Chief Compliance Officer

0001085146-24-000307.txt : 20240118 0001085146-24-000307.hdr.sgml : 20240118 20240118095623 ACCESSION NUMBER: 0001085146-24-000307 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240118 DATE AS OF CHANGE: 20240118 EFFECTIVENESS DATE: 20240118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Austin Private Wealth, LLC CENTRAL INDEX KEY: 0001800328 ORGANIZATION NAME: IRS NUMBER: 272194986 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19892 FILM NUMBER: 24540354 BUSINESS ADDRESS: STREET 1: 3108 N LAMAR BOULEVARD STREET 2: SUITE B100 CITY: AUSTIN STATE: TX ZIP: 78705 BUSINESS PHONE: 5128864114 MAIL ADDRESS: STREET 1: 3108 N LAMAR BOULEVARD STREET 2: SUITE B100 CITY: AUSTIN STATE: TX ZIP: 78705 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001800328 XXXXXXXX 12-31-2023 12-31-2023 false Austin Private Wealth, LLC

3108 N LAMAR BOULEVARD SUITE B100 AUSTIN TX 78705

13F HOLDINGS REPORT 028-19892 N Dan Kraus Chief Compliance Officer 512-886-4114 /s/Dan Kraus Austin TX 01-18-2024 0 265 791692778 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 BBG001S5T7X2 220061 2013 SH SOLE 2013 0 0 ABBOTT LABS COM 002824100 BBG001S5N9M6 217278 1974 SH SOLE 1974 0 0 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 582162 3757 SH SOLE 3757 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 BBG001SCXK90 388985 1109 SH SOLE 1109 0 0 ADOBE INC COM 00724F101 BBG001S5NCQ5 837030 1403 SH SOLE 1403 0 0 ADOBE INC COM 00724F101 BBG001S5NCQ5 60 10000 SH Call SOLE 10000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 677644 4597 SH SOLE 4597 0 0 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 118 80000 SH Call SOLE 80000 0 0 AFLAC INC COM 001055102 BBG001S5NGJ4 451935 5478 SH SOLE 5478 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 BBG009HT65S0 137394 10200 SH SOLE 10200 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 BBG009HT65S0 7 50000 SH Call SOLE 50000 0 0 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 2297621 16448 SH SOLE 16448 0 0 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 308 220000 SH Call SOLE 220000 0 0 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 2908513 20638 SH SOLE 20638 0 0 AMAZON COM INC COM 023135106 BBG001S5PQL7 4160725 27384 SH SOLE 27384 0 0 AMAZON COM INC COM 023135106 BBG001S5PQL7 258 170000 SH Call SOLE 170000 0 0 AMAZON COM INC COM 023135106 BBG001S5PQL7 608 400000 SH Put SOLE 400000 0 0 AMGEN INC COM 031162100 BBG001S5NNL6 282583 981 SH SOLE 981 0 0 APPLE INC COM 037833100 BBG001S5N8V8 13913755 72268 SH SOLE 72268 0 0 APPLE INC COM 037833100 BBG001S5N8V8 1155 600000 SH Put SOLE 600000 0 0 APPLIED MATLS INC COM 038222105 BBG001S5NMM7 314902 1943 SH SOLE 1943 0 0 APPLIED MATLS INC COM 038222105 BBG001S5NMM7 81 50000 SH Call SOLE 50000 0 0 ARISTA NETWORKS INC COM 040413106 BBG001T51KQ0 23080 98 SH SOLE 98 0 0 ARISTA NETWORKS INC COM 040413106 BBG001T51KQ0 24 10000 SH Call SOLE 10000 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 BBG001SCG0R3 284602 376 SH SOLE 376 0 0 ASPEN TECHNOLOGY INC COM 29109X106 BBG017J18WC8 201878 917 SH SOLE 917 0 0 AT&T INC COM 00206R102 BBG001S5VWH2 272574 16244 SH SOLE 16244 0 0 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 