 0 0 2781 HONEYWELL INTL INC COM 438516106 747 3404 SH SOLE 0 0 3404 IDEANOMICS INC COM 45166V106 85 30000 SH SOLE 0 0 30000 IMMERSION CORP COM 452521107 164 18750 SH SOLE 0 0 18750 INSPIRED ENTMT INC COM 45782N108 191 15000 SH SOLE 0 0 15000 INTEL CORP COM 458140100 1215 21641 SH SOLE 0 0 21641 INTERCONTINENTAL EXCHANGE IN COM 45866F104 1415 11925 SH SOLE 0 0 11925 INTERNATIONAL BUSINESS MACHS COM 459200101 468 3196 SH SOLE 0 0 3196 INTUITIVE SURGICAL INC COM NEW 46120E602 975 1060 SH SOLE 0 0 1060 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 355 15207 SH SOLE 0 0 15207 INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 46138J619 11447 244737 SH SOLE 0 0 244737 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 487 3040 SH SOLE 0 0 3040 INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 46137V431 2453 27984 SH SOLE 0 0 27984 INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 46137V472 709 9162 SH SOLE 0 0 9162 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 638 13136 SH SOLE 0 0 13136 INVESCO QQQ TR UNIT SER 1 46090E103 3390 9563 SH SOLE 0 0 9563 ISHARES GOLD TR ISHARES NEW 464285204 1657 49167 SH SOLE 0 0 49167 ISHARES INC CORE MSCI EMKT 46434G103 1878 28030 SH SOLE 0 0 28030 ISHARES INC ESG AWR MSCI EM 46434G863 733 16225 SH SOLE 0 0 16225 ISHARES SILVER TR ISHARES 46428Q109 449 18520 SH SOLE 0 0 18520 ISHARES TR CALIF MUN BD ETF 464288356 453 7232 SH SOLE 0 0 7232 ISHARES TR CHINA LG-CAP ETF 464287184 656 14160 SH SOLE 0 0 14160 ISHARES TR CORE DIV GRWTH 46434V621 2299 45648 SH SOLE 0 0 45648 ISHARES TR CORE MSCI EAFE 46432F842 364 4868 SH SOLE 0 0 4868 ISHARES TR CORE S&P MCP ETF 464287507 320 1191 SH SOLE 0 0 1191 ISHARES TR CORE S&P SCP ETF 464287804 2890 25578 SH SOLE 0 0 25578 ISHARES TR CORE S&P500 ETF 464287200 2239 5207 SH SOLE 0 0 5207 ISHARES TR CORE TOTAL USD 46434V613 564 10550 SH SOLE 0 0 10550 ISHARES TR CORE US AGGBD ET 464287226 613 5312 SH SOLE 0 0 5312 ISHARES TR EAFE GRWTH ETF 464288885 358 3339 SH SOLE 0 0 3339 ISHARES TR EAFE VALUE ETF 464288877 537 10384 SH SOLE 0 0 10384 ISHARES TR ESG AW MSCI EAFE 46435G516 273 3454 SH SOLE 0 0 3454 ISHARES TR ESG AWR MSCI USA 46435G425 3674 37314 SH SOLE 0 0 37314 ISHARES TR ISHS 1-5YR INVS 464288646 256 4664 SH SOLE 0 0 4664 ISHARES TR MRNING SM CP ETF 464288703 1189 20225 SH SOLE 0 0 20225 ISHARES TR MSCI CHINA ETF 46429B671 1018 12343 SH SOLE 0 0 12343 ISHARES TR MSCI KLD400 SOC 464288570 233 2818 SH SOLE 0 0 2818 ISHARES TR MSCI USA ESG SLC 464288802 214 2243 SH SOLE 0 0 2243 ISHARES TR MSCI USA MIN VOL 46429B697 1150 15624 SH SOLE 0 0 15624 ISHARES TR MSCI USA MMENTM 46432F396 274 1578 SH SOLE 0 0 1578 ISHARES TR MSCI USA QLT FCT 46432F339 510 3840 SH SOLE 0 0 3840 ISHARES TR MSCI USA VALUE 46432F388 263 2499 SH SOLE 0 0 2499 ISHARES TR RUS 1000 GRW ETF 464287614 3009 11084 SH SOLE 0 0 11084 ISHARES TR RUS MID CAP ETF 464287499 1062 13401 SH SOLE 0 0 13401 ISHARES TR RUSSELL 2000 ETF 464287655 215 939 SH SOLE 0 0 