0001213900-22-081793.txt : 20221221
0001213900-22-081793.hdr.sgml : 20221221
20221221163013
ACCESSION NUMBER: 0001213900-22-081793
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221220
FILED AS OF DATE: 20221221
DATE AS OF CHANGE: 20221221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chang Raymond Nobu
CENTRAL INDEX KEY: 0001831402
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39946
FILM NUMBER: 221478766
MAIL ADDRESS:
STREET 1: C/O AGRIFY CORPORATION
STREET 2: 101 MIDDLESEX TURNPIKE, SUITE 6, PMB 326
CITY: BURLINGTON
STATE: MA
ZIP: 01803
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Agrify Corp
CENTRAL INDEX KEY: 0001800637
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700]
IRS NUMBER: 300943453
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 76 TREBLE COVE ROAD
STREET 2: BUILDING 3
CITY: BILLERICA
STATE: MA
ZIP: 01862
BUSINESS PHONE: 617-896-5243
MAIL ADDRESS:
STREET 1: 76 TREBLE COVE ROAD
STREET 2: BUILDING 3
CITY: BILLERICA
STATE: MA
ZIP: 01862
4
1
ownership.xml
X0306
4
2022-12-20
0
0001800637
Agrify Corp
AGFY
0001831402
Chang Raymond Nobu
C/O AGRIFY CORPORATION
76 TREBLE COVE ROAD, BUILDING 3
BILLERICA
MA
01862
1
1
0
0
CEO and Chairman
Common Stock
2022-12-20
4
P
0
2307692
0.65
A
2361538
I
By RTC3 2020 Irrevocable Family Trust
Common Stock
12955
I
By NXT3J Capital, LLC
Common Stock
1500
D
Warrants (right to buy)
0.65
2022-12-20
4
P
0
4615384
A
Common Stock
4615384
4615384
I
By RTC3 2020 Irrevocable Family Trust
The reported securities were purchased by the reporting person for a combined purchase price of $0.65 per share of common stock and two warrants in connection with the issuer's underwritten public offering that closed on December 20, 2022.
Held by RTC3 2020 Irrevocable Family Trust, of which the reporting person retains the authority to remove the independent trustee. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
NXT3J Capital, LLC is an entity controlled by the reporting person, and the reported securities may be deemed to be indirectly beneficially owned by the reporting person. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Each warrant will be exercisable during the period beginning on the date when approval for such exercise is obtained from the issuer's stockholders and ending five years thereafter, at an exercise price of $0.65.
/s/ Raymond Nobu Chang
2022-12-21