458787 13626 SH SOLE 13626 0 0 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 370 1100000 SH Call SOLE 1100000 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 725446 2034 SH SOLE 2034 0 0 BLACKROCK ETF TRUST US CARBON TRANS 09290C509 BBG00ZS43SF2 1741456 33272 SH SOLE 33272 0 0 BLACKROCK ETF TRUST WORLD EX US CARB 09290C608 BBG00ZS444Z2 307684 7036 SH SOLE 7036 0 0 BLACKROCK INC COM 09247X101 BBG001SDBP55 304425 375 SH SOLE 375 0 0 BLUE OWL CAPITAL CORPORATION COM 69121K104 BBG00DB0XYD3 236626 16032 SH SOLE 16032 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 BBG001S8N8J6 238213 4643 SH SOLE 4643 0 0 BROADCOM INC COM 11135F101 BBG00KHY5SY8 1125180 1008 SH SOLE 1008 0 0 BROADCOM INC COM 11135F101 BBG00KHY5SY8 558 50000 SH Call SOLE 50000 0 0 CATERPILLAR INC COM 149123101 BBG001S5PJ06 435433 1473 SH SOLE 1473 0 0 CATERPILLAR INC COM 149123101 BBG001S5PJ06 30 10000 SH Call SOLE 10000 0 0 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 1039755 6971 SH SOLE 6971 0 0 CISCO SYS INC COM 17275R102 BBG001S6HC62 364603 7217 SH SOLE 7217 0 0 COCA COLA CO COM 191216100 BBG001S5SMQ8 248155 4211 SH SOLE 4211 0 0 COMCAST CORP NEW CL A 20030N101 BBG001S5PXL2 322885 7363 SH SOLE 7363 0 0 CONFLUENT INC CLASS A COM 20717M103 BBG007HWGYS3 234000 10000 SH SOLE 10000 0 0 CONOCOPHILLIPS COM 20825C104 BBG001S5TZM2 685742 5908 SH SOLE 5908 0 0 CONSTELLATION ENERGY CORP COM 21037T109 BBG014KFRPJ9 11689 100 SH SOLE 100 0 0 CONSTELLATION ENERGY CORP COM 21037T109 BBG014KFRPJ9 23 20000 SH Put SOLE 20000 0 0 COSTCO WHSL CORP NEW COM 22160K105 BBG001S9KRQ7 332996 504 SH SOLE 504 0 0 CSX CORP COM 126408103 BBG001S5Q7Q3 343510 9908 SH SOLE 9908 0 0 DANAHER CORPORATION COM 235851102 BBG001S5QGT0 351637 1520 SH SOLE 1520 0 0 DEERE & CO COM 244199105 BBG001S5QFF7 64779 162 SH SOLE 162 0 0 DEERE & CO COM 244199105 BBG001S5QFF7 80 20000 SH Call SOLE 20000 0 0 DEVON ENERGY CORP NEW COM 25179M103 BBG001S63VG4 143276 3163 SH SOLE 3163 0 0 DEVON ENERGY CORP NEW COM 25179M103 BBG001S63VG4 45 100000 SH Call SOLE 100000 0 0 EATON CORP PLC SHS G29183103 BBG001S5QZ45 205140 852 SH SOLE 852 0 0 ELEVANCE HEALTH INC COM 036752103 BBG001S6KBQ8 926615 1965 SH SOLE 1965 0 0 ELEVANCE HEALTH INC COM 036752103 BBG001S6KBQ8 47 10000 SH Call SOLE 10000 0 0 ELI LILLY & CO COM 532457108 BBG001S5STL8 359662 617 SH SOLE 617 0 0 ELI LILLY & CO COM 532457108 BBG001S5STL8 58 10000 SH Call SOLE 10000 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 BBG001S9P0Z1 316200 12000 SH SOLE 12000 0 0 EQUIFAX INC COM 294429105 BBG001S5QSK3 264600 1070 SH SOLE 1070 0 0 EXELON CORP COM 30161N101 BBG001SBJMT2 108777 3030 SH SOLE 3030 0 0 EXELON CORP COM 30161N101 BBG001SBJMT2 108 300000 SH Put SOLE 300000 0 0 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 3968148 39689 SH SOLE 39689 0 0 FORD MTR CO DEL COM 345370860 BBG001S5TZ33 187347 15369 SH SOLE 15369 0 0 FORTINET INC COM 34959E109 BBG001S77BL6 189813 3243 SH SOLE 3243 0 0 FORTINET INC COM 34959E109 BBG001S77BL6 118 200000 SH Call SOLE 200000 0 0 FREEPORT-MCMORAN INC CL B 35671D857 BBG001S5R3F3 4341 102 SH SOLE 102 0 0 FREEPORT-MCMORAN INC CL B 35671D857 BBG001S5R3F3 64 150000 SH Call SOLE 150000 0 0 GALLAGHER ARTHUR J & CO COM 363576109 BBG001S5NKC2 264459 1176 SH SOLE 1176 0 0 GENERAL DYNAMICS CORP COM 369550108 BBG001S5RHP1 305891 1178 SH SOLE 1178 0 0 HOME DEPOT INC COM 437076102 BBG001S5RTW7 533829 1540 SH SOLE 1540 0 0 HONEYWELL INTL INC COM 438516106 BBG001S5X1N1 236320 1127 SH SOLE 1127 0 0 HUMANA INC COM 444859102 BBG001S5S1X6 115368 252 SH SOLE 252 0 0 HUMANA INC COM 444859102 BBG001S5S1X6 46 10000 SH Call SOLE 10000 0 0 ILLINOIS TOOL WKS INC COM 452308109 BBG001S5SDX0 285253 1089 SH SOLE 1089 0 0 INTEL CORP COM 458140100 BBG001S5SF65 504453 10039 SH SOLE 10039 0 0 INTEL CORP COM 458140100 BBG001S5SF65 251 500000 SH Put SOLE 500000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 BBG001S5S399 402773 2463 SH SOLE 2463 0 0 INTUIT COM 461202103 BBG001S6TWR2 570652 913 SH SOLE 913 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 BBG001S7XR78 264828 785 SH SOLE 785 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 BBG001S7XR78 135 40000 SH Put SOLE 40000 0 0 INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 46137V431 BBG001V28DF5 503533 5136 SH SOLE 5136 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 1066560 2604 SH SOLE 2604 0 0 ISHARES GOLD TR ISHARES NEW 464285204 BBG001SJK6D5 1354985 34717 SH SOLE 34717 0 0 ISHARES INC CORE MSCI EMKT 46434G103 BBG003HC3DG9 12201014 241222 SH SOLE 241222 0 0 ISHARES INC ESG AWR MSCI EM 46434G863 BBG00D7BDH70 363432 11336 SH SOLE 11336 0 0 ISHARES INC MSCI EMRG CHN 46434G764 BBG00H5VLN77 4612495 83243 SH SOLE 83243 0 0 ISHARES TR 20 YR TR BD ETF 464287432 BBG001S8MLN3 9599270 97080 SH SOLE 97080 0 0 ISHARES TR CORE S&P MCP ETF 464287507 BBG001SFC7V0 630519 2275 SH SOLE 2275 0 0 ISHARES TR CORE S&P US VLU 464287663 BBG001SFQL80 277614 3292 SH SOLE 3292 0 0 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 2183724 4572 SH SOLE 4572 0 0 ISHARES TR CORE TOTAL USD 46434V613 BBG006MJCSW0 18060292 392019 SH SOLE 392019 0 0 ISHARES TR EAFE GRWTH ETF 464288885 BBG001SP62C7 28469026 293950 SH SOLE 293950 0 0 ISHARES TR EAFE SML CP ETF 464288273 BBG001SYVWS7 12289109 198532 SH SOLE 198532 0 0 ISHARES TR EAFE VALUE ETF 464288877 BBG001SNYBH6 27382436 525575 SH SOLE 525575 0 0 ISHARES TR ESG ADV TTL USD 46436E619 BBG00VJ13GZ1 435845 10075 SH SOLE 10075 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 BBG00FFPFTS4 15491361 147649 SH SOLE 147649 0 0 ISHARES TR ESG AWR US AGRGT 46435U549 BBG00MC0P0K7 710323 14879 SH SOLE 14879 0 0 ISHARES TR ESG AWRE USD ETF 46435G193 BBG00H4BH3F2 928264 39891 SH SOLE 39891 0 0 ISHARES TR ESG EAFE ETF 46436E759 BBG00VHK1HS9 695973 10895 SH SOLE 10895 0 0 ISHARES TR ESG MSCI USA ETF 46436E767 BBG00VHK2B74 1009278 25346 SH SOLE 25346 0 0 ISHARES TR GLOBAL ENERG ETF 464287341 BBG001S7RSN5 3217619 82271 SH SOLE 82271 0 0 ISHARES TR IBDS DEC28 ETF 46435U515 BBG00M0P3SC7 302661 12063 SH SOLE 12063 0 0 ISHARES TR IBONDS 24 TRM HG 46435U184 BBG00P3CTJ01 312291 13455 SH SOLE 13455 0 0 ISHARES TR IBONDS 24 TRM TS 46436E874 BBG00RYR0PY0 705278 29559 SH SOLE 29559 0 0 ISHARES TR IBONDS 25 TRM TS 46436E866 BBG00RYR2N19 584700 25116 SH SOLE 25116 0 0 ISHARES TR IBONDS 26 TRM TS 46436E858 BBG00RYR3RM6 585911 25636 SH SOLE 25636 0 0 ISHARES TR IBONDS 27 ETF 46435UAA9 BBG00HPLJP02 319848 