0001213900-22-081793.txt : 20221221 0001213900-22-081793.hdr.sgml : 20221221 20221221163013 ACCESSION NUMBER: 0001213900-22-081793 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221220 FILED AS OF DATE: 20221221 DATE AS OF CHANGE: 20221221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chang Raymond Nobu CENTRAL INDEX KEY: 0001831402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39946 FILM NUMBER: 221478766 MAIL ADDRESS: STREET 1: C/O AGRIFY CORPORATION STREET 2: 101 MIDDLESEX TURNPIKE, SUITE 6, PMB 326 CITY: BURLINGTON STATE: MA ZIP: 01803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Agrify Corp CENTRAL INDEX KEY: 0001800637 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 300943453 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 76 TREBLE COVE ROAD STREET 2: BUILDING 3 CITY: BILLERICA STATE: MA ZIP: 01862 BUSINESS PHONE: 617-896-5243 MAIL ADDRESS: STREET 1: 76 TREBLE COVE ROAD STREET 2: BUILDING 3 CITY: BILLERICA STATE: MA ZIP: 01862 4 1 ownership.xml X0306 4 2022-12-20 0 0001800637 Agrify Corp AGFY 0001831402 Chang Raymond Nobu C/O AGRIFY CORPORATION 76 TREBLE COVE ROAD, BUILDING 3 BILLERICA MA 01862 1 1 0 0 CEO and Chairman Common Stock 2022-12-20 4 P 0 2307692 0.65 A 2361538 I By RTC3 2020 Irrevocable Family Trust Common Stock 12955 I By NXT3J Capital, LLC Common Stock 1500 D Warrants (right to buy) 0.65 2022-12-20 4 P 0 4615384 A Common Stock 4615384 4615384 I By RTC3 2020 Irrevocable Family Trust The reported securities were purchased by the reporting person for a combined purchase price of $0.65 per share of common stock and two warrants in connection with the issuer's underwritten public offering that closed on December 20, 2022. Held by RTC3 2020 Irrevocable Family Trust, of which the reporting person retains the authority to remove the independent trustee. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. NXT3J Capital, LLC is an entity controlled by the reporting person, and the reported securities may be deemed to be indirectly beneficially owned by the reporting person. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Each warrant will be exercisable during the period beginning on the date when approval for such exercise is obtained from the issuer's stockholders and ending five years thereafter, at an exercise price of $0.65. /s/ Raymond Nobu Chang 2022-12-21