0001799900-20-000003.txt : 20200415
0001799900-20-000003.hdr.sgml : 20200415
20200415145729
ACCESSION NUMBER: 0001799900-20-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200415
DATE AS OF CHANGE: 20200415
EFFECTIVENESS DATE: 20200415
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pacifica Partners Inc.
CENTRAL INDEX KEY: 0001799900
IRS NUMBER: 000000000
STATE OF INCORPORATION: Z4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19747
FILM NUMBER: 20793463
BUSINESS ADDRESS:
STREET 1: 5455 152 STREET
STREET 2: SUITE 213
CITY: SURREY
STATE: Z4
ZIP: V3S 5A5
BUSINESS PHONE: 604-576-8908
MAIL ADDRESS:
STREET 1: 5455 152 STREET
STREET 2: SUITE 213
CITY: SURREY
STATE: Z4
ZIP: V3S 5A5
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001799900
XXXXXXXX
03-31-2020
03-31-2020
Pacifica Partners Inc.
5455 152 STREET
SUITE 213
SURREY
Z4
V3S 5A5
13F HOLDINGS REPORT
028-19747
N
Aman Bhangu
Chief Compliance Officer
604-576-8908
Aman Bhangu
Surrey
A1
04-15-2020
0
382
80502
true
INFORMATION TABLE
2
13F_PP_20200331.xml
ABB LTD
SPONSORED ADR
000375204
2
115
SH
DFND
115
0
0
AFLAC INC
COM
001055102
7
200
SH
DFND
200
0
0
AES CORP
COM
00130H105
1
85
SH
DFND
85
0
0
AT&T INC
COM
00206R102
406
13513
SH
DFND
13513
0
0
ABBOTT LABS
COM
002824100
32
392
SH
DFND
392
0
0
ABBVIE INC
COM
00287Y109
42
564
SH
DFND
564
0
0
ADVANSIX INC
COM
00773T101
0
33
SH
DFND
33
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
25
525
SH
DFND
525
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
8
110
SH
DFND
110
0
0
AGNICO EAGLE MINES LTD
COM
008474108
46
1025
SH
DFND
1025
0
0
AGEX THERAPEUTICS INC
COM
00848H108
0
292
SH
DFND
292
0
0
AIR PRODS & CHEMS INC
COM
009158106
1
7
SH
DFND
7
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
55
580
SH
DFND
580
0
0
ALASKA AIR GROUP INC
COM
011659109
524
18073
SH
DFND
18073
0
0
ALGONQUIN PWR UTILS CORP
COM
015857105
14
1066
SH
DFND
1066
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
24
121
SH
DFND
121
0
0
ALLIANCEBERNSTEIN NATL MUNI
COM
01864U106
3
254
SH
DFND
254
0
0
ALPHA ARCHITECT ETF TR
US QUAN VALUE
02072L102
6
305
SH
DFND
305
0
0
ALPHA ARCHITECT ETF TR
INTL QUAN VALUE
02072L201
15
708
SH
DFND
708
0
0
ALPHABET INC
CAP STK CL C
02079K107
3204
2704
SH
DFND
2704
0
0
ALPHABET INC
CAP STK CL A
02079K305
98
83
SH
DFND
83
0
0
ALTRIA GROUP INC
COM
02209S103
16
409
SH
DFND
409
0
0
AMAZON COM INC
COM
023135106
2625
1306
SH
DFND
1306
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
7
280
SH
DFND
280
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
53
232
SH
DFND
232
0
0
AMGEN INC
COM
031162100
128
612
SH
DFND
612
0
0
APACHE CORP
COM
037411105
5
700
SH
DFND
700
0
0
APHRIA INC
COM
03765K104
11
3785
SH
DFND
3785
0
0
APPLE INC
COM
037833100
4915
18969
SH
DFND
18969
0
0
APPLIED MATLS INC
COM
038222105
461
9705
SH
DFND
9705
0
0
APTARGROUP INC
COM
038336103
2
15
SH
DFND
15
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
1
21
SH
DFND
21
0
0
AURINIA PHARMACEUTICALS INC
COM
05156V102
38
2650
SH
DFND
2650
0
0
AURORA CANNABIS INC
COM
05156X108
8
9470
SH
DFND
9470
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
