-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F4DTGh2r/G1lavmKi5LKbokgt52NFYzcuTMZRnsK5uujw9RCrTSp8eZq0pRe3D7j Xz+MN5SfQoil6qkmPCbN/Q== 0001104659-09-005106.txt : 20090129 0001104659-09-005106.hdr.sgml : 20090129 20090129200122 ACCESSION NUMBER: 0001104659-09-005106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090127 FILED AS OF DATE: 20090129 DATE AS OF CHANGE: 20090129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABBOTT LABORATORIES CENTRAL INDEX KEY: 0000001800 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 360698440 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 ABBOTT PARK ROAD STREET 2: D-322 AP6D CITY: ABBOTT PARK STATE: IL ZIP: 60064-3500 BUSINESS PHONE: 8479376100 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warmuth Michael J CENTRAL INDEX KEY: 0001452290 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02189 FILM NUMBER: 09555790 BUSINESS ADDRESS: BUSINESS PHONE: (408) 567-3640 MAIL ADDRESS: STREET 1: 5440 PATRICK HENRY DRIVE CITY: SANTA CLARA STATE: X1 ZIP: 95054 4 1 a4.xml 4 X0303 4 2009-01-27 0 0000001800 ABBOTT LABORATORIES ABT 0001452290 Warmuth Michael J 100 ABBOTT PARK ROAD ABBOTT PARK IL 60064-6400 0 1 0 0 Senior Vice President Common shares without par value 2009-01-27 4 M 0 3197 42.4978 A 41176 D Common shares without par value 2009-01-27 4 M 0 4514 54.03 A 45690 D Common shares without par value 2009-01-27 4 S 0 7711 54.41 D 37979 D Common shares without par value 2009-01-27 4 M 0 3065 32.6111 A 41044 D Common shares without par value 2009-01-27 4 M 0 8811 33.2314 A 49855 D Common shares without par value 2009-01-27 4 M 0 4269 41.0317 A 54124 D Common shares without par value 2009-01-27 4 F 0 11363 54.05 D 42761 D Common shares without par value 23 I Profit Sharing Trust Common shares without par value 72 I By Spouse Option (right to buy) 42.4978 2009-01-27 4 M 0 3197 0 D 2002-02-12 2009-02-11 Common shares 3197 0 D Option (right to buy) 54.03 2009-01-27 4 M 0 4514 0 D 2008-09-28 2009-02-11 Common shares 4514 0 D Option (right to buy) 32.6111 2009-01-27 4 M 0 3065 0 D 2003-02-11 2010-02-10 Common shares 3065 0 D Option (right to buy) 33.2314 2009-01-27 4 M 0 8811 0 D 2006-02-14 2013-02-13 Common shares 8811 0 D Option (right to buy) 41.0317 2009-01-27 4 M 0 2454 0 D 2007-02-20 2014-02-19 Common shares 2454 0 D Option (right to buy) 41.0317 2009-01-27 4 M 0 1815 0 D 2005-02-20 2014-02-19 Common shares 1815 11584 D Option (right to buy) 54.05 2009-01-27 4 A 0 1849 0 A 2009-07-28 2010-02-10 Common shares 1849 1849 D Option (right to buy) 54.05 2009-01-27 4 A 0 6146 0 A 2009-07-28 2013-02-13 Common shares 6146 6146 D Option (right to buy) 54.05 2009-01-27 4 A 0 3368 0 A 2009-07-28 2014-02-19 Common shares 3368 3368 D Balance in the Abbott Laboratories Stock Retirement Trust as of January 28, 2009. The reporting person disclaims beneficial ownership of all securities held by his spouse. Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16(b) under Rule 16b-3. These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c). John A. Berry, by power of attorney for Michael J. Warmuth 2009-01-29 -----END PRIVACY-ENHANCED MESSAGE-----