13366 SH SOLE 13366 0 0 ISHARES TR IBONDS 27 TRM TS 46436E841 BBG00RYR47N8 318829 14240 SH SOLE 14240 0 0 ISHARES TR IBONDS 28 TRM TS 46436E833 BBG00RYR4L11 304745 13718 SH SOLE 13718 0 0 ISHARES TR IBONDS DEC2026 46435GAA0 BBG00DST7FD2 824765 34509 SH SOLE 34509 0 0 ISHARES TR IBONDS DEC24 ETF 46434VBG4 BBG0088JX0B3 974977 39140 SH SOLE 39140 0 0 ISHARES TR IBONDS DEC25 ETF 46434VBD1 BBG0088JX9H8 822948 33237 SH SOLE 33237 0 0 ISHARES TR IBONDS OCT 2024 46438G307 BBG01JCZX4M7 268055 10688 SH SOLE 10688 0 0 ISHARES TR IBONDS OCT 2025 46438G406 BBG01JCXWX94 267405 10621 SH SOLE 10621 0 0 ISHARES TR IBONDS OCT 2026 46438G505 BBG01JD01KN1 267151 10551 SH SOLE 10551 0 0 ISHARES TR JPMORGAN USD EMG 464288281 BBG001SQS9Y2 1220523 13705 SH SOLE 13705 0 0 ISHARES TR MBS ETF 464288588 BBG001SSD8B1 11799325 125418 SH SOLE 125418 0 0 ISHARES TR MSCI KLD400 SOC 464288570 BBG001SRYH02 1198946 13168 SH SOLE 13168 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 BBG0025X2G81 5673720 72712 SH SOLE 72712 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 BBG004TRTWW3 32173444 218659 SH SOLE 218659 0 0 ISHARES TR NATIONAL MUN ETF 464288414 BBG001SZV978 36003627 332106 SH SOLE 332106 0 0 ISHARES TR RUS 1000 ETF 464287622 BBG001S562W9 16770923 63948 SH SOLE 63948 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 BBG001S562F8 257012 1019 SH SOLE 1019 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 BBG001S56277 337532 2173 SH SOLE 2173 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 259317 1292 SH SOLE 1292 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 201 100000 SH Call SOLE 100000 0 0 ISHARES TR S&P 100 ETF 464287101 BBG001SGB026 10184350 45590 SH SOLE 45590 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 BBG001S561Q8 8639136 115035 SH SOLE 115035 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 BBG001SLS4Q3 5643187 53525 SH SOLE 53525 0 0 ISHARES TR TIPS BD ETF 464287176 BBG001SD9RM5 2698966 25109 SH SOLE 25109 0 0 ISHARES TR TRS FLT RT BD 46434V860 BBG005YTNMS3 11011999 218189 SH SOLE 218189 0 0 ISHARES TR U.S. TECH ETF 464287721 BBG001SFB7Z7 12517939 101979 SH SOLE 101979 0 0 ISHARES TR US INFRASTRUC 46435U713 BBG00KHHFPF1 3740461 92885 SH SOLE 92885 0 0 ISHARES TR US TREAS BD ETF 46429B267 BBG002NCKPP8 1917400 83221 SH SOLE 83221 0 0 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 1381309 8813 SH SOLE 8813 0 0 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 1218256 7162 SH SOLE 7162 0 0 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 136 80000 SH Call SOLE 80000 0 0 LAM RESEARCH CORP COM 512807108 BBG001S5SW40 375858 480 SH SOLE 480 0 0 LAM RESEARCH CORP COM 512807108 BBG001S5SW40 234 30000 SH Call SOLE 30000 0 0 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 356700 787 SH SOLE 787 0 0 LOWES COS INC COM 548661107 BBG001S5SVL3 219265 985 SH SOLE 985 0 0 MASTERCARD INCORPORATED CL A 57636Q104 BBG001SKNNS6 356087 835 SH SOLE 835 0 0 MCDONALDS CORP COM 580135101 BBG001S5T110 623687 2103 SH SOLE 2103 0 0 MCKESSON CORP COM 58155Q103 BBG001S8F8P8 506500 1094 SH SOLE 1094 0 0 MEDTRONIC PLC SHS G5960L103 BBG001S5T2S9 211469 2567 SH SOLE 2567 0 0 MERCK & CO INC COM 58933Y105 BBG001S5TC52 608302 5580 SH SOLE 