The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACON S2 ACQUISITION CORP | CL SHS | G00748106 | 30 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
ACON S2 ACQUISITION CORP | *W EXP 09/15/202 | G00748114 | 1 | 1,375 | SH | SOLE | 1,375 | 0 | 0 | ||
AEA-BRIDGES IMPACT CORP | UNIT 99/99/9999 | G01046120 | 19 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
AEA BRIDGES IMPACT CORP | SHS CL A | G01046104 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
AEA BRIDGES IMPACT CORP | *W EXP 09/19/202 | G01046112 | 1 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
AMBAC FINANCIAL GROUP INC | *W EXP 04/30/202 | 023139116 | 256 | 50,667 | SH | SOLE | 50,667 | 0 | 0 | ||
APOLLO STRATEGIC GROWTH CAPITAL | UNIT 99/99/9999 | G0411R122 | 24 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
APOLLO STRATEGIC GROWTH CAPITAL | SHS CL A | G0411R106 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
APOLLO STRATEGIC GROWTH CAPITAL | *W EXP 10/29/202 | G0411R114 | 1 | 666 | SH | SOLE | 666 | 0 | 0 | ||
ARCLIGHT CLEAN TRANSITION CORP | UNIT 09/21/2025 | G04561117 | 23 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ARCLIGHT CLEAN TRANSITION CORP | CL A | G04561109 | 11 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
ARCLIGHT CLEAN TRANSITION CORP | *W EXP 09/22/202 | G04561125 | 1 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
ASPIRATIONAL CONSUMER LIFESTYLE CORP | UNIT 99/99/9999 | G05436129 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ASPIRATIONAL CONSUMER LIFESTYLE CORP | COM | G05436103 | 19 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ASPIRATIONAL CONSUMER LIFESTYLE CORP | *W EXP 09/19/202 | G05436111 | 0 | 666 | SH | SOLE | 666 | 0 | 0 | ||
ASSURED GUARANTY LTD | COM | G0585R106 | 1,476 | 46,900 | SH | SOLE | 46,900 | 0 | 0 | ||
ATLANTIC AVEE ACQUISITION CORP | COM CL A | 04906P101 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ATLANTIC AVEE ACQUISITION CORP | UNIT 99/99/9999 | 04906P200 | 21 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ATLANTIC AVEE ACQUISITION CORP | *W EXP 10/06/202 | 04906P119 | 0 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
AVANTI ACQUISITION CORP | SHS CL A | G0682V109 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
AVANTI ACQUISITION CORP | UNIT 99/99/9999 | G0682V117 | 32 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
AVANTI ACQUISITION CORP | *W EXP 99/99/999 | G0682V125 | 0 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
BROADSTONE ACQUISITION CORP | UNIT 99/99/9999 | G1739V118 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
BROADSTONE ACQUISITION CORP | SHS CL A | G1739V100 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
BROADSTONE ACQUISITION CORP | *W EXP 09/15/202 | G1739V126 | 0 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
BURGUNDY TECH ACQUISITION CORPORA | UNIT 08/26/2025 | G1702T132 | 22 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
BURGUNDY TECH ACQUISITION CORPORA | CL A | G1702T116 | 31 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
BURGUNDY TECH ACQUISITION CORPORA | *W EXP 08/31/202 | G1702T124 | 40 | 21,191 | SH | SOLE | 21,191 | 0 | 0 | ||
CANOO INC | COM CL A | 13803R102 | 400 | 28,988 | SH | SOLE | 28,988 | 0 | 0 | ||
CANOO INC | *W EXP 12/21/202 | 13803R110 | 179 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CF FIN ACQUISITION CORP II | COM CL A | 15725Q104 | 5 | 500 | SH | SOLE | 500 | 0 | 0 | ||
CF FIN ACQUISITION CORP II | *W EXP 08/01/202 | 15725Q112 | 2 | 1,332 | SH | SOLE | 1,332 | 0 | 0 | ||