12
85
SH
DFND
85
0
0
BCE INC
COM NEW
05534B760
1285
31307
SH
DFND
31307
0
0
BP PLC
SPONSORED ADR
055622104
3
120
SH
DFND
120
0
0
BAIDU INC
SPON ADR REP A
056752108
36
353
SH
DFND
353
0
0
BAKER HUGHES COMPANY
CL A
05722G100
0
13
SH
DFND
13
0
0
BANCO SANTANDER SA
ADR
05964H105
2
838
SH
DFND
838
0
0
BK OF AMERICA CORP
COM
060505104
2231
100871
SH
DFND
100871
0
0
BANK MONTREAL
COM
063671101
102
1911
SH
DFND
1911
0
0
BANK NOVA SCOTIA B C
COM
064149107
1303
32923
SH
DFND
32923
0
0
BANK COMM HLDGS
COM
06424J103
4
500
SH
DFND
500
0
0
BARRICK GOLD CORPORATION
COM
067901108
439
21679
SH
DFND
21679
0
0
BAYTEX ENERGY CORP
COM
07317Q105
8
27442
SH
DFND
27442
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2770
14986
SH
DFND
14986
0
0
BHP GROUP LTD
SPONSORED ADS
088606108
141
3653
SH
DFND
3653
0
0
BLACKBERRY LTD
COM
09228F103
64
17680
SH
DFND
17680
0
0
BLACKROCK CR ALLOCATION INCO
COM
092508100
8
709
SH
DFND
709
0
0
BOEING CO
COM
097023105
44
310
SH
DFND
310
0
0
BOOKING HLDGS INC
COM
09857L108
179
130
SH
DFND
130
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
987
31272
SH
DFND
31272
0
0
BROOKFIELD INFRASTRUCTURE CO
COM SB VTG SHS A
11275Q107
1
16
SH
DFND
16
0
0
B2GOLD CORP
COM
11777Q209
13
3500
SH
DFND
3500
0
0
CAE INC
COM
124765108
56
4558
SH
DFND
4558
0
0
CF INDS HLDGS INC
COM
125269100
109
3780
SH
DFND
3780
0
0
CGI INC
CL A SUB VTG
12532H104
17
300
SH
DFND
300
0
0
CRH MED CORP
COM
12626F105
3
2000
SH
DFND
2000
0
0
CVS HEALTH CORP
COM
126650100
520
10325
SH
DFND
10325
0
0
CANADIAN IMP BK COMM
COM
136069101
117
1343
SH
DFND
1343
0
0
CANADIAN NATL RY CO
COM
136375102
939
11766
SH
DFND
11766
0
0
CANADIAN NAT RES LTD
COM
136385101
685
51453
SH
DFND
51453
0
0
CANADIAN PAC RY LTD
COM
13645T100
20
90
SH
DFND
90
0
0
CANOPY GROWTH CORP
COM
138035100
56
3910
SH
DFND
3910
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
4
315
SH
DFND
315
0
0
CARRIER GLOBAL CORPORATION
COM
14448C104
0
13
SH
DFND
13
0
0
CATERPILLAR INC DEL
COM
149123101
77
636
SH
DFND
636
0
0
CENOVUS ENERGY INC
COM
15135U109
8
2952
SH
DFND
2952
0
0
CHEMOURS CO
COM
163851108
8
900
SH
DFND
900
0
0
CHEVRON CORP NEW
COM
166764100
352
4361
SH
DFND
4361
0
0
CISCO SYS INC
COM
17275R102
1544
38037
SH
DFND
38037
0
0
CITIGROUP INC
COM NEW
172967424
955
23183
SH
DFND
23183
0
0
COCA COLA CO
COM
191216100
88
1900
SH
DFND
1900
0
0
COGNEX CORP
COM
192422103
4
100
SH
DFND
100
0
0
COHBAR INC
COM
19249J109
1
1052
SH
DFND
1052
0
0
COLGATE PALMOLIVE CO
COM
194162103
36
517
SH
DFND
517
0
0
COMCAST CORP NEW
CL A
20030N101
40
1083
SH
DFND
1083
0
0
CONOCOPHILLIPS
COM
20825C104
170
5125
SH
DFND
5125
0
0
CONSOLIDATED EDISON INC
COM
209115104
6
70
SH
DFND
70
0
0
COPART INC
COM
217204106
14
200
SH
DFND
200
0
0
CORREVIO PHARMA CORP
COM
22026V105
1
2665
SH
DFND
2665
0
0
CORTEVA INC
COM
22052L104
66
2682
SH
DFND
2682
0
0
COSTCO WHSL CORP NEW
COM
22160K105
233
767
SH
DFND
767
0
0
CRESCENT PT ENERGY CORP
COM
22576C101
8
8300
SH
DFND
8300
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
27
186
SH
DFND
186
0
0
DBX ETF TR
XTRACK MSCI EURP
233051853
25
1025
SH
DFND
1025
0
0
DXC TECHNOLOGY CO
