Compliance Assistant

0001801241-23-000004.txt : 20230510 0001801241-23-000004.hdr.sgml : 20230510 20230510092337 ACCESSION NUMBER: 0001801241-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230510 DATE AS OF CHANGE: 20230510 EFFECTIVENESS DATE: 20230510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RE Dickinson Investment Advisors, LLC CENTRAL INDEX KEY: 0001801241 IRS NUMBER: 421481540 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-21994 FILM NUMBER: 23904615 BUSINESS ADDRESS: STREET 1: 535 W BROADWAY, SUITE 301 CITY: COUNCIL BLUFFS STATE: IA ZIP: 51503 BUSINESS PHONE: 712-256-4856 MAIL ADDRESS: STREET 1: 535 W BROADWAY, SUITE 301 CITY: COUNCIL BLUFFS STATE: IA ZIP: 51503 13F-HR/A 1 primary_doc.xml X0202 13F-HR/A LIVE false false false 0001801241 XXXXXXXX 03-31-2023 03-31-2023 true 1 RESTATEMENT RE Dickinson Investment Advisors, LLC

535 W BROADWAY, SUITE 301 COUNCIL BLUFFS IA 51503

13F HOLDINGS REPORT 028-21994 N Chris L Adkins Compliance Assistant 712-256-4856 Christopher L Adkins Council Bluffs IA 05-10-2023 0 440 296092 false INFORMATION TABLE 2 13FReportingSEC1Q23.xml 1/100 BERKSHIRE HTWY CLA100 SHS=1 WHOLE SH BRK A COM 084990175 93 20 SH SOLE 20 0 0 A T & T INC COM 00206R102 41 2111 SH SOLE 2111 0 0 ABBOTT LABORATORIES COM 002824100 11 797 SH SOLE 797 0 0 ABBVIE INC COM 00287Y109 154 964 SH SOLE 964 0 0 ADAMS DIVERSIFIED EQUITY CEM 006212104 4 288 SH SOLE 288 0 0 ADIENT PLC F FGO G0084W101 2 39 SH SOLE 39 0 0 ADOBE INC COM 00724F101 6 15 SH SOLE 15 0 0 ADVANCED DRAINAGE SY COM 00790R104 223 2650 SH SOLE 2650 0 0 ADVANCED MICRO DEVICES I COM 007903107 3 35 SH SOLE 35 0 0 AEROJET ROCKETDYNE HOLDI COM 007800105 3 59 SH SOLE 59 0 0 ALAMOS GOLD INC FCLASS A FGC 011532108 0 30 SH SOLE 30 0 0 ALCOA CORP COM 013872106 2 50 SH SOLE 50 0 0 ALLIANT ENERGY CORP COM 018802108 21 400 SH SOLE 400 0 0 ALLSPRING EMERGING MARKETS EQUITY A MFA 94984B389 79 3344 SH SOLE 3344 0 0 ALPHABET INC. CLASS A COM 02079K305 339 3272 SH SOLE 3272 0 0 ALPHABET INC. CLASS C COM 02079K107 232 2230 SH SOLE 2230 0 0 ALTRIA GROUP INC COM 02209S103 112 2520 SH SOLE 2520 0 0 AMAZON.COM INC COM 023135106 88 856 SH SOLE 856 0 0 AMC ENTERTAINMEN PRE 00165C203 4 2446 SH SOLE 2446 0 0 AMC ENTERTAINMENT CLASS A COM 00165C104 6 1106 SH SOLE 1106 0 0 AMERICAN CENTURY ULTRA INV MFA 025083882 23 364 SH SOLE 364 0 0 AMERICAN FUNDS AMCAP A MPL 023375108 36 1074 SH SOLE 1074 0 0 AMERICAN FUNDS AMERICAN BALANCED A MPL 024071102 95 3218 SH SOLE 3218 0 0 AMERICAN FUNDS AMERICAN HIGH-INC A MPB 026547109 18 1922 SH SOLE 1922 0 0 AMERICAN FUNDS CAPITAL INCOME BLDR A MPL 140193103 3 41 SH SOLE 41 0 0 AMERICAN FUNDS CAPITAL WORLD GR&INC A MPL 140543109 42 768 SH SOLE 768 0 0 AMERICAN FUNDS CAPITAL WORLD GR&INC F1 MFA 140543406 152 2786 SH SOLE 2786 0 0 AMERICAN FUNDS EUROPACIFIC GROWTH A MPL 298706102 35 651 SH SOLE 651 0 0 AMERICAN FUNDS FUNDAMENTAL INVS A MPL 360802102 25 396 SH SOLE 396 0 0 AMERICAN FUNDS GROWTH FUND OF AMER A MPL 399874106 89 1619 SH SOLE 1619 0 0 AMERICAN FUNDS GROWTH FUND OF AMER F1 MFA 399874403 21 378 SH SOLE 378 0 0 AMERICAN FUNDS INCOME FUND OF AMER A MPL 453320103 39 1712 SH SOLE 1712 0 0 AMERICAN FUNDS INTL GR AND INC F1 MFA 45956T402 14 395 SH SOLE 395 0 0 AMERICAN FUNDS INVMT CO OF AMER A MPL 461308108 67 1537 SH SOLE 1537 0 0 AMERICAN FUNDS NEW PERSPECTIVE A MPL 648018109 188 3596 SH SOLE 3596 0 0 AMERICAN FUNDS NEW WORLD A MPL 649280104 9 127 SH SOLE 127 0 0 AMERICAN FUNDS TAX-EXEMPT BOND A MPB 876902107 3 246 SH SOLE 246 0 0 AMERICAN FUNDS WASHINGTON MUTUAL A MPL 939330106 30 582 SH SOLE 582 0 0 AMERICAN OUTDOOR BRANDS COM 