0001415889-21-000887.txt : 20210223 0001415889-21-000887.hdr.sgml : 20210223 20210223183420 ACCESSION NUMBER: 0001415889-21-000887 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210219 FILED AS OF DATE: 20210223 DATE AS OF CHANGE: 20210223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPEK JOHN M CENTRAL INDEX KEY: 0001328034 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02189 FILM NUMBER: 21667385 MAIL ADDRESS: STREET 1: 111 MONUMENT CIRCLE, SUITE 2900 CITY: INDIANAPOLIS STATE: IN ZIP: 46204-5129 FORMER NAME: FORMER CONFORMED NAME: Capek John M DATE OF NAME CHANGE: 20050523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABBOTT LABORATORIES CENTRAL INDEX KEY: 0000001800 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 360698440 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 ABBOTT PARK ROAD CITY: ABBOTT PARK STATE: IL ZIP: 60064-3500 BUSINESS PHONE: 2246676100 MAIL ADDRESS: STREET 1: 100 ABBOTT PARK ROAD CITY: ABBOTT PARK STATE: IL ZIP: 60064-3500 4 1 form4-02232021_030259.xml X0306 4 2021-02-19 0000001800 ABBOTT LABORATORIES ABT 0001328034 CAPEK JOHN M 100 ABBOTT PARK ROAD ABBOTT PARK IL 60064 false true false false EXECUTIVE VICE PRESIDENT Common shares without par value 2021-02-19 4 A 0 13865 0 A 330665 D Option (right to buy) 124.04 2021-02-19 4 A 0 71070 0 A 2022-02-19 2031-02-18 Common Shares 71070 71070 D These shares represent a performance-based restricted stock award under the Abbott Laboratories 2017 Incentive Stock Program. The award has a 3-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The award includes the right to have shares withheld for tax purposes. Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 23,690 on February 19, 2022, 23,690 on February 19, 2023, and 23,690 on February 19, 2024. /s/ John M. Capek by Jessica H. Paik, Attorney-in-Fact 2021-02-23