COM
23355L106
1
45
SH
DFND
45
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
4
160
SH
DFND
160
0
0
DENISON MINES CORP
COM
248356107
30
101800
SH
DFND
101800
0
0
DEVON ENERGY CORP NEW
COM
25179M103
2
205
SH
DFND
205
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
13
100
SH
DFND
100
0
0
DISNEY WALT CO
COM DISNEY
254687106
1610
15937
SH
DFND
15937
0
0
DOCUSIGN INC
COM
256163106
6
70
SH
DFND
70
0
0
DOLBY LABORATORIES INC
COM CL A
25659T107
33
600
SH
DFND
600
0
0
DOMINION ENERGY INC
COM
25746U109
10
140
SH
DFND
140
0
0
DOW INC
COM
260557103
6
174
SH
DFND
174
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
27
333
SH
DFND
333
0
0
DUPONT DE NEMOURS INC
COM
26614N102
137
3684
SH
DFND
3684
0
0
EOG RES INC
COM
26875P101
17
400
SH
DFND
400
0
0
ETF MANAGERS TR
PRIME MOBILE PAY
26924G409
2
40
SH
DFND
40
0
0
ETF MANAGERS TR
ETHO CLIMATE LEA
26924G888
5
158
SH
DFND
158
0
0
EATON VANCE CORP
COM NON VTG
278265103
1
39
SH
DFND
39
0
0
ELDORADO GOLD CORP NEW
COM
284902509
4
545
SH
DFND
545
0
0
ENBRIDGE INC
COM
29250N105
368
13111
SH
DFND
13111
0
0
ENERGY FUELS INC
COM NEW
292671708
1
700
SH
DFND
700
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
24
1555
SH
DFND
1555
0
0
EQUINIX INC
COM
29444U700
16
25
SH
DFND
25
0
0
EQUITABLE HLDGS INC
COM
29452E101
2
150
SH
DFND
150
0
0
ERICSSON
ADR B SEK 10
294821608
1
125
SH
DFND
125
0
0
EVERSOURCE ENERGY
COM
30040W108
2
20
SH
DFND
20
0
0
EXCHANGE TRADED CONCEPTS TR
ROBO GLB ETF
301505707
5
158
SH
DFND
158
0
0
EXELIXIS INC
COM
30161Q104
3
157
SH
DFND
157
0
0
EXXON MOBIL CORP
COM
30231G102
923
22401
SH
DFND
22401
0
0
FEDEX CORP
COM
31428X106
617
5329
SH
DFND
5329
0
0
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
37
1310
SH
DFND
1310
0
0
FIRST TR EXCHANGE-TRADED FD
SENIOR LN FD
33738D309
9
202
SH
DFND
202
0
0
FIRSTENERGY CORP
COM
337932107
6
150
SH
DFND
150
0
0
FORD MTR CO DEL
COM
345370860
4
800
SH
DFND
800
0
0
FORTIS INC
COM
349553107
585
15000
SH
DFND
15000
0
0
FRANCO NEVADA CORP
COM
351858105
26
246
SH
DFND
246
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
2
260
SH
DFND
260
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
1
10
SH
DFND
10
0
0
GARTNER INC
COM
366651107
10
100
SH
DFND
100
0
0
GENERAL DYNAMICS CORP
COM
369550108
1446
10773
SH
DFND
10773
0
0
GENERAL ELECTRIC CO
COM
369604103
18
2536
SH
DFND
2536
0
0
GENERAL MTRS CO
COM
37045V100
11
500
SH
DFND
500
0
0
GILEAD SCIENCES INC
COM
375558103
13
178
SH
DFND
178
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
8
220
SH
DFND
220
0
0
GLOBAL X FDS
RBTCS ARTFL INTE
37954Y715
5
284
SH
DFND
284
0
0
GOLDMAN SACHS ETF TR
ACCES TREASURY
381430529
33
325
SH
DFND
325
0
0
GRANITE REAL ESTATE INVT TR
UNIT 99/99/9999
387437114
4
100
SH
DFND
100
0
0
HP INC
COM
40434L105
5
300
SH
DFND
300
0
0
HALLIBURTON CO
COM
406216101
7
900
SH
DFND
900
0
0
HERSHEY CO
COM
427866108
13
95
SH
DFND
95
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
5
533
SH
DFND
533
0
0
HEXO CORP
COM
428304109
1
900
SH
DFND
900
0
0
HIMAX TECHNOLOGIES INC
SPONSORED ADR
43289P106
4
1300
SH
DFND
1300
0
0
HOME DEPOT INC
COM
437076102
131
680
SH