CHURCHILLCAPITAL CORP IV | CL A | 171439102 | 40 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
CHURCHILLCAPITAL CORP IV | *W EXP 08/04/202 | 171439110 | 0 | 800 | SH | SOLE | 800 | 0 | 0 | ||
CLEAN ENERGY FUELS CORP | COM | 184499101 | 1,375 | 175,045 | SH | SOLE | 175,045 | 0 | 0 | ||
COHN ROBBINS HOLDINGS CORP | COM CL A | G23726105 | 31 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
COHN ROBBINS HOLDINGS CORP | *W EXP 08/28/202 | G23726113 | 1 | 1,332 | SH | SOLE | 1,332 | 0 | 0 | ||
COLONNADE ACQUISITION CORP | COM CL A | G2283K110 | 33 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
COLONNADE ACQUISITION CORP | *W EXP 08/31/202 | G2283K102 | 1 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
E MERGE TECH ACQUISITION CORP | COM CL A | 26873Y104 | 40 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
E MERGE TECH ACQUISITION CORP | *W EXP 07/30/202 | 26873Y112 | 2 | 1,332 | SH | SOLE | 1,332 | 0 | 0 | ||
EAST RESOURCES ACQUISITION CORP | COM CL A | 274681105 | 30 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
EAST RESOURCES ACQUISITION CORP | *W EXP 07/01/202 | 274681113 | 1 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
EMPOWER LTD | CL A COM | G3R39W102 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
EMPOWER LTD | UNIT 99/99/9999 | G3R39W128 | 19 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
EMPOWER LTD | *W EXP 11/30/202 | G3R39W110 | 0 | 666 | SH | SOLE | 666 | 0 | 0 | ||
FAST ACQUISITION CORP | COM CL A | 311875108 | 40 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
FAST ACQUISITION CORP | *W EXP 08/25/202 | 311875116 | 2 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
FG NEW AMERICA ACQUISITION CORP | COM | 30259V106 | 10 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
FG NEW AMERICA ACQUISITION CORP | UNIT 08/31/2027 | 30259V205 | 21 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
FG NEW AMERICA ACQUISITION CORP | *W EXP 08/31/202 | 30259V114 | 0 | 500 | SH | SOLE | 500 | 0 | 0 | ||
FIVE POINT HOLDINGS LLC | CL A | 33833Q106 | 849 | 155,631 | SH | SOLE | 155,631 | 0 | 0 | ||
FORUM MERGER III CORP | *W EXP 08/24/202 | 349885111 | 1 | 666 | SH | SOLE | 666 | 0 | 0 | ||
FTAC OLYMPUS ACQUISITION CORP | CL A SHS | G37288100 | 41 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
FTAC OLYMPUS ACQUISITION CORP | *W EXP 08/28/202 | G37288126 | 1 | 1,332 | SH | SOLE | 1,332 | 0 | 0 | ||
GO ACQUISITION CORP | COM | 362019101 | 35 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
GO ACQUISITION CORP | *W EXP 08/31/202 | 362019119 | 1 | 1,332 | SH | SOLE | 1,332 | 0 | 0 | ||
GOOD WORKS ACQUISITION CORP | COM | 38216X107 | 32 | 3,300 | SH | SOLE | 3,300 | 0 | 0 | ||
GOOD WORKS ACQUISITION CORP | *W EXP 10/22/202 | 38216X115 | 1 | 1,650 | SH | SOLE | 1,650 | 0 | 0 | ||
HEALTHCARE SERVICES ACQUISITION | UNIT 11/18/2023 | 42227K203 | 61 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
HENNESSY ADVISORS INC | COM | 425885100 | 277 | 32,596 | SH | SOLE | 32,596 | 0 | 0 | ||
IG ACQUISITION CORP | COM CL A | 449534106 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
IG ACQUISITION CORP | UNIT 10/05/2027 | 449534205 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
IG ACQUISITION CORP | *W EXP 10/05/202 | 449534114 | 1 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
INDUSTRIAL TECH ACQUISITIONS, INC. | UNIT 08/31/2025 | 456357201 | 21 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