02875D109 1 75 SH SOLE 75 0 0 AMERISOURCEBERGEN CORP COM 03073E105 11 67 SH SOLE 67 0 0 AMERN TOWER CORP REIT RET 03027X100 286 1398 SH SOLE 1398 0 0 AMG GW&K SMALL CAP VALUE N MFA 00170K208 3 114 SH SOLE 114 0 0 AMG YACKTMAN I MFC 00170K588 130 5996 SH SOLE 5996 0 0 AMGEN INC. COM 031162100 520 2152 SH SOLE 2152 0 0 ANALOG DEVICES INC COM 032654105 22 113 SH SOLE 113 0 0 APOLLO DIVERSIFIED CREDIT FD CL I MFC 39822Y307 155 7283 SH SOLE 7283 0 0 APOLLO DIVERSIFIED RE FD CL A MFA 39822J102 11249 412504 SH SOLE 412504 0 0 APPLE INC COM 037833100 5150 31233 SH SOLE 31233 0 0 APPLIED MATERIALS COM 038222105 25 200 SH SOLE 200 0 0 ARCBEST CORP COM 03937C105 14 150 SH SOLE 150 0 0 ARCHER-DANIELS-MIDLN COM 039483102 0 1 SH SOLE 1 0 0 AURORA CANNABIS INC F FGC 05156X884 0 4 SH SOLE 4 0 0 AUTO DATA PROCESSING COM 053015103 274 1230 SH SOLE 1230 0 0 AUTODESK INC COM 052769106 2 10 SH SOLE 10 0 0 AVT INC XXXREGISTRATION REVOKED BY THE SEC EFF: 06/16/17 COM 002422301 0 5405 SH SOLE 5405 0 0 B&M EUROPEAN VALUE FSPONSORED ADR 1 ADR REPS 4 ORD SHS ADR 05590Y100 2 80 SH SOLE 80 0 0 BAIRD CORE PLUS BOND INST MFB 057071870 0 36 SH SOLE 36 0 0 BALANCED POOL MFO 808516306 186 2697 SH SOLE 2697 0 0 BANK OF AMERICA CORP COM 060505104 81 2845 SH SOLE 2845 0 0 BARON EMERGING MARKETS INSTITUTIONAL MFC 06828M876 558 41643 SH SOLE 41643 0 0 BARON EMERGING MARKETS RETAIL MFA 06828M884 290 21840 SH SOLE 21840 0 0 BARON GROWTH RETAIL MFA 068278209 184 2011 SH SOLE 2011 0 0 BARON HEALTH CARE RETAIL MFA 06828M678 9 519 SH SOLE 519 0 0 BARON INTERNATIONAL GROWTH INSTITUTIONAL MFC 06828M603 6249 247993 SH SOLE 247993 0 0 BARON INTERNATIONAL GROWTH RETAIL MFA 06828M306 2071 83938 SH SOLE 83938 0 0 BAXTER INTERNTNL COM 071813109 14 345 SH SOLE 345 0 0 BBH INCOME I MFB 05528C766 2424 273272 SH SOLE 273272 0 0 BECTON DICKINSON&CO COM 075887109 21 84 SH SOLE 84 0 0 BERKSHIRE HATHAWAY CLASS B COM 084670702 5940 19238 SH SOLE 19238 0 0 BEST BUY CO INC COM 086516101 3 42 SH SOLE 42 0 0 BLACKSTONE INC COM 09260D107 3 33 SH SOLE 33 0 0 BLACKSTONE PRIVATE CREDIT FUND CLASS D CEM 09261H206 1009 40603 SH SOLE 40603 0 0 BLACKSTONE REAL ESTATE INCOME TRUST CLASS D RET 09259K302 19114 1320892 SH SOLE 1320892 0 0 BLOCK INC CLASS A COM 852234103 7 100 SH SOLE 100 0 0 BLUE OWL CAP INC CLASS A COM 09581B103 22 2000 SH SOLE 2000 0 0 BLUEROCK TOTAL INCOME REAL ESTATE A MFA 09630D209 9118 274479 SH SOLE 274479 0 0 BLUEROCK TOTAL INCOME REAL ESTATE I MFC 09630D407 133 3897 SH SOLE 3897 0 0 BLUESTAR ISRAEL TECHNOLOGY ETF UIE 26924G870 9 200 SH SOLE 200 0 0 BOEING CO COM 097023105 25 116 SH SOLE 116 0 0 BOOKING HOLDINGS INC COM 09857L108 11 4 SH SOLE 4 0 0 BOX INC CLASS A COM 10316T104 1 45 SH SOLE 45 0 0 BP PLC FSPONSORED ADR 1 ADR REPS 6 ORD SHS ADR 055622104 118 3104 SH SOLE 3104 0 0 BRISTOL-MYERS SQUIBB COM 110122108 24 350 SH SOLE 350 0 0 BROOKFIELD ASSET MANAG FCLASS A FGC 113004105 157 4806 SH SOLE 4806 0 0 BROOKFIELD BUSINESS P LP MLP G16234109 0 19 SH SOLE 19 0 0 BROOKFIELD CORP FCLASS A FGC 11271J107 217 6658 SH SOLE 6658 0 0 BROOKFIELD INFRASTRUC LP MLP G16252101 3672 108728 SH SOLE 108728 0 0 BROOKFIELD INFRASTRUCT FCLASS A FGC 11275Q107 775 16833 SH SOLE 16833 0 0 BROOKFIELD REINSURANCE F FGO G16250105 2 58 SH SOLE 58 0 0 BROWN ADVISORY GROWTH EQUITY INV MFA 115233504 47 2003 SH SOLE 2003 0 0 CARMAX INC COM 143130102 6 91 SH SOLE 91 0 0 CARNIVAL CORP F FGO 143658300 1 100 SH SOLE 100 0 0 CASEYS GEN STORES COM 147528103 7 30 SH SOLE 30 0 0 CATERPILLAR INC COM 149123101 458 2000 SH SOLE 2000 0 0 CHARGEPOINT HOLDINGS INCCLASS A COM 15961R105 0 35 SH SOLE 35 0 0 CHARLES SCHWAB