DFND
680
0
0
HONEYWELL INTL INC
COM
438516106
9
68
SH
DFND
68
0
0
HUNTINGTON INGALLS INDS INC
COM
446413106
11
60
SH
DFND
60
0
0
IMPERIAL OIL LTD
COM NEW
453038408
37
3005
SH
DFND
3005
0
0
INNOVATOR ETFS TR
IBD 50 ETF
45782C102
3
100
SH
DFND
100
0
0
INPIXON
COM
45790J800
0
7
SH
DFND
7
0
0
INTEL CORP
COM
458140100
1644
28178
SH
DFND
28178
0
0
INTL PAPER CO
COM
460146103
45
1474
SH
DFND
1474
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
42
215
SH
DFND
215
0
0
INVESCO ACTIVELY MANAGED ETF
ULTRA SHRT DUR
46090A887
9
190
SH
DFND
190
0
0
INVESCO EXCHANGE TRADED FD T
WATER RES ETF
46137V142
6
201
SH
DFND
201
0
0
INVESCO EXCHANGE-TRADED FD T
PFD ETF
46138E511
7
500
SH
DFND
500
0
0
INVESCO EXCHANGE-TRADED FD T
INTL CORP BD
46138E636
37
1490
SH
DFND
1490
0
0
INVESCO EXCHANGE-TRADED FD T
SR LN ETF
46138G508
18
875
SH
DFND
875
0
0
INVESCO EXCHANGE-TRADED FD T
SOLAR ETF
46138G706
12
470
SH
DFND
470
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
8
402
SH
DFND
402
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 CB
46138J841
9
416
SH
DFND
416
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 CB
46138J866
9
413
SH
DFND
413
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
9
404
SH
DFND
404
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
8
150
SH
DFND
150
0
0
ISHARES INC
JP MRG EM CRP BD
464286251
2
45
SH
DFND
45
0
0
ISHARES INC
MSCI WORLD ETF
464286392
4
45
SH
DFND
45
0
0
ISHARES INC
MSCI CDA ETF
464286509
31
1390
SH
DFND
1390
0
0
ISHARES INC
MSCI GERMANY ETF
464286806
4
183
SH
DFND
183
0
0
ISHARES TR
SELECT DIVID ETF
464287168
37
500
SH
DFND
500
0
0
ISHARES TR
CORE S&P500 ETF
464287200
1158
4357
SH
DFND
4357
0
0
ISHARES TR
CORE US AGGBD ET
464287226
17
150
SH
DFND
150
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
101
2888
SH
DFND
2888
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
1276
10326
SH
DFND
10326
0
0
ISHARES TR
GBL COMM SVC ETF
464287275
9
170
SH
DFND
170
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
31
181
SH
DFND
181
0
0
ISHARES TR
GLOB HLTHCRE ETF
464287325
27
430
SH
DFND
430
0
0
ISHARES TR
GLOBAL FINLS ETF
464287333
6
120
SH
DFND
120
0
0
ISHARES TR
GLOBAL ENERG ETF
464287341
3
144
SH
DFND
144
0
0
ISHARES TR
20 YR TR BD ETF
464287432
284
1712
SH
DFND
1712
0
0
ISHARES TR
BARCLAYS 7 10 YR
464287440
4
31
SH
DFND
31
0
0
ISHARES TR
MSCI EAFE ETF
464287465
73
1360
SH
DFND
1360
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
10
90
SH
DFND
90
0
0
ISHARES TR
GLOBAL 100 ETF
464287572
43
940
SH
DFND
940
0
0
ISHARES TR
RUS 1000 ETF
464287622
15
103
SH
DFND
103
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
85
755
SH
DFND
755
0
0
ISHARES TR
U.S. TECH ETF
464287721
19
89
SH
DFND
89
0
0
ISHARES TR
US HLTHCARE ETF
464287762
15
77
SH
DFND
77
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
97
990
SH
DFND
990
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
11
100
SH
DFND
100
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
11
141
SH
DFND
141
0
0
ISHARES TR
CRE U S REIT ETF
464288521
8
200
SH
DFND
200
0
0
ISHARES TR
INTRM TR CRP ETF
464288638
17
300
SH
DFND
300
0