5580 0 0 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 1913862 5407 SH SOLE 5407 0 0 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 248 70000 SH Call SOLE 70000 0 0 METLIFE INC COM 59156R108 BBG001S5T3R8 288790 4367 SH SOLE 4367 0 0 MICROSOFT CORP COM 594918104 BBG001S5TD05 8077295 21480 SH SOLE 21480 0 0 MICROSOFT CORP COM 594918104 BBG001S5TD05 452 120000 SH Call SOLE 120000 0 0 MORGAN STANLEY COM NEW 617446448 BBG001S9V5Z3 128872 1382 SH SOLE 1382 0 0 MORGAN STANLEY COM NEW 617446448 BBG001S9V5Z3 94 100000 SH Call SOLE 100000 0 0 NETFLIX INC COM 64110L106 BBG001SF6L46 314524 646 SH SOLE 646 0 0 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 3763824 7600 SH SOLE 7600 0 0 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 297 60000 SH Call SOLE 60000 0 0 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 792 160000 SH Put SOLE 160000 0 0 NXP SEMICONDUCTORS N V COM N6596X109 BBG001SF62F6 333266 1451 SH SOLE 1451 0 0 ORACLE CORP COM 68389X105 BBG001S5SJG6 1406941 13345 SH SOLE 13345 0 0 ORACLE CORP COM 68389X105 BBG001S5SJG6 53 50000 SH Call SOLE 50000 0 0 PALO ALTO NETWORKS INC COM 697435105 BBG001T9NWN5 529604 1796 SH SOLE 1796 0 0 PALO ALTO NETWORKS INC COM 697435105 BBG001T9NWN5 118 40000 SH Call SOLE 40000 0 0 PAYPAL HLDGS INC COM 70450Y103 BBG0077VNXW5 548576 8933 SH SOLE 8933 0 0 PEPSICO INC COM 713448108 BBG001S695T1 587553 3459 SH SOLE 3459 0 0 PFIZER INC COM 717081103 BBG001S5V466 500938 17400 SH SOLE 17400 0 0 PFIZER INC COM 717081103 BBG001S5V466 29 100000 SH Call SOLE 100000 0 0 PHILIP MORRIS INTL INC COM 718172109 BBG001STP9N1 284874 3028 SH SOLE 3028 0 0 PHILLIPS 66 COM 718546104 BBG00286S4P7 482766 3626 SH SOLE 3626 0 0 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 BBG005VLSHH1 6888057 72690 SH SOLE 72690 0 0 PINTEREST INC CL A 72352L106 BBG002583CW7 92600 2500 SH SOLE 2500 0 0 PINTEREST INC CL A 72352L106 BBG002583CW7 185 500000 SH Put SOLE 500000 0 0 PIONEER NAT RES CO COM 723787107 BBG001S7V1J4 111091 494 SH SOLE 494 0 0 PIONEER NAT RES CO COM 723787107 BBG001S7V1J4 22 10000 SH Call SOLE 10000 0 0 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 822951 5616 SH SOLE 5616 0 0 PROLOGIS INC. COM 74340W103 BBG001S5NMN6 268066 2011 SH SOLE 2011 0 0 PRUDENTIAL FINL INC COM 744320102 BBG001S97MM7 254297 2452 SH SOLE 2452 0 0 QUALCOMM INC COM 747525103 BBG001S6VS70 134795 932 SH SOLE 932 0 0 QUALCOMM INC COM 747525103 BBG001S6VS70 72 50000 SH Call SOLE 50000 0 0 RIVIAN AUTOMOTIVE INC COM CL A 76954A103 BBG00741Y1P0 367360 15659 SH SOLE 15659 0 0 RTX CORPORATION COM 75513E101 BBG001S5X5Q9 345226 4103 SH SOLE 4103 0 0 SALESFORCE INC COM 79466L302 BBG001SDLP09 562067 2136 SH SOLE 2136 0 0 SCHWAB CHARLES FAMILY FD AMT TAX FREE MNY 808515530 BBG00TCBL6Q3 224722 224722 SH SOLE 224722 0 0 SCHWAB STRATEGIC TR 5 10YR CORP BD 808524698 BBG00PZFPGG2 4733755 105335 SH SOLE 105335 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 BBG001T5XQY3 209304 5663 SH SOLE 5663 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 BBG0051J0PJ9 2269458 36640 SH SOLE 36640 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 BBG0051NXNX3 1202725 21729 SH SOLE 21729 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 