CORP COM 808513105 3 59 SH SOLE 59 0 0 CHARLES SCHWAB US MC ETF UIE 808524508 6120 90203 SH SOLE 90203 0 0 CHARLOTTES WEB HLDGS I F FGC 16106R109 0 248 SH SOLE 248 0 0 CHEVRON CORP COM 166764100 207 1267 SH SOLE 1267 0 0 CHINA NORTH EAST PET XXXREGISTRATION REVOKED BY THE SEC EFF: 04/05/13 COM 16941G102 0 1375 SH SOLE 1375 0 0 CHUBB LTD F FGO H1467J104 10 51 SH SOLE 51 0 0 CIM REAL ESTATE FINANCE TRUST INC RET 12558Q103 4087 622115 SH SOLE 622115 0 0 CION ARES DIVERSIFIED CREDIT A MFF 17260G103 11308 469214 SH SOLE 469214 0 0 CISCO SYSTEMS INC COM 17275R102 29 555 SH SOLE 555 0 0 CLOROX CO COM 189054109 55 346 SH SOLE 346 0 0 CNL STRATEGIC CAPITAL LLC SHARES CLASS I LLC 18978M408 1651 49802 SH SOLE 49802 0 0 COHEN & STEERS GLOBAL INFRASTRUCTURE A MFA 19248B107 8666 397342 SH SOLE 397342 0 0 COHEN & STEERS PREFERRED SEC & INC A MFF 19248X109 698 62458 SH SOLE 62458 0 0 COHEN & STEERS REALTY SHARES L MFA 192476109 110 1848 SH SOLE 1848 0 0 COLUMBIA INTERNATIONAL DIV INC INST MFA 19765P166 9 496 SH SOLE 496 0 0 COLUMBIA LARGE CAP VALUE A MFA 19763P390 21 1450 SH SOLE 1450 0 0 COLUMBIA SELIGMAN GLOBAL TECH A MFA 19766H320 48 849 SH SOLE 849 0 0 COMCAST CORP CLASS A COM 20030N101 13 352 SH SOLE 352 0 0 CONAGRA BRANDS INC COM 205887102 92 2452 SH SOLE 2452 0 0 CONSOLIDATED EDISON COM 209115104 19 200 SH SOLE 200 0 0 COSTCO WHOLESALE CO COM 22160K105 10 20 SH SOLE 20 0 0 CUMMINS INC COM 231021106 26 107 SH SOLE 107 0 0 CVS HEALTH CORP COM 126650100 6 78 SH SOLE 78 0 0 DANAHER CORP COM 235851102 25 100 SH SOLE 100 0 0 DEERE & CO COM 244199105 41 99 SH SOLE 99 0 0 DODGE & COX INCOME I MFB 256210105 0 0 SH SOLE 0 0 0 DODGE & COX STOCK I MFC 256219106 77 356 SH SOLE 356 0 0 DOMINION ENERGY INC COM 25746U109 11 200 SH SOLE 200 0 0 DOUBLELINE LOW DUR EMERG MKTS FXD INC I MFB 258620772 2 223 SH SOLE 223 0 0 DOUBLELINE TOTAL RETURN BOND I MFB 258620103 3381 376948 SH SOLE 376948 0 0 DOUBLELINE TOTAL RETURN BOND N MFF 258620202 1481 165063 SH SOLE 165063 0 0 DUKE ENERGY CORP COM 26441C204 64 660 SH SOLE 660 0 0 DWS FLOATING RATE S MFF 25157W883 15 1931 SH SOLE 1931 0 0 ECOLAB INC COM 278865100 2 13 SH SOLE 13 0 0 ELEVANCE HEALTH INC COM 036752103 8 18 SH SOLE 18 0 0 EMERSON ELECTRIC CO COM 291011104 16 183 SH SOLE 183 0 0 ENBRIDGE INC F FGC 29250N105 20 513 SH SOLE 513 0 0 ENERGY RECOVERY INC COM 29270J100 23 1000 SH SOLE 1000 0 0 ENERGY SELECT SECTOR SPDR ETF UIE 81369Y506 13 160 SH SOLE 160 0 0 ENTERPRISE PRODS PART LP MLP 293792107 93 3580 SH SOLE 3580 0 0 EXTRA SPACE STORAGE REIT RET 30225T102 10 64 SH SOLE 64 0 0 EXXON MOBIL CORP COM 30231G102 58 533 SH SOLE 533 0 0 FEDERATED HERMES MDT SMALL CAP CORE A MFA 31421R817 67 3516 SH SOLE 3516 0 0 FEDEX CORP COM 31428X106 33 143 SH SOLE 143 0 0 FIDELITY BLUE CHIP GROWTH MFC 316389303 69 511 SH SOLE 511 0 0 FIDELITY NATL INFO COM 31620M106 6 104 SH SOLE 104 0 0 FISERV INC COM 337738108 9 82 SH SOLE 82 0 0 FRANKLIN BSP LENDING CORPORATION CEM 12325J101 124 17017 SH SOLE 17017 0 0 FRANKLIN DYNATECH A MFA 353496201 10 93 SH SOLE 93 0 0 FRANKLIN FEDERAL TAX FREE INCOME A MFF 353519804 75 6950 SH SOLE 6950 0 0 FRANKLIN FEDERAL TAX FREE INCOME ADV MFF 353519408 12 1075 SH SOLE 1075 0 0 FRANKLIN GOLD AND PRECIOUS METALS A MFA 353535107 5 273 SH SOLE 273 0 0 FRANKLIN MULTI-ASSET GROWTH A MFA 52467P762 14 920 SH SOLE 920 0 0 FS CREDIT REAL ESTATE INCOME TRUST, INC CLASS M RET 302950308 25 995 SH SOLE 995 0 0 FS ENERGY & POWER FUND CEM 30264D109 5 1264 SH SOLE 1264 0 0 FS KKR CAPITAL CORP COM 302635206 40 2168 SH SOLE 2168 0 0 G M C HOLDING CORP005XXXREGISTRATION REVOKED BY THE SEC EFF: 04/05/06 COM 