0
ISHARES TR
SH TR CRPORT ETF
464288646
63
1200
SH
DFND
1200
0
0
ISHARES TR
SHORT TREAS BD
464288679
858
7741
SH
DFND
7741
0
0
ISHARES TR
PFD AND INCM SEC
464288687
41
1291
SH
DFND
1291
0
0
ISHARES TR
MSCI USA ESG SLC
464288802
8
67
SH
DFND
67
0
0
ISHARES TR
US TREAS BD ETF
46429B267
11
404
SH
DFND
404
0
0
ISHARES TR
MIN VOL EAFE ETF
46429B689
14
225
SH
DFND
225
0
0
ISHARES TR
MSCI MIN VOL ETF
46429B697
36
650
SH
DFND
650
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
20
400
SH
DFND
400
0
0
ISHARES TR
CORE 1 5 YR USD
46432F859
32
631
SH
DFND
631
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
4
94
SH
DFND
94
0
0
ISHARES TR
HDG MSCI JAPAN
46434V886
8
280
SH
DFND
280
0
0
ISHARES TR
ESG US AGR BD
46435U549
7
124
SH
DFND
124
0
0
JPMORGAN CHASE & CO
COM
46625H100
1119
12366
SH
DFND
12366
0
0
JOHNSON & JOHNSON
COM
478160104
2871
20917
SH
DFND
20917
0
0
KINDER MORGAN INC DEL
COM
49456B101
1675
118082
SH
DFND
118082
0
0
KINROSS GOLD CORP
COM
496902404
323
64825
SH
DFND
64825
0
0
KIRKLAND LAKE GOLD LTD
COM
49741E100
12
362
SH
DFND
362
0
0
KRAFT HEINZ CO
COM
500754106
65
2447
SH
DFND
2447
0
0
LINEAGE CELL THERAPEUTICS IN
COM
53566P109
2
2926
SH
DFND
2926
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
24
16230
SH
DFND
16230
0
0
LOCKHEED MARTIN CORP
COM
539830109
528
1488
SH
DFND
1488
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
3
240
SH
DFND
240
0
0
MAGNA INTL INC
COM
559222401
11
335
SH
DFND
335
0
0
MANULIFE FINL CORP
COM
56501R106
1259
106046
SH
DFND
106046
0
0
MARRIOTT INTL INC NEW
CL A
571903202
7
100
SH
DFND
100
0
0
MASTERCARD INC
CL A
57636Q104
95
367
SH
DFND
367
0
0
MAXAR TECHNOLOGIES INC
COM
57778K105
1
100
SH
DFND
100
0
0
MCDONALDS CORP
COM
580135101
75
427
SH
DFND
427
0
0
MERCK & CO. INC
COM
58933Y105
22
285
SH
DFND
285
0
0
METLIFE INC
COM
59156R108
8
250
SH
DFND
250
0
0
MICRO FOCUS INTL PLC
SPON ADR NEW
594837403
0
60
SH
DFND
60
0
0
MICROSOFT CORP
COM
594918104
3458
21172
SH
DFND
21172
0
0
MICRON TECHNOLOGY INC
COM
595112103
5
100
SH
DFND
100
0
0
MOLSON COORS BEVERAGE CO
CL B
60871R209
1
15
SH
DFND
15
0
0
MONDELEZ INTL INC
CL A
609207105
6
125
SH
DFND
125
0
0
NATIONAL INSTRS CORP
COM
636518102
16
450
SH
DFND
450
0
0
NETFLIX INC
COM
64110L106
7
20
SH
DFND
20
0
0
NEWMONT CORP
COM
651639106
164
3304
SH
DFND
3304
0
0
NEXTERA ENERGY INC
COM
65339F101
2
10
SH
DFND
10
0
0
NEXGEN ENERGY LTD
COM
65340P106
22
22600
SH
DFND
22600
0
0
NIKE INC
CL B
654106103
53
626
SH
DFND
626
0
0
NOKIA CORP
SPONSORED ADR
654902204
173
54781
SH
DFND
54781
0
0
NORBORD INC
COM NEW
65548P403
1
75
SH
DFND
75
0
0
NORFOLK SOUTHERN CORP
COM
655844108
15
100
SH
DFND
100
0
0
NORTHROP GRUMMAN CORP
COM
666807102
1041
3205
SH
DFND
3205
0
0
NOVAGOLD RES INC
COM NEW
66987E206
3
300
SH
DFND
300
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
230
2744
SH
DFND
2744
0
0
NVIDIA CORP
COM
67066G104
82
315
SH
DFND
315
0
0
NUTRIEN LTD
COM
67077M108
46
1333
SH
DFND
1333
0
0
BARCLAYS PLC
ADR
06738E204
6
1300
SH
DFND
1300
0
0
OCCIDENTAL PETE CORP
COM
674599105
25
1840
SH
DFND
1840
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
2
73
SH
DFND