939 ISHARES TR SELECT DIVID ETF 464287168 226 1937 SH SOLE 0 0 1937 ISHARES TR US TREAS BD ETF 46429B267 538 20233 SH SOLE 0 0 20233 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 1218 24008 SH SOLE 0 0 24008 JOHNSON & JOHNSON COM 478160104 486 2948 SH SOLE 0 0 2948 JPMORGAN CHASE & CO COM 46625H100 1915 12314 SH SOLE 0 0 12314 LAM RESEARCH CORP COM 512807108 546 839 SH SOLE 0 0 839 LAUDER ESTEE COS INC CL A 518439104 278 873 SH SOLE 0 0 873 LKQ CORP COM 501889208 297 6044 SH SOLE 0 0 6044 LOCKHEED MARTIN CORP COM 539830109 453 1196 SH SOLE 0 0 1196 MASTERCARD INCORPORATED CL A 57636Q104 1157 3167 SH SOLE 0 0 3167 MCDONALDS CORP COM 580135101 254 1098 SH SOLE 0 0 1098 MERCK & CO INC COM 58933Y105 388 4989 SH SOLE 0 0 4989 MICROCHIP TECHNOLOGY INC. COM 595017104 298 1989 SH SOLE 0 0 1989 MICROSOFT CORP COM 594918104 7759 28641 SH SOLE 0 0 28641 MICROSTRATEGY INC CL A NEW 594972408 719 1082 SH SOLE 0 0 1082 MITEK SYS INC COM NEW 606710200 1042 54120 SH SOLE 0 0 54120 MODERNA INC COM 60770K107 266 1134 SH SOLE 0 0 1134 MONGODB INC CL A 60937P106 522 1445 SH SOLE 0 0 1445 NETFLIX INC COM 64110L106 2982 5645 SH SOLE 0 0 5645 NIKE INC CL B 654106103 397 2570 SH SOLE 0 0 2570 NVIDIA CORPORATION COM 67066G104 6427 8033 SH SOLE 0 0 8033 NXP SEMICONDUCTORS N V COM N6596X109 825 4010 SH SOLE 0 0 4010 OWL ROCK CAPITAL CORPORATION COM 69121K104 1842 129076 SH SOLE 0 0 129076 PALANTIR TECHNOLOGIES INC CL A 69608A108 647 24532 SH SOLE 0 0 24532 PALO ALTO NETWORKS INC COM 697435105 281 756 SH SOLE 0 0 756 PAYPAL HLDGS INC COM 70450Y103 1343 4608 SH SOLE 0 0 4608 PENNYMAC MTG INVT TR COM 70931T103 541 25678 SH SOLE 0 0 25678 PEPSICO INC COM 713448108 1042 7034 SH SOLE 0 0 7034 PFIZER INC COM 717081103 499 12744 SH SOLE 0 0 12744 PLAYAGS INC COM 72814N104 248 25000 SH SOLE 0 0 25000 POOL CORP COM 73278L105 370 806 SH SOLE 0 0 806 PROCTER AND GAMBLE CO COM 742718109 889 6590 SH SOLE 0 0 6590 PROSHARES TR RUSS 2000 DIVD 74347B698 1005 15782 SH SOLE 0 0 15782 PROSHARES TR S&P MDCP 400 DIV 74347B680 1368 19175 SH SOLE 0 0 19175 QORVO INC COM 74736K101 1025 5241 SH SOLE 0 0 5241 RED ROCK RESORTS INC CL A 75700L108 893 21000 SH SOLE 0 0 21000 SALESFORCE COM INC COM 79466L302 1121 4589 SH SOLE 0 0 4589 SBA COMMUNICATIONS CORP NEW CL A 78410G104 335 1051 SH SOLE 0 0 1051 SCIENTIFIC GAMES CORP COM 80874P109 387 5000 SH SOLE 0 0 5000 SELECT SECTOR SPDR TR ENERGY 81369Y506 1236 22940 SH SOLE 0 0 22940 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 466 12693 SH SOLE 0 0 12693 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1242 9858 SH SOLE 0 0 9858 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1242 12125 SH SOLE 0 0 12125 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 432 5248 SH SOLE 0 0 5248 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 905 6130 SH SOLE 0 0 6130 SHOPIFY INC CL A 82509L107 679 465 SH SOLE 0 0 465 SKYWORKS SOLUTIONS INC COM 83088M102 300 1567 SH SOLE 0 0 1567 SLACK TECHNOLOGIES INC COM