-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NGYfWhHEWGpYBYLngH9evRCFryGlP5k/DAusg+AUrBgsEiimehElH9dXBDtadqkP tHEzYKiX7h0baLyeSHIiIg== 0001104659-07-012374.txt : 20070220 0001104659-07-012374.hdr.sgml : 20070219 20070220182504 ACCESSION NUMBER: 0001104659-07-012374 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070215 FILED AS OF DATE: 20070220 DATE AS OF CHANGE: 20070220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABBOTT LABORATORIES CENTRAL INDEX KEY: 0000001800 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 360698440 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 ABBOTT PARK ROAD STREET 2: D-322 AP6D CITY: ABBOTT PARK STATE: IL ZIP: 60064-3500 BUSINESS PHONE: 8479376100 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hance Robert B CENTRAL INDEX KEY: 0001383841 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02189 FILM NUMBER: 07636908 BUSINESS ADDRESS: BUSINESS PHONE: (847)937-6100 MAIL ADDRESS: STREET 1: 100 ABBOTT PARK ROAD CITY: ABBOTT PARK STATE: IL ZIP: 60064-6400 4 1 a4.xml 4 X0202 4 2007-02-15 0 0000001800 ABBOTT LABORATORIES ABT 0001383841 Hance Robert B 100 ABBOTT PARK ROAD ABBOTT PARK IL 60064-6400 0 1 0 0 Senior Vice President Common shares without par value 2007-02-15 4 S 0 2200 52.80 D 91981 D Common shares without par value 2007-02-15 4 F 0 8366 52.70 D 83615 D Common shares without par value 2007-02-16 4 A 0 20400 52.54 A 104015 D Common shares without par value 2007-02-16 4 A 0 17000 52.54 A 121015 D Common shares without par value 2007-02-17 4 F 0 2449 52.49 D 118566 D Common shares without par value 2007-02-18 4 F 0 980 52.49 D 117586 D Common shares without par value 2007-02-20 4 F 0 2519 52.49 D 115067 D Common shares without par value 5711 I Profit sharing trust Option (right to buy) 52.54 2007-02-16 4 A 0 83000 0 A 2008-02-16 2017-02-15 Common shares 83000 83000 D This sale was made pursuant to a previously adopted plan complying with Rule 10b5-1(c). This plan was adopted on February 1, 2007. These shares represent performance vested restricted stock awards under the Abbott Laboratories 1996 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes. These shares represent a retention award of restricted stock under the Abbott Laboratories 1996 Incentive Stock Program. The awards generally vest on the third anniversary of their grant date and include the right to have stock withheld for tax purposes. Balance in the Abbott Laboratories Stock Retirement Trust as of February 19, 2007. Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16(b) under Rule 16b-3. The option becomes exercisable in annual increments of 27,667 on 02/16/2008, 27,667 on 02/16/2009, and 27,666 on 02/16/2010. Deborah K. Koenen, Attorney-in-Fact for Robert B. Hance 2007-02-20 -----END PRIVACY-ENHANCED MESSAGE-----