0001213900-24-028125.txt : 20240329 0001213900-24-028125.hdr.sgml : 20240329 20240329200221 ACCESSION NUMBER: 0001213900-24-028125 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240329 FILED AS OF DATE: 20240329 DATE AS OF CHANGE: 20240329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chang Raymond Nobu CENTRAL INDEX KEY: 0001831402 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39946 FILM NUMBER: 24805193 MAIL ADDRESS: STREET 1: C/O AGRIFY CORPORATION STREET 2: 101 MIDDLESEX TURNPIKE, SUITE 6, PMB 326 CITY: BURLINGTON STATE: MA ZIP: 01803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Agrify Corp CENTRAL INDEX KEY: 0001800637 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 300943453 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2468 INDUSTRIAL ROW DRIVE CITY: TROY STATE: MI ZIP: 48084 BUSINESS PHONE: 855-420-0020 MAIL ADDRESS: STREET 1: 2468 INDUSTRIAL ROW DRIVE CITY: TROY STATE: MI ZIP: 48084 4/A 1 ownership.xml X0508 4/A 2024-03-29 2024-02-28 0 0001800637 Agrify Corp AGFY 0001831402 Chang Raymond Nobu C/O AGRIFY CORPORATION 2468 INDUSTRIAL DRIVE TROY MI 48084 1 1 1 0 CEO and Chairman 0 Common Stock 2024-02-28 4 P 0 263157 0.38 A 1717051 I By RTC3 2020 Irrevocable Family Trust Common Stock 2024-02-28 4 P 0 1578947 0.38 A 1578947 I Chinwei Wang Common Stock 648 I By NXT3J Capital, LLC Common Stock 575 D (i) 263,157 shares of common stock were purchased directly by RTC3 2020 Irrevocable Trust using trust assets and (ii) 1,578,947 shares of common stock were purchased by Chinwei Wang, the reporting person's spouse, and may be subsequently transferred to RTC3 2020 Irrevocable Family Trust for estate planning purposes. The reported securities were purchased by the reporting person at a purchase price of $0.38 per share of common stock in connection with the issuer's public offering that closed on February 28, 2024. Held by RTC3 2020 Irrevocable Family Trust, of which the reporting person retains the authority to remove the independent trustee. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. NXT3J Capital, LLC is an entity controlled by the reporting person, and the reported securities may be deemed to be indirectly beneficially owned by the reporting person. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. This amendment to the Form 4 filed by the reporting person on March 28, 2024 is being filed to clarify that the shares of common stock purchased by Chinwei Wang, the reporting person's spouse, were purchased in Ms. Wang's individual capacity and may subsequently be transferred to RTC3 2020 Irrevocable Family Trust at some point in the future. /s/ Raymond Nobu Chang 2024-03-29