CL A 83088V102 219 4943 SH SOLE 0 0 4943 SPDR GOLD TR GOLD SHS 78463V107 244 1475 SH SOLE 0 0 1475 SPDR S&P 500 ETF TR TR UNIT 78462F103 1323 3090 SH SOLE 0 0 3090 SPDR SER TR HLTH CR EQUIP 78464A581 200 1550 SH SOLE 0 0 1550 SPDR SER TR PRTFLO S&P500 VL 78464A508 2039 51556 SH SOLE 0 0 51556 SPDR SER TR S&P BIOTECH 78464A870 393 2905 SH SOLE 0 0 2905 SPDR SER TR S&P HOMEBUILD 78464A888 935 12767 SH SOLE 0 0 12767 SQUARE INC CL A 852234103 1752 7187 SH SOLE 0 0 7187 STARBUCKS CORP COM 855244109 941 8412 SH SOLE 0 0 8412 STMICROELECTRONICS N V NY REGISTRY 861012102 333 9140 SH SOLE 0 0 9140 SUNDIAL GROWERS INC COM 86730L109 29 30800 SH SOLE 0 0 30800 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1418 11802 SH SOLE 0 0 11802 TARGET CORP COM 87612E106 381 1574 SH SOLE 0 0 1574 TERADYNE INC COM 880770102 687 5130 SH SOLE 0 0 5130 TESLA INC COM 88160R101 4122 6065 SH SOLE 0 0 6065 THE TRADE DESK INC COM CL A 88339J105 304 3925 SH SOLE 0 0 3925 THERMO FISHER SCIENTIFIC INC COM 883556102 213 423 SH SOLE 0 0 423 TRI POINTE HOMES INC COM 87265H109 369 17215 SH SOLE 0 0 17215 TWILIO INC CL A 90138F102 1267 3215 SH SOLE 0 0 3215 UNION PAC CORP COM 907818108 342 1555 SH SOLE 0 0 1555 UNITED PARCEL SERVICE INC CL B 911312106 469 2255 SH SOLE 0 0 2255 UNITEDHEALTH GROUP INC COM 91324P102 658 1644 SH SOLE 0 0 1644 UPSTART HLDGS INC COM 91680M107 264 2117 SH SOLE 0 0 2117 VANECK MERK GOLD TR GOLD TRUST 921078101 211 12225 SH SOLE 0 0 12225 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 354 4783 SH SOLE 0 0 4783 VANECK VECTORS ETF TR OIL SVCS ETF 92189H607 1881 8594 SH SOLE 0 0 8594 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 352 4096 SH SOLE 0 0 4096 VANGUARD INDEX FDS GROWTH ETF 922908736 1380 4810 SH SOLE 0 0 4810 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 384 3771 SH SOLE 0 0 3771 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2336 5936 SH SOLE 0 0 5936 VANGUARD INDEX FDS SMALL CP ETF 922908751 200 887 SH SOLE 0 0 887 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2930 13150 SH SOLE 0 0 13150 VANGUARD INDEX FDS VALUE ETF 922908744 355 2584 SH SOLE 0 0 2584 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 2828 53958 SH SOLE 0 0 53958 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 369 2383 SH SOLE 0 0 2383 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 240 4663 SH SOLE 0 0 4663 VANGUARD WORLD FDS INF TECH ETF 92204A702 1497 3752 SH SOLE 0 0 3752 VERIZON COMMUNICATIONS INC COM 92343V104 549 9805 SH SOLE 0 0 9805 VISA INC COM CL A 92826C839 1606 6869 SH SOLE 0 0 6869 WALMART INC COM 931142103 842 5968 SH SOLE 0 0 5968 WELLS FARGO CO NEW COM 949746101 345 7615 SH SOLE 0 0 7615 WYNN RESORTS LTD COM 983134107 209 1709 SH SOLE 0 0 1709 XPO LOGISTICS INC COM 983793100 224 1598 SH SOLE 0 0 1598 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 265 500 SH SOLE 0 0 500 ZSCALER INC COM 98980G102 223 1032 SH SOLE 0 0 1032 ZYNGA INC CL A 98986T108 244 22965 SH SOLE 0 0 22965