73
0
0
ONEOK INC NEW
COM
682680103
0
15
SH
DFND
15
0
0
ORGANIGRAM HLDGS INC
COM
68620P101
1
400
SH
DFND
400
0
0
OTIS WORLDWIDE CORP
COM
68902V107
0
6
SH
DFND
6
0
0
PALATIN TECHNOLOGIES INC
COM PAR $ .01
696077403
2
4800
SH
DFND
4800
0
0
PAN AMERN SILVER CORP
COM
697900108
2
110
SH
DFND
110
0
0
PAYCOM SOFTWARE INC
COM
70432V102
18
99
SH
DFND
99
0
0
PAYPAL HLDGS INC
COM
70450Y103
85
851
SH
DFND
851
0
0
PEGASYSTEMS INC
COM
705573103
36
500
SH
DFND
500
0
0
PEMBINA PIPELINE CORP
COM
706327103
3
135
SH
DFND
135
0
0
PEPSICO INC
COM
713448108
1541
11827
SH
DFND
11827
0
0
PFIZER INC
COM
717081103
71
2123
SH
DFND
2123
0
0
PHILIP MORRIS INTL INC
COM
718172109
7
100
SH
DFND
100
0
0
PHILLIPS 66
COM
718546104
51
871
SH
DFND
871
0
0
PIMCO ETF TR
ACTIVE BD ETF
72201R775
3938
36684
SH
DFND
36684
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
13
155
SH
DFND
155
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
1
250
SH
DFND
250
0
0
PRECISION DRILLING CORP
COM 2010
74022D308
1
2800
SH
DFND
2800
0
0
PROCTER & GAMBLE CO
COM
742718109
40
354
SH
DFND
354
0
0
PROSHARES TR
PSHS ULT S&P 500
74347R107
14
150
SH
DFND
150
0
0
PROSHARES TR
PSHS ULTRA DOW30
74347R305
14
450
SH
DFND
450
0
0
PROSHARES TR
SHRT 20+YR TRE
74347X849
2
100
SH
DFND
100
0
0
QUALCOMM INC
COM
747525103
10
140
SH
DFND
140
0
0
QUANTA SVCS INC
COM
74762E102
113
3480
SH
DFND
3480
0
0
RAYTHEON CO
COM NEW
755111507
9
75
SH
DFND
75
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
6
150
SH
DFND
150
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
1088
24341
SH
DFND
24341
0
0
ROKU INC
COM CL A
77543R102
45
515
SH
DFND
515
0
0
ROYAL BK CDA
COM
780087102
1302
21316
SH
DFND
21316
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
49
1365
SH
DFND
1365
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
51
193
SH
DFND
193
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
100
640
SH
DFND
640
0
0
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
393
13464
SH
DFND
13464
0
0
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
114
4725
SH
DFND
4725
0
0
SPDR SER TR
PORTFOLIO INTRMD
78464A375
12
339
SH
DFND
339
0
0
SPDR SER TR
PORTFOLIO SHORT
78464A474
2
60
SH
DFND
60
0
0
SPDR SER TR
BLOMBERG INTL TR
78464A516
14
495
SH
DFND
495
0
0
SPDR SER TR
S&P DIVID ETF
78464A763
22
267
SH
DFND
267
0
0
SPDR SER TR
S&P HOMEBUILD
78464A888
12
400
SH
DFND
400
0
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
167
3471
SH
DFND
3471
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
91
400
SH
DFND
400
0
0
SPDR SER TR
PORTFOLIO SH TSR
78468R101
12
384
SH
DFND
384
0
0
SPDR SER TR
S&P OILGAS EXP
78468R556
81
2153
SH
DFND
2153
0
0
SCHLUMBERGER LTD
COM
806857108
33
1991
SH
DFND
1991
0
0
SCHWAB CHARLES CORP
COM
808513105
4
102
SH
DFND
102
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
3
136
SH
DFND
136
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
4
80
SH
DFND
80
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
452
4995
SH
DFND
4995
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
82
1440
SH
DFND
1440
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
10