INDUSTRIAL TECH ACQUISITIONS, INC. | COM CL A | 456357102 | 15 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
INDUSTRIAL TECH ACQUISITIONS, INC. | *W EXP 08/06/202 | 456357110 | 0 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
KISMET ACQUISITION ONE CORP | SHS | G52753103 | 45 | 4,504 | SH | SOLE | 4,504 | 0 | 0 | ||
KISMET ACQUISITION ONE CORP | *W EXP 99/99/999 | G52753111 | 1 | 2,252 | SH | SOLE | 2,252 | 0 | 0 | ||
LANDCADIA HOLDINGS | UNIT 99/99/9999 | 51476H209 | 11 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
LANDCADIA HOLDINGS | COM CL A | 51476H100 | 10 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
LANDCADIA HOLDINGS | *W EXP 10/01/202 | 51476H118 | 0 | 333 | SH | SOLE | 333 | 0 | 0 | ||
LEE ENTERPRISES | COM | 523768109 | 1,502 | 1,192,505 | SH | SOLE | 1,192,505 | 0 | 0 | ||
LIONHEART ACQUISITION CORP | COM CL A | 53625R104 | 70 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
LIONHEART ACQUISITION CORP | *W EXP 02/14/202 | 53625R112 | 2 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
LORDSTOWN MOTORS CORP | COM CL A | 54405Q100 | 11,570 | 576,816 | SH | SOLE | 576,816 | 0 | 0 | ||
MESA AIR GROUP INC | COM | 590479135 | 1,605 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
MONTES ARCHIMEDES ACQUISITION CORP | UNIT 09/30/2025 | 612657205 | 10 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
MONTES ARCHIMEDES ACQUISITION CORP | COM CL A | 612657106 | 10 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
MONTES ARCHIMEDES ACQUISITION CORP | *W EXP 99/99/999 | 612657114 | 0 | 500 | SH | SOLE | 500 | 0 | 0 | ||
MUDRICK CAPITAL ACQU CORP II | UNIT 99/99/9999 | 62477L206 | 61 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
NAVSIGHT HOLDINGS, INC. | UNIT 99/99/9999 | 639358209 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
NAVSIGHT HOLDINGS, INC. | CL A | 639358100 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
NAVSIGHT HOLDINGS, INC. | *W EXP 01/01/203 | 639358118 | 1 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
NEWHOLD INVESTMENT CORP | COM CL A | 651448102 | 40 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
NEWHOLD INVESTMENT CORP | *W EXP 03/10/202 | 651448110 | 1 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
NEXTGEN ACQUISITION CORP | UNIT 11/26/2020 | G65305115 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
NEXTGEN ACQUISITION CORP | CL A | G65305107 | 15 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
NEXTGEN ACQUISITION CORP | W EXP 10/06/202 | G65305123 | 0 | 500 | SH | SOLE | 500 | 0 | 0 | ||
NORTHERN GENESIS ACQUISITION CORP | UNIT 07/31/2027 | 66516T203 | 41 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
NORTHERN GENESIS ACQUISITION CORP | *W EXP 07/31/202 | 66516T112 | 3 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
PERIDOT ACQUISITION CORP | UNIT 99/99/9999 | G7008A123 | 22 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
PERIDOT ACQUISITION CORP | SHS CL A | G7008A115 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
PERIDOT ACQUISITION CORP | *W EXP 11/30/202 | G7008A107 | 1 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
PMV CONSUMER ACQUISITION CORP | UNIT 08/31/2027 | 693486201 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
PMV CONSUMER ACQUISITION CORP | COM | 693486102 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
PMV CONSUMER ACQUISITION CORP | *W EXP 08/31/202 | 693486110 | 0 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