361880305 0 5000 SH SOLE 5000 0 0 GABRIEL TECHNOLOGIES XXXREGISTRATION REVOKED BY THE SEC EFF: 01/29/14 COM 362447104 0 2000 SH SOLE 2000 0 0 GE HEALTHCARE TECHNOLOGI COM 36266G107 8 100 SH SOLE 100 0 0 GENERAL DYNAMICS CO COM 369550108 3 14 SH SOLE 14 0 0 GENERAL ELECTRIC CO COM 369604301 33 347 SH SOLE 347 0 0 GOLDMAN SACHS GROUP COM 38141G104 5 15 SH SOLE 15 0 0 GRIFFIN REALTY TRUST CLASS E RET 39818P880 4 498 SH SOLE 498 0 0 GROWTH POOL MFO 808516207 3 56 SH SOLE 56 0 0 GUGGENHEIM MACRO OPPORTUNITIES A MFF 40168W616 127 5311 SH SOLE 5311 0 0 GUGGENHEIM MACRO OPPORTUNITIES INSTL MFF 40168W582 1991 82915 SH SOLE 82915 0 0 GUGGENHEIM TOTAL RETURN BOND P MFF 40169J879 1822 76503 SH SOLE 76503 0 0 HARBOR CAPITAL APPRECIATION INSTL MFC 411511504 3500 47133 SH SOLE 47133 0 0 HARBOR CAPITAL APPRECIATION INV MFA 411511819 1973 28769 SH SOLE 28769 0 0 HARBOR CORE PLUS INSTITUTIONAL MFB 411511108 134 13097 SH SOLE 13097 0 0 HARLEY DAVIDSON INC COM 412822108 11 300 SH SOLE 300 0 0 HEALTHCARE REALTY TRUST CLASS A COM 42226K105 19 980 SH SOLE 980 0 0 HEALTHCARE TRUST INC RET 42226B105 172 11482 SH SOLE 11482 0 0 HENNESSY GAS UTILITY INVESTOR MFA 42588P833 39 1597 SH SOLE 1597 0 0 HIGHLANDS REIT INC RET 43110A104 3 10447 SH SOLE 10447 0 0 HORMEL FOODS CORP COM 440452100 0 6 SH SOLE 6 0 0 HUNTINGTON BANCSHS COM 446150104 4 376 SH SOLE 376 0 0 IBM CORP COM 459200101 49 374 SH SOLE 374 0 0 INTEL CORP COM 458140100 147 4500 SH SOLE 4500 0 0 INVESCO DEVELOPING MARKETS A MFA 00143W701 15 372 SH SOLE 372 0 0 INVESCO EQV ASIA PACIFIC EQUITY A MFA 008882888 4 149 SH SOLE 149 0 0 INVESCO EQV INTERNATIONAL EQUITY A MFA 008882102 4 171 SH SOLE 171 0 0 INVESCO FTSE RAFI US 1000 ETF UIE 46137V613 29 183 SH SOLE 183 0 0 INVESCO MAIN STREET A MFA 00141B725 24 518 SH SOLE 518 0 0 INVESCO MAIN STREET Y MFA 00141B683 216 4696 SH SOLE 4696 0 0 INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF UIE 46138E362 466 11035 SH SOLE 11035 0 0 INVESCO SELECT RISK: GROWTH INVESTOR A MFA 00141M549 46 3364 SH SOLE 3364 0 0 INVSC QQQ TRUST SRS 1 ETF UIE 46090E103 254 790 SH SOLE 790 0 0 INVSC S P 500 EQUAL WEIGHT ETF UIE 46137V357 5 32 SH SOLE 32 0 0 IQVIA HOLDINGS INC COM 46266C105 13 64 SH SOLE 64 0 0 ISHARES CORE S&P 500 ETF UIE 464287200 4649 11310 SH SOLE 11310 0 0 ISHARES CORE S&P MID CAPETF UIE 464287507 17 68 SH SOLE 68 0 0 ISHARES CORE S&P SMALL CAP ETF UIE 464287804 43 443 SH SOLE 443 0 0 ISHARES MSCI EAFE ETF UIE 464287465 20 280 SH SOLE 280 0 0 ISHARES MSCI EAFE SMALL CAP ETF UIE 464288273 8 136 SH SOLE 136 0 0 ISHARES RUSSELL 1000 GROWTH ETF UIE 464287614 49 202 SH SOLE 202 0 0 ISHARES RUSSELL 1000 VALUE ETF UIE 464287598 6245 41014 SH SOLE 41014 0 0 ISHARES RUSSELL 2000 ETF UIE 464287655 1717 9624 SH SOLE 9624 0 0 ISHARES RUSSELL 2000 GROWTH ETF UIE 464287648 44 195 SH SOLE 195 0 0 ISHARES RUSSELL 2000 VALUE ETF UIE 464287630 26 192 SH SOLE 192 0 0 ISHARES RUSSELL MID CAP ETF UIE 464287499 30 435 SH SOLE 435 0 0 ISHARES RUSSELL MID CAP GROWTH ETF UIE 464287481 12 130 SH SOLE 130 0 0 ISHARES RUSSELL MID CAP VALUE ETF UIE 464287473 22 203 SH SOLE 203 0 0 ISHARES S&P MID CAP 400 VALUE ETF UIE 464287705 53 515 SH SOLE 515 0 0 ISHARES S&P SMLL CAP 600GRTH ETF UIE 464287887 5810 52845 SH SOLE 52845 0 0 ISHARES SILVER TRUST ETF UIE 46428Q109 73 3310 SH SOLE 3310 0 0 JANUS HENDERSON FLEXIBLE BOND T MFF 471023606 3392 356678 SH SOLE 356678 0 0 JANUS HENDERSON GLOBAL RESEARCH T MFA 471023309 32 377 SH SOLE 377 0 0 JERVOIS GLOBAL LTD ORDF CANADIAN SHARES FGO Q5058P361 0 1650 SH SOLE 1650 0 0 JOHNSON & JOHNSON COM 478160104 24 158 SH SOLE 158 0 0 JOHNSON