BBG0051QPC87 943848 34777 SH SOLE 34777 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 BBG001WBMLH8 19937952 427670 SH SOLE 427670 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 BBG0025RWLM4 556352 7308 SH SOLE 7308 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 BBG001T5XQV6 471166 8354 SH SOLE 8354 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 BBG001T5XQW5 208187 4407 SH SOLE 4407 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 BBG001T9F777 6634672 127101 SH SOLE 127101 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 BBG001S7T1S7 210019 2505 SH SOLE 2505 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 BBG001S7T1S7 335 400000 SH Put SOLE 400000 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 BBG001S7TCZ5 628832 3267 SH SOLE 3267 0 0 SERVICENOW INC COM 81762P102 BBG001T4JFC0 378679 536 SH SOLE 536 0 0 SOUTHERN CO COM 842587107 BBG001S5W777 224735 3205 SH SOLE 3205 0 0 SPDR GOLD TR GOLD SHS 78463V107 BBG001SCPX28 366473 1917 SH SOLE 1917 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 BBG001SRXRJ1 2133685 62737 SH SOLE 62737 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 BBG001SRXRD7 1698476 47966 SH SOLE 47966 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 BBG001SRXRK9 516640 16267 SH SOLE 16267 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 3349985 7048 SH SOLE 7048 0 0 SPDR SER TR BLOOMBERG 1 10 Y 78468R861 BBG004MKB438 342465 18422 SH SOLE 18422 0 0 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 BBG001STKCW9 201881 2209 SH SOLE 2209 0 0 SPDR SER TR BLOOMBERG EMERGI 78464A391 BBG001V0JXM5 506192 23832 SH SOLE 23832 0 0 SPDR SER TR BLOOMBERG EMG MK 78468R515 BBG00ZXP9R74 318667 13082 SH SOLE 13082 0 0 SPDR SER TR BLOOMBERG INTL 78464A151 BBG001T8QLK1 268293 8964 SH SOLE 8964 0 0 SPDR SER TR DJ REIT ETF 78464A607 BBG001SHTRF2 250120 2624 SH SOLE 2624 0 0 SPDR SER TR NUVEEN BLMBRG MU 78468R721 BBG001SRSPW6 1138716 24228 SH SOLE 24228 0 0 SPDR SER TR PORTFLI HIGH YLD 78468R606 BBG0034VNBZ2 347917 14881 SH SOLE 14881 0 0 SPDR SER TR PORTFLI INTRMDIT 78464A672 BBG001STKCX8 435540 15250 SH SOLE 15250 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 BBG001STKCY7 815462 28100 SH SOLE 28100 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 BBG001SPT9T9 542400 11133 SH SOLE 11133 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 BBG001SPTB87 132427844 2369013 SH SOLE 2369013 0 0 SPDR SER TR PORTFOLIO S&P600 78468R853 BBG004T58LZ5 36504480 865445 SH SOLE 865445 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 BBG0029J2KF1 235479 8106 SH SOLE 8106 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 BBG001T6B0P2 712844 23937 SH SOLE 23937 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 BBG003T4VFD1 103351 550 SH SOLE 550 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 BBG003T4VFD1 225 120000 SH Put SOLE 120000 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 BBG004DF1DW8 441900 10539 SH SOLE 10539 0 0 SSGA ACTIVE TR SPDR SSGA FXD 78470P507 BBG00NS9WHL3 205336 7893 SH SOLE 7893 0 0 SSGA ACTIVE TR SPDR SSGA US SCT 78470P408 BBG00NS9VV15 1896565 41448 SH SOLE 41448 0 0 SUPER MICRO COMPUTER INC COM 86800U104 BBG001SQGH95 626509 2204 SH SOLE 