PRIME IMPACT ACQUISITION I | SHS CL A | G61074103 | 40 | 4,050 | SH | SOLE | 4,050 | 0 | 0 | ||
PRIME IMPACT ACQUISITION I | *W EXP 10/01/203 | G61074129 | 1 | 1,349 | SH | SOLE | 1,349 | 0 | 0 | ||
RECHARGE ACQUISITION CORP | COM CL A | 756229100 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
RECHARGE ACQUISITION CORP | UNIT 99/99/9999 | 756229209 | 21 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
RECHARGE ACQUISITION CORP | *W EXP 10/05/202 | 756229118 | 0 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
SANDBRIDGE ACQUISITION CORP | COM CL A | 799793104 | 40 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
SANDBRIDGE ACQUISITION CORP | *W EXP 09/14/202 | 799793112 | 1 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
SOFTWARE ACQUISITION GROUP INC | COM CL A | 83406B101 | 49 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SOFTWARE ACQUISITION GROUP INC | *W EXP 10/01/202 | 83406B119 | 1 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
SPARTACUS ACQUISITION CORP | CL A | 84677L109 | 46 | 4,600 | SH | SOLE | 4,600 | 0 | 0 | ||
SPARTACUS ACQUISITION CORP | *W EXP 10/31/202 | 84677L117 | 2 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
SPORTS ENTERTAINMENT ACQUISITION CORP | COM CL A | 84918M106 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
SPORTS ENTERTAINMENT ACQUISITION CORP | UNIT 99/99/9999 | 84918M205 | 21 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
SPORTS ENTERTAINMENT ACQUISITION CORP | *W EXP 10/30/202 | 84918M114 | 1 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
STAR PEAK ENERGY TRANSITION CORP | UNIT 99/99/9999 | 855185203 | 44 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
STAR PEAK ENERGY TRANSITION CORP | *W EXP 08/11/202 | 855185112 | 1 | 333 | SH | SOLE | 333 | 0 | 0 | ||
STARBOARD VALUE ACQUISITION CORP | UNIT 09/10/2025 | 85521J208 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
STARBOARD VALUE ACQUISITION CORP | COM CL A | 85521J109 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
STARBOARD VALUE ACQUISITION CORP | *W EXP 09/10/202 | 85521J117 | 0 | 333 | SH | SOLE | 333 | 0 | 0 | ||
TAILWIND ACQUISITION CORP | COM CL A | 87403Q102 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
TAILWIND ACQUISITION CORP | UNIT 09/07/2027 | 87403Q201 | 17 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
TAILWIND ACQUISITION CORP | *W EXP 09/07/202 | 87403Q110 | 1 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
VG ACQUISITION CORP | SHS CL A | G9446E105 | 5 | 500 | SH | SOLE | 500 | 0 | 0 | ||
VG ACQUISITION CORP | *W EXP 09/29/202 | G9446E113 | 3 | 1,333 | SH | SOLE | 1,333 | 0 | 0 | ||
VISTAS MEDIA ACQUISITION CORPORATION | COM CL A | 92840T107 | 47 | 4,660 | SH | SOLE | 4,660 | 0 | 0 | ||
VISTAS MEDIA ACQUISITION CORPORATION | *W EXP 08/01/202 | 92840T115 | 2 | 4,660 | SH | SOLE | 4,660 | 0 | 0 | ||
VIVEON HEALTH ACQUISITION CO | UNIT 99/99/9999 | 92853V205 | 44 | 4,317 | SH | SOLE | 4,317 | 0 | 0 | ||
VPC IMPACT ACQUISITION HOLDINGS | UNIT 09/22/2025 | G9441E126 | 21 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
VPC IMPACT ACQUISITION HOLDINGS COMMON STOCK | SHS CL A | G9441E100 | 20 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
VPC IMPACT ACQUISITION HOLDINGS WARRANTS | *W EXP 10/22/202 | G9441E118 | 1 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
WORKHORSE GROUP INC | COM | 98138J206 | 76,286 | 3,856,754 | SH | SOLE | 3,856,754 | 0 | 0 | ||
YUNJI INC | ADS RP CL A | 98873N107 | 717 | 387,718 | SH | SOLE | 387,718 | 0 | 0 |