CONTROLS INTER F FGO G51502105 24 403 SH SOLE 403 0 0 JONES LANG LASALLE INCOME PROPERTY TRUST INC CLASS M I RET 48021R401 4353 316102 SH SOLE 316102 0 0 JPMORGAN CHASE & CO COM 46625H100 124 955 SH SOLE 955 0 0 KBS REAL ESTATE INVESTMENT TRUST II INC RET 48243C109 4 4408 SH SOLE 4408 0 0 KELLOGG CO COM 487836108 28 424 SH SOLE 424 0 0 KINDER MORGAN INC COM 49456B101 2 133 SH SOLE 133 0 0 LAMB WESTON HOLDINGS INC COM 513272104 81 779 SH SOLE 779 0 0 LARGE CAP EQUITY MANAGED POOL MFO 808516108 5 66 SH SOLE 66 0 0 LAZARD GLOBAL LISTED INFRASTRUCTURE INST MFC 52106N459 296 20098 SH SOLE 20098 0 0 LAZARD GLOBAL LISTED INFRASTRUCTURE OPEN MFA 52106N442 153 10361 SH SOLE 10361 0 0 LILLY ELI & CO COM 532457108 99 288 SH SOLE 288 0 0 LOCKHEED MARTIN CORP COM 539830109 4 9 SH SOLE 9 0 0 LUMEN TECHNOLOGIES INC COM 550241103 1 229 SH SOLE 229 0 0 MANULIFE FINL F FGC 56501R106 3 144 SH SOLE 144 0 0 MARVELL TECHNOLOGY INC COM 573874104 9 201 SH SOLE 201 0 0 MASTERCARD INC CLASS A COM 57636Q104 230 632 SH SOLE 632 0 0 MATTHEWS ASIA DIVIDEND INSTL MFC 577130750 3 228 SH SOLE 228 0 0 MATTHEWS ASIA GROWTH INVESTOR MFA 577130867 21 957 SH SOLE 957 0 0 MCDONALDS CORP COM 580135101 38 136 SH SOLE 136 0 0 MCKESSON CORP COM 58155Q103 112 315 SH SOLE 315 0 0 META PLATFORMS INC CLASS A COM 30303M102 27 126 SH SOLE 126 0 0 METLIFE INC COM 59156R108 2 36 SH SOLE 36 0 0 MICROSOFT CORP COM 594918104 546 1892 SH SOLE 1892 0 0 MONDELEZ INTL CLASS A COM 609207105 10 138 SH SOLE 138 0 0 NANO X IMAGING LTD F FGO M70700105 0 50 SH SOLE 50 0 0 NETFLIX INC COM 64110L106 4 11 SH SOLE 11 0 0 NEWMONT CORP COM 651639106 18 363 SH SOLE 363 0 0 NIOCORP DEVELOPMENTS F FGC 654484609 0 75 SH SOLE 75 0 0 NORDSON CORP COM 655663102 454 2042 SH SOLE 2042 0 0 NORTHERN DYN MINERL F FGC 66510M204 0 175 SH SOLE 175 0 0 NORTHROP GRUMMAN CO COM 666807102 37 80 SH SOLE 80 0 0 NORTHSTAR HEALTHCARE INCOME INC RET 66705T105 12 3981 SH SOLE 3981 0 0 NUVEEN GLOBAL CITIES REIT INC CLASS I RET 67097R202 984 77883 SH SOLE 77883 0 0 NUVEEN PREF AND INCM SEC CEM 67072C105 31 4763 SH SOLE 4763 0 0 NUVEEN PREFERRED SECS & INC A MFF 670700103 4134 290934 SH SOLE 290934 0 0 OAKMARK EQUITY AND INCOME INVESTOR MFA 413838400 35 1151 SH SOLE 1151 0 0 OAKMARK INTERNATIONAL ADVISOR MFC 413838731 538 20581 SH SOLE 20581 0 0 OAKMARK INTERNATIONAL INVESTOR MFA 413838202 615 23470 SH SOLE 23470 0 0 OASYS MOBILE INC XXXBANKRUPTCY EFF: 12/08/06 COM 67421G104 0 400 SH SOLE 400 0 0 ORACLE CORP COM 68389X105 22 232 SH SOLE 232 0 0 OSTERWEIS STRATEGIC INCOME MFB 742935489 239 22885 SH SOLE 22885 0 0 PACWEST BANCORP COM 695263103 0 48 SH SOLE 48 0 0 PARAMETRIC COMMODITY STRATEGY A MFA 277923132 963 154269 SH SOLE 154269 0 0 PARAMETRIC COMMODITY STRATEGY I MFC 277923223 3239 514116 SH SOLE 514116 0 0 PARNASSUS CORE EQUITY INSTITUTIONAL MFC 701769408 5 92 SH SOLE 92 0 0 PELOTON INTERACTIVE INC COM 70614W100 1 59 SH SOLE 59 0 0 PEPSICO INC COM 713448108 40 218 SH SOLE 218 0 0 PFIZER INC COM 717081103 76 1874 SH SOLE 1874 0 0 PGIM HIGH YIELD Z MFF 74440Y801 1393 302215 SH SOLE 302215 0 0 PHILIP MORRIS INTL COM 718172109 19 200 SH SOLE 200 0 0 PHILLIPS 66 COM 718546104 4 43 SH SOLE 43 0 0 PHILLIPS EDISON & CO INC COM 71844V201 167 5129 SH SOLE 5129 0 0 PIMCO GNMA AND GOVERNMENT SECS A MFF 693391476 28 2990 SH SOLE 2990 0 0 PIMCO INVEST GRADE CORP BND IDX ETF UIE 72201R817 11 111 SH SOLE 111 0 0 PIMCO REAL RETURN A MFF 693391120 85 8300 SH SOLE 8300 0 0 PIONEER A MFA 723682100 29 935 SH SOLE 935 0 0 PLUG POWER INC COM 72919P202 0 30 SH SOLE 30 0 0 PRINCIPAL FINL COM 74251V102 22 662 SH SOLE 662 0 0 PROCTER & GAMBLE COM 