2204 0 0 SUPER MICRO COMPUTER INC COM 86800U104 BBG001SQGH95 1137 400000 SH Put SOLE 400000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 BBG001S5WWW4 20280 195 SH SOLE 195 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 BBG001S5WWW4 104 100000 SH Call SOLE 100000 0 0 TARGET CORP COM 87612E106 BBG001SC0K41 222578 1563 SH SOLE 1563 0 0 TESLA INC COM 88160R101 BBG001SQKGD7 3800005 15293 SH SOLE 15293 0 0 TESLA INC COM 88160R101 BBG001SQKGD7 50 20000 SH Call SOLE 20000 0 0 TESLA INC COM 88160R101 BBG001SQKGD7 248 100000 SH Put SOLE 100000 0 0 TEXAS INSTRS INC COM 882508104 BBG001S5WYZ7 500546 2936 SH SOLE 2936 0 0 TEXAS INSTRS INC COM 882508104 BBG001S5WYZ7 68 40000 SH Call SOLE 40000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 347137 654 SH SOLE 654 0 0 TJX COS INC NEW COM 872540109 BBG001S5WQ93 207039 2207 SH SOLE 2207 0 0 TWILIO INC CL A 90138F102 BBG0029ZX859 223210 2942 SH SOLE 2942 0 0 UBER TECHNOLOGIES INC COM 90353T100 BBG002B04MW4 155895 2532 SH SOLE 2532 0 0 UBER TECHNOLOGIES INC COM 90353T100 BBG002B04MW4 62 100000 SH Call SOLE 100000 0 0 UNION PAC CORP COM 907818108 BBG001S5X2M0 264564 1077 SH SOLE 1077 0 0 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 597543 1135 SH SOLE 1135 0 0 US BANCORP DEL COM NEW 902973304 BBG001S6T8C1 201122 4647 SH SOLE 4647 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 BBG001ST39R1 30493149 399230 SH SOLE 399230 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 BBG001SK3J43 377890 2298 SH SOLE 2298 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 BBG001SHTTS4 291361 937 SH SOLE 937 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 552850 1266 SH SOLE 1266 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 BBG001SHTTV0 382339 1792 SH SOLE 1792 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 1528964 6445 SH SOLE 6445 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 BBG001SP7T00 396405 7061 SH SOLE 7061 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 BBG001SHTTZ6 12474437 303514 SH SOLE 303514 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 BBG001TCHM11 75872620 349740 SH SOLE 349740 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 BBG001TCH7W0 8316552 102547 SH SOLE 102547 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 BBG001SQX4T3 1315130 7718 SH SOLE 7718 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 BBG001TJR1D8 516887 8918 SH SOLE 8918 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 27781456 579989 SH SOLE 579989 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 245050 6500 SH SOLE 6500 0 0 VISA INC COM CL A 92826C839 BBG001SRCFY3 1309821 5031 SH SOLE 5031 0 0 VOLCON INC COM NEW 92864V202 BBG012GNY1D2 5104 51500 SH SOLE 51500 0 0 WALMART INC COM 931142103 BBG001S5XH92 920181 5837 SH SOLE 5837 0 0 WORKDAY INC CL A 98138H101 BBG001T21KQ7 2514078 9107 SH SOLE 9107 0 0 WP CAREY INC COM 92936U109 BBG001S67MM3 518934 8007 SH SOLE 8007 0 0 XCEL ENERGY INC COM 98389B100 BBG001S7F0X8 234453 3787 SH SOLE 3787 0 0 ZOETIS INC CL A 98978V103 BBG0039320P7 211778 1073 SH SOLE 1073 0 0 ZSCALER INC COM 98980G102 BBG003338H61 502055 2266 SH SOLE 2266 0 0 ZSCALER INC COM 98980G102 BBG003338H61 886 400000 SH Put SOLE 400000 0 0