100
SH
DFND
100
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
13
390
SH
DFND
390
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
15
690
SH
DFND
690
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
2
54
SH
DFND
54
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
163
2965
SH
DFND
2965
0
0
SERVICE CORP INTL
COM
817565104
5
140
SH
DFND
140
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
20
1255
SH
DFND
1255
0
0
SHOPIFY INC
CL A
82509L107
18
47
SH
DFND
47
0
0
STARBUCKS CORP
COM
855244109
507
7805
SH
DFND
7805
0
0
STRYKER CORP
COM
863667101
2
11
SH
DFND
11
0
0
SUN LIFE FINL INC
COM
866796105
36
1115
SH
DFND
1115
0
0
SUNCOR ENERGY INC NEW
COM
867224107
759
46227
SH
DFND
46227
0
0
SYSCO CORP
COM
871829107
10
225
SH
DFND
225
0
0
TASEKO MINES LTD
COM
876511106
0
1000
SH
DFND
1000
0
0
TC ENERGY CORP
COM
87807B107
1570
34464
SH
DFND
34464
0
0
TECK RESOURCES LTD
CL B
878742204
173
20875
SH
DFND
20875
0
0
TELEFONICA S A
SPONSORED ADR
879382208
1
200
SH
DFND
200
0
0
TELUS CORPORATION
COM
87971M103
462
28188
SH
DFND
28188
0
0
TESLA INC
COM
88160R101
106
195
SH
DFND
195
0
0
THOMSON REUTERS CORP
COM NEW
884903709
14
207
SH
DFND
207
0
0
BEYOND MEAT INC
COM
08862E109
23
340
SH
DFND
340
0
0
TILRAY INC
COM CL 2
88688T100
8
1206
SH
DFND
1206
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
1840
43161
SH
DFND
43161
0
0
TURQUOISE HILL RES LTD
COM
900435108
2
4150
SH
DFND
4150
0
0
TWITTER INC
COM
90184L102
8
295
SH
DFND
295
0
0
UNDER ARMOUR INC
CL A
904311107
2
200
SH
DFND
200
0
0
UNILEVER PLC
SPON ADR NEW
904767704
370
7335
SH
DFND
7335
0
0
UNION PAC CORP
COM
907818108
262
1800
SH
DFND
1800
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
12
126
SH
DFND
126
0
0
UNIVERSAL DISPLAY CORP
COM
91347P105
34
250
SH
DFND
250
0
0
VALERO ENERGY CORP
COM
91913Y100
320
6676
SH
DFND
6676
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
159
6105
SH
DFND
6105
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189F718
77
17025
SH
DFND
17025
0
0
VANECK VECTORS ETF TR
INDIA SMALL CAP
92189F767
1
40
SH
DFND
40
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
103
962
SH
DFND
962
0
0
VANGUARD STAR FDS
VG TL INTL STK F
921909768
24
569
SH
DFND
569
0
0
VANGUARD WORLD FD
ESG US STK ETF
921910733
28
600
SH
DFND
600
0
0
VANGUARD BD INDEX FDS
LONG TERM BOND
921937793
4
42
SH
DFND
42
0
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
33
405
SH
DFND
405
0
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
100
1163
SH
DFND
1163
0
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
10
290
SH
DFND
290
0
0
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
6
110
SH
DFND
110
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
68
1642
SH
DFND
1642
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
33
952
SH
DFND
952
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
14
315
SH
DFND
315
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
1
30
SH
DFND
30
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
331
4172
SH
DFND
4172
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
1124
12879
SH
DFND
12879
0
0