742718109 288 1938 SH SOLE 1938 0 0 PROSH K-1 FREE CRUDE OILSTGY ETF UIE 74347G804 4 100 SH SOLE 100 0 0 PRUDENTIAL FINL COM 744320102 12 147 SH SOLE 147 0 0 QUALCOMM INC COM 747525103 3 20 SH SOLE 20 0 0 QUANTUMSCAPE CORP CLASS A COM 74767V109 1 115 SH SOLE 115 0 0 RAYTHEON TECHNOLOGIES CO COM 75513E101 151 1540 SH SOLE 1540 0 0 RBC EMERGING MARKETS EQUITY I MFC 74926P316 5549 460893 SH SOLE 460893 0 0 REALTY INCOME CORP REIT RET 756109104 4 60 SH SOLE 60 0 0 REGENERON PHARMS INC COM 75886F107 4 5 SH SOLE 5 0 0 REGIONS FINL CO COM 7591EP100 38 2026 SH SOLE 2026 0 0 ROCHE HLDG AG FSPONSORED ADR 1 ADR RE 0.125 ORD SHS ADR 771195104 96 2690 SH SOLE 2690 0 0 RREEF PROPERTY TRUST INC CLASS I RET 74972X205 7916 525994 SH SOLE 525994 0 0 SALESFORCE INC COM 79466L302 3 13 SH SOLE 13 0 0 SANDSTORM GOLD LTD F FGC 80013R206 1 150 SH SOLE 150 0 0 SCHWAB US LARGE-CAP VALUE INDEX MFS 80850L734 2 47 SH SOLE 47 0 0 SCHWAB 1000 INDEX MFS 808517106 11976 135735 SH SOLE 135735 0 0 SCHWAB 1000 INDEX ETF UIE 808524722 74 1871 SH SOLE 1871 0 0 SCHWAB EMERGING MARKETS EQUITY ETF UIE 808524706 2193 89434 SH SOLE 89434 0 0 SCHWAB FUNDAMENTAL INTL SMAL COM ETF UIE 808524748 1 43 SH SOLE 43 0 0 SCHWAB FUNDAMENTAL US BROAD MKT ETF UIE 808524789 2 31 SH SOLE 31 0 0 SCHWAB GOVERNMENT MONEY INV MMN 808515613 3856 3855707 SH SOLE 3855707 0 0 SCHWAB INTERNATIONAL EQUITY ETF UIE 808524805 2321 66704 SH SOLE 66704 0 0 SCHWAB MARKETTRACK ALL EQUITY MFS 808509814 300 15138 SH SOLE 15138 0 0 SCHWAB MARKETTRACK BALANCED MFS 808509400 291 16267 SH SOLE 16267 0 0 SCHWAB MARKETTRACK CONSERVATIVE MFS 808509509 35 2300 SH SOLE 2300 0 0 SCHWAB MARKETTRACK GROWTH MFS 808509301 647 28028 SH SOLE 28028 0 0 SCHWAB S&P 500 INDEX MFS 808509855 927 14669 SH SOLE 14669 0 0 SCHWAB SELECT LARGE CAP GROWTH MFS 51855Q549 1036 52161 SH SOLE 52161 0 0 SCHWAB US AGGREGATE BONDETF UIE 808524839 186 3957 SH SOLE 3957 0 0 SCHWAB US BROAD MARKET ETF UIE 808524102 22 466 SH SOLE 466 0 0 SCHWAB US DIVIDEND EQUITY ETF UIE 808524797 9057 123800 SH SOLE 123800 0 0 SCHWAB US LARGE CAP GROWTH ETF UIE 808524300 14170 217427 SH SOLE 217427 0 0 SCHWAB US LARGE CAP VALUE ETF UIE 808524409 4223 64400 SH SOLE 64400 0 0 SCHWAB US LARGE CAP ETF UIE 808524201 1421 29385 SH SOLE 29385 0 0 SCHWAB US SMALL CAP ETF UIE 808524607 385 9184 SH SOLE 9184 0 0 SCHWAB US TIPS ETF UIE 808524870 9828 183329 SH SOLE 183329 0 0 SELECT STR FINANCIAL SELECT SPDR ETF UIE 81369Y605 16 500 SH SOLE 500 0 0 SFL CORP LTD F FGO G7738W106 9 978 SH SOLE 978 0 0 SILA REALTY TRUST INC CLASS I RET 146280300 966 117537 SH SOLE 117537 0 0 SILA REALTY TRUST INC CLASS A RET 146280102 5 576 SH SOLE 576 0 0 SLR INVESTMENT CORP COM 83413U100 0 4 SH SOLE 4 0 0 SMALL CAP EQUITY POOL MFO 808516876 4 108 SH SOLE 108 0 0 SMITH & WESSON BRANDS IN COM 831754106 4 300 SH SOLE 300 0 0 SPDR DOUBLELINE TTL RTRNTTCL ETF UIE 78467V848 2421 59007 SH SOLE 59007 0 0 SPDR GOLD SHARES ETF UIE 78463V107 39 214 SH SOLE 214 0 0 SPDR PORTFOLIO EUROPE ETF UIE 78463X103 4 100 SH SOLE 100 0 0 SPDR S&P 400 MID CAP VALUE ETF UIE 78464A839 5 82 SH SOLE 82 0 0 SPDR S&P 500 ETF UIE 78462F103 1 2 SH SOLE 2 0 0 SPDR S&P 500 GROWTH ETF UIE 78464A409 1 12 SH SOLE 12 0 0 SPDR S&P 600 SMALL CAP GROWTH ETF UIE 78464A201 6 81 SH SOLE 81 0 0 SPDR S&P 600 SMALL CAP VALUE ETF UIE 78464A300 5 69 SH SOLE 69 0 0 SPDR S&P DIVIDEND ETF UIE 78464A763 41 331 SH SOLE 331 0 0 SPDR S&P MIDCAP 400 ETF UIE 78467Y107 9 19 SH SOLE 19 0 0 STERLING CAPITAL REAL ESTATE I MFC 85917K553 112 3190 SH SOLE 3190 0 0 STRATASYS LTD F FGO M85548101 0 7 SH SOLE 7 0 0 T. ROWE PRICE FLOATING RATE MFF 87279B106 4725 519211 SH SOLE 519211 0 0 T. ROWE PRICE INTL DISCIPLINED EQ I MFA 77956H336 4 370 SH SOLE 370 0 0 T. ROWE PRICE SMALL-CAP VALUE MFA 77957Q103 65 1364 SH SOLE 1364 0 0 T. ROWE PRICE VALUE MFA 779578103 22 579 SH SOLE 579 0 0 TAIWAN SEMICONDUCTR FSPONSORED ADR 1 ADR REPS 5 ORD SHS ADR 874039100 9 98 SH SOLE 98 0 0 TAKE TWO INTERACTV COM 874054109 60 500 SH SOLE 500 0 0 TARGET CORP COM 87612E106 22 134 SH SOLE 134 0 0 TERRA FIRMA US CONCENTRATED REALTY EQTY MFA 89833X707 26 1569 SH SOLE 1569 0 0 TESLA INC COM 88160R101 68 330 SH SOLE 330 0 0 TEXAS INSTRUMENTS COM 882508104 19 102 SH SOLE 102 0 0 THE COCA-COLA CO COM 191216100 14 225 SH SOLE 225 0 0 TILRAY BRANDS INC COM 88688T100 1 586 SH SOLE 586 0 0 TOUCHSTONE SANDS CAPITAL SELECT GROWTH Z MFA 89155H819 10 999 SH SOLE 999 0 0 TRACTOR SUPPLY COMP COM 892356106 4 15 SH SOLE 15 0 0 TRAVELERS COMPANIES COM 89417E109 56 325 SH SOLE 325 0 0 TVA PRD 880591300 12 550 SH SOLE 550 0 0 TYSON FOODS INC CLASS A COM 902494103 17 288 SH SOLE 288 0 0 U S BANCORP COM 902973304 6 166 SH SOLE 166 0 0 UBER TECHNOLOGIES INC COM 90353T100 11 340 SH SOLE 340 0 0 UNION PACIFIC CORP COM 907818108 6317 31388 SH SOLE 31388 0 0 UNITED PARCEL SRVC CLASS B COM 911312106 71 365 SH SOLE 365 0 0 UNITEDHEALTH GRP INC COM 91324P102 7 15 SH SOLE 15 0 0 VALMONT INDUSTRIES COM 920253101 79 248 SH SOLE 248 0 0 VANGUARD 500 INDEX ADMIRAL MFC 922908710 56 148 SH SOLE 148 0 0 VANGUARD CONSUMER STAPLES ETF UIE 92204A207 40 206 SH SOLE 206 0 0 VANGUARD FTSE ALL WORLD EX US ETF UIE 922042775 22 408 SH SOLE 408 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF UIE 921943858 13257 293481 SH SOLE 293481 0 0 VANGUARD FTSE EMERGING MARKETS ETF UIE 922042858 12027 297708 SH SOLE 297708 0 0 VANGUARD GROWTH ETF UIE 922908736 7 28 SH SOLE 28 0 0 VANGUARD GROWTH INDEX ADMIRAL MFC 922908660 179 1396 SH SOLE 1396 0 0 VANGUARD HEALTH CARE ETF UIE 92204A504 15 61 SH SOLE 61 0 0 VANGUARD HEALTH CARE ADM MFC 921908885 139 1611 SH SOLE 1611 0 0 VANGUARD INFORMATION TECHNOLOGY ETF UIE 92204A702 143 370 SH SOLE 370 0 0 VANGUARD INTERNATIONAL GROWTH ADM MFC 921910501 3 29 SH SOLE 29 0 0 VANGUARD MID CAP ETF UIE 922908629 1335 6331 SH SOLE 6331 0 0 VANGUARD REAL ESTATE INDEX ADMIRAL MFC 921908877 36 308 SH SOLE 308 0 0 VANGUARD RUSSELL 2000 ETF UIE 92206C664 447 6202 SH SOLE 6202 0 0 VANGUARD SMALL CAP GROWTH ETF UIE 922908595 301 1393 SH SOLE 1393 0 0 VANGUARD SMALL CAP GROWTH INDEX ADMIRAL MFC 921937710 16 212 SH SOLE 212 0 0 VANGUARD SMALL CAP INDEX ADM MFC 922908686 100 1099 SH SOLE 1099 0 0 VANGUARD STAR INV MFC 921909107 39 1503 SH SOLE 1503 0 0 VANGUARD TOTAL BOND MARKET ETF UIE 921937835 3478 47104 SH SOLE 47104 0 0 VANGUARD TOTAL BOND MARKET INDEX ADM MFB 921937603 107 11013 SH SOLE 11013 0 0 VANGUARD TOTAL WORLD STOCK ETF UIE 922042742 4 40 SH SOLE 40 0 0 VANGUARD US GROWTH ADMIRAL MFC 921910600 68 582 SH SOLE 582 0 0 VANGUARD US GROWTH INVESTOR MFC 921910105 14 314 SH SOLE 314 0 0 VANGUARD WELLESLEY INCOME ADMIRAL MFC 921938205 35 595 SH SOLE 595 0 0 VANGUARD WELLESLEY INCOME INV MFC 921938106 67 2734 SH SOLE 2734 0 0 VANGUARD WELLINGTON ADMIRAL MFC 921935201 202 2960 SH SOLE 2960 0 0 VANGUARD WELLINGTON INV MFC 921935102 236 5976 SH SOLE 5976 0 0 VERIZON COMMUNICATN COM 92343V104 8 204 SH SOLE 204 0 0 VIRTUS SEIX FLOATING RATE HIGH INC I MFF 92837F763 1834 235084 SH SOLE 235084 0 0 VIRTUS SEIX HIGH YIELD I MFF 92837F672 2253 296058 SH SOLE 296058 0 0 VIRTUS VONTOBEL EMERGING MARKETS OPPS A MFA 92828W387 16 2192 SH SOLE 2192 0 0 VISA INC CLASS A COM 92826C839 55 245 SH SOLE 245 0 0 VOYA CORPORATE LEADERS TRUST B