VENTAS INC
COM
92276F100
7
250
SH
DFND
250
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
116
478
SH
DFND
478
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
7
86
SH
DFND
86
0
0
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
10
75
SH
DFND
75
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
45
647
SH
DFND
647
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
0
2
SH
DFND
2
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
31
227
SH
DFND
227
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
119
742
SH
DFND
742
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
99
1086
SH
DFND
1086
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
468
3547
SH
DFND
3547
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
298
5227
SH
DFND
5227
0
0
VERMILION ENERGY INC
COM
923725105
2
400
SH
DFND
400
0
0
VIEMED HEALTHCARE INC
COM
92663R105
3
500
SH
DFND
500
0
0
VISA INC
COM CL A
92826C839
1553
9223
SH
DFND
9223
0
0
VMWARE INC
CL A COM
928563402
9
70
SH
DFND
70
0
0
WEC ENERGY GROUP INC
COM
92939U106
2
19
SH
DFND
19
0
0
WABTEC
COM
929740108
1
11
SH
DFND
11
0
0
WALMART INC
COM
931142103
1676
13749
SH
DFND
13749
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
27
620
SH
DFND
620
0
0
WASHINGTON REAL ESTATE INVT
SH BEN INT
939653101
9
400
SH
DFND
400
0
0
WASTE CONNECTIONS INC
COM
94106B101
878
10705
SH
DFND
10705
0
0
WASTE MGMT INC DEL
COM
94106L109
37
400
SH
DFND
400
0
0
WELLS FARGO CO NEW
COM
949746101
80
2783
SH
DFND
2783
0
0
WEYERHAEUSER CO
COM
962166104
129
7460
SH
DFND
7460
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
43
1473
SH
DFND
1473
0
0
WILLIAMS COS INC
COM
969457100
197
13002
SH
DFND
13002
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
1
35
SH
DFND
35
0
0
WISDOMTREE TR
US QTLY DIV GRT
97717X669
6
142
SH
DFND
142
0
0
XCEL ENERGY INC
COM
98389B100
2
28
SH
DFND
28
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
8
70
SH
DFND
70
0
0
EURONAV NV ANTWERPEN
SHS
B38564108
0
13
SH
DFND
13
0
0
ARCOS DORADOS HOLDINGS INC
SHS CLASS -A -
G0457F107
24
7050
SH
DFND
7050
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
49
299
SH
DFND
299
0
0
BROOKFIELD BUSINESS PARTNERS
UNIT LTD LP
G16234109
47
1818
SH
DFND
1818
0
0
BROOKFIELD PROPERTY PARTRS L
UNIT LTD PARTN
G16249107
1
100
SH
DFND
100
0
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
6
150
SH
DFND
150
0
0
BROOKFIELD RENEWABLE PARTNER
PARTNERSHIP UNIT
G16258108
438
10285
SH
DFND
10285
0
0
HERMITAGE OFFSHORE SERVICE L
SHS
G4511M108
0
5
SH
DFND
5
0
0
LINDE PLC
SHS
G5494J103
2
11
SH
DFND
11
0
0
MEDTRONIC PLC
SHS
G5960L103
235
2489
SH
DFND
2489
0
0
NORDIC AMERICAN TANKERS LIMI
COM
G65773106
4
1200
SH
DFND
1200
0
0
LIBERTY LATIN AMERICA LTD
COM CL A
G9001E102
1
50
SH
DFND
50
0
0
VALARIS PLC
SHS CLASS A
G9402V109
0
30
SH
DFND
30
0
0
ALCON INC
ORD SHS
H01301128
31
610
SH
DFND
610
0
0
CHUBB LIMITED
COM
H1467J104
56
500
SH
DFND
500
0
0
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
2
50
SH
DFND
50
0
0
NYMOX PHARMACEUTICAL CORP
COM
P73398102
3
1406
SH
DFND
1406
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
7
200
SH
DFND
200
0
0