MFA 92912M105 1021 18529 SH SOLE 18529 0 0 VOYAGER DIGITAL LTD F FGC 92919V405 0 50 SH SOLE 50 0 0 WABTEC COM 929740108 0 1 SH SOLE 1 0 0 WALMART INC COM 931142103 119 806 SH SOLE 806 0 0 WALT DISNEY CO COM 254687106 12 122 SH SOLE 122 0 0 WARNER BROTHERS DISCOVER COM 934423104 0 2 SH SOLE 2 0 0 WASTE MANAGEMENT INC COM 94106L109 47 290 SH SOLE 290 0 0 WATSCO INC COM 942622200 14 43 SH SOLE 43 0 0 WEITZ VALUE INVESTOR MFA 94904P203 7 160 SH SOLE 160 0 0 WELLS FARGO & CO COM 949746101 19 520 SH SOLE 520 0 0 WELLTOWER INC REIT RET 95040Q104 7 100 SH SOLE 100 0 0 WESTERN ASSET CORE BOND IS MFB 957663677 7 604 SH SOLE 604 0 0 WINNEBAGO INDUSTRIES COM 974637100 12 200 SH SOLE 200 0 0 WISDOMTREE US TOTAL DIVIDEND ETF UIE 97717W109 7 120 SH SOLE 120 0 0 ABBOTT LABORATORIES COM 002824100 70 692 SH OTR 0 0 692 ALCOA CORP COM 013872106 1 24 SH OTR 0 0 24 AMAZON.COM INC COM 023135106 35 340 SH OTR 0 0 340 APPLE INC COM 037833100 20 119 SH OTR 0 0 119 ARCONIC CORP COM 03966V107 0 17 SH OTR 0 0 17 AXON ENTERPRISE INC COM 05464C101 2 11 SH OTR 0 0 11 BERKSHIRE HATHAWAY CLASS B COM 084670702 109 352 SH OTR 0 0 352 CLOUDFLARE INC CLASS A COM 18915M107 3 51 SH OTR 0 0 51 COMPASS MINERALS INT COM 20451N101 3 102 SH OTR 0 0 102 CROWDSTRIKE HLDGS INC CLASS A COM 22788C105 3 24 SH OTR 0 0 24 DEERE & CO COM 244199105 321 778 SH OTR 0 0 778 DELEK US HOLDINGS INC NE COM 24665A103 3 127 SH OTR 0 0 127 DOCUSIGN INC COM 256163106 2 34 SH OTR 0 0 34 DUTCH BROS INC CLASS A COM 26701L100 2 50 SH OTR 0 0 50 FISERV INC COM 337738108 17 154 SH OTR 0 0 154 FIVERR INTERNTNL LTD F FGO M4R82T106 2 48 SH OTR 0 0 48 FORD MOTOR CO COM 345370860 2 137 SH OTR 0 0 137 FREEPORT-MCMORAN INC COM 35671D857 4 102 SH OTR 0 0 102 FULGENT GENETICS INC COM 359664109 1 31 SH OTR 0 0 31 GENESIS ENERGY L P LP MLP 371927104 1 107 SH OTR 0 0 107 Google Inc Class C COM 38259P508 15 140 SH OTR 0 0 140 HOWMET AEROSPACE INC COM 443201108 3 72 SH OTR 0 0 72 HUBSPOT INC COM 443573100 5 12 SH OTR 0 0 12 INTERCONTINENTAL EXC COM 45866F104 2 22 SH OTR 0 0 22 LAM RESEARCH CORP COM 512807108 2 4 SH OTR 0 0 4 LEMONADE INC COM 52567D107 1 90 SH OTR 0 0 90 LITHIUM AMERS CORP F FGC 53680Q207 2 100 SH OTR 0 0 100 LULULEMON ATHLETICA COM 550021109 9 24 SH OTR 0 0 24 LUMEN TECHNOLOGIES INC COM 550241103 0 140 SH OTR 0 0 140 MASIMO CORP COM 574795100 6 32 SH OTR 0 0 32 MATCH GROUP INC NEW COM 57667L107 1 39 SH OTR 0 0 39 MP MATERIALS CORP CLASS A COM 553368101 1 50 SH OTR 0 0 50 NOVOCURE LTD F FGO G6674U108 2 34 SH OTR 0 0 34 OCCIDENTAL PETROL 27 WTSWARRANTS EXP 08/03/27 WAR 674599162 1 15 SH OTR 0 0 15 OCCIDENTAL PETROL CO COM 674599105 8 123 SH OTR 0 0 123 OKTA INC CLASS A COM 679295105 7 80 SH OTR 0 0 80 PRINCIPAL FINL COM 74251V102 27 361 SH OTR 0 0 361 ROKU I N C CLASS A COM 77543R102 2 31 SH OTR 0 0 31 SALESFORCE INC COM 79466L302 2 8 SH OTR 0 0 8 SEA LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS ADR 81141R100 3 29 SH OTR 0 0 29 SHOPIFY INC FCLASS A FGC 82509L107 20 410 SH OTR 0 0 410 TESLA INC COM 88160R101 9 45 SH OTR 0 0 45 TEXAS INSTRUMENTS COM 882508104 75 406 SH OTR 0 0 406 THE COCA-COLA CO COM 191216100 8 132 SH OTR 0 0 132 TJX COMPANIES INC COM 872540109 1 15 SH OTR 0 0 15 TORO CO COM 891092108 3 25 SH OTR 0 0 25 UNION PACIFIC CORP COM 907818108 35 172 SH OTR 0 0 172 UNITY SOFTWARE INC COM 91332U101 2 53 SH OTR 0 0 53 UPSTART HLDGS INC COM 91680M107 1 51 SH OTR 0 0 51 WABTEC COM 929740108 0 1 SH OTR 0 0 1 WALGREENS BOOTS ALLI COM 931427108 213 6163 SH OTR 0 0 6163 WALT DISNEY CO COM 254687106 4 40 SH OTR 0 0 40 ZOOM VIDEO COMMUNICATIONCLASS A COM 98980L101 1 12 SH OTR 0 0 12