0001799544-20-000003.txt : 20200414 0001799544-20-000003.hdr.sgml : 20200414 20200414131133 ACCESSION NUMBER: 0001799544-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200414 DATE AS OF CHANGE: 20200414 EFFECTIVENESS DATE: 20200414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOEY INVESTMENTS, INC CENTRAL INDEX KEY: 0001799544 IRS NUMBER: 261467855 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19650 FILM NUMBER: 20790631 BUSINESS ADDRESS: STREET 1: 410 N HIGH ST CITY: WEST CHESTER STATE: PA ZIP: 19380 BUSINESS PHONE: 6107384280 MAIL ADDRESS: STREET 1: 410 N HIGH ST CITY: WEST CHESTER STATE: PA ZIP: 19380 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001799544 XXXXXXXX 03-31-2020 03-31-2020 HOEY INVESTMENTS, INC

410 N HIGH ST WEST CHESTER PA 19380

13F HOLDINGS REPORT 028-19650 N Kristen Voigtsberger 610-738-4280 Kristen Voigtsberger West Chester PA 04-14-2020 0 126 142405 false INFORMATION TABLE 2 form13fq12020.xml AGF INVESTMENTS TRUST AGFIQ US MK ANTI 00110G408 6 250 SH SOLE 0 0 250 ABBOTT LABS COM 002824100 83 1050 SH SOLE 0 0 1050 ABBVIE INC COM 00287Y109 27 350 SH SOLE 0 0 350 ACTIVISION BLIZZARD INC COM 00507V109 36 602 SH SOLE 0 0 602 ADOBE INC COM 00724F101 2946 9256 SH SOLE 0 0 9256 ALLSTATE CORP COM 020002101 15 166 SH SOLE 0 0 166 ALPHABET INC CAP STK CL C 02079K107 23 20 SH SOLE 0 0 20 ALPHABET INC CAP STK CL A 02079K305 1205 1037 SH SOLE 0 0 1037 ALTERYX INC COM CL A 02156B103 2 24 SH SOLE 0 0 24 AMAZON COM INC COM 023135106 1170 600 SH Call SOLE 0 0 600 AMAZON COM INC COM 023135106 27008 13852 SH SOLE 27 0 13825 AMERICAN WTR WKS CO INC NEW COM 030420103 213 1784 SH SOLE 0 0 1784 AMGEN INC COM 031162100 26 128 SH SOLE 0 0 128 AMYRIS INC COM NEW 03236M200 2 750 SH SOLE 0 0 750 APPLE INC COM 037833100 76 300 SH Call SOLE 0 0 300 APPLE INC COM 037833100 21844 85903 SH SOLE 83 0 85819 AUTOMATIC DATA PROCESSING IN COM 053015103 410 3000 SH SOLE 0 0 3000 BK OF AMERICA CORP COM 060505104 738 34756 SH SOLE 0 0 34756 BANK OZK COM 06417N103 15 900 SH SOLE 0 0 900 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 18 101 SH SOLE 0 0 101 BLACKROCK LTD DURATION INC T COM SHS 09249W101 17 1347 SH SOLE 0 0 1347 BLACKROCK ENHANCED GLOBAL DI COM 092501105 18 2163 SH SOLE 0 0 2163 BLACKROCK ENHANCED EQUITY DI COM 09251A104 472 72213 SH SOLE 0 0 72213 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 35 7750 SH SOLE 0 0 7750 BOEING CO COM 097023105 691 4632 SH SOLE 0 0 4632 BRISTOL-MYERS SQUIBB CO COM 110122108 2689 48233 SH SOLE 0 0 48233 CVS HEALTH CORP COM 126650100 378 6371 SH SOLE 0 0 6371 CENTURYLINK INC COM 156700106 0 9 SH SOLE 0 0 9 COMCAST CORP NEW CL A 20030N101 398 11577 SH SOLE 0 0 11577 CONSOLIDATED EDISON INC COM 209115104 0 4 SH SOLE 0 0 4 COSTCO WHSL CORP NEW COM 22160K105 9 33 SH SOLE 0 0 33 CREATIVE REALITIES INC COM NEW 22530J200 5 6849 SH SOLE 0 0 6849 CUMMINS INC COM 231021106 14 100 SH SOLE 0 0 100 DELAWARE ENHANCED GBL DIV & COM 246060107 65 8750 SH SOLE 0 0 8750 DELTA AIR LINES INC DEL COM NEW 247361702 3 100 SH SOLE 0 0 100 DISNEY WALT CO COM DISNEY 254687106 300 3109 SH SOLE 0 0 3109 EATON VANCE ENHANCED EQ INC COM 278274105 18 1490 SH SOLE 0 0 1490 EATON VANCE ENH EQTY INC FD COM 278277108 19 1350 SH SOLE 0 0 1350 EATON VANCE RISK MNGD DIV EQ COM 27829G106 58 7000 SH SOLE 0 0 7000 ENPHASE ENERGY INC COM 29355A107 43 1335 SH SOLE 0 0 1335 FACEBOOK INC CL A 30303M102 75 450 SH SOLE 0 0 450 FIRST TR MORNINGSTAR DIVID L SHS 336917109 18 822 SH SOLE 0 0 822 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 66 500 SH SOLE 0 0 500 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 18 1116 SH SOLE 0 0 1116 FIRST TR EXCHANGE-TRADED FD BUYWRIT INCM ETF 33738R308 17 996 SH SOLE 0 0 996 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 0 1 SH SOLE 0 0 1 GW PHARMACEUTICALS PLC ADS 36197T103 88 1000 SH SOLE 0 0 1000 GENERAL ELECTRIC CO COM 369604103 7 901 SH SOLE 0 0 901 GENERAL MLS INC COM 370334104 56 1070 SH SOLE 0 0 1070 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 38 1000 SH SOLE 0 0 1000 GLOBAL X FDS S&P 500 COVERED 37954Y475 18 460 SH SOLE 0 0 460 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 19 983 SH SOLE 0 0 983 HANCOCK JOHN PREM DIVID FD COM SH BEN INT 41013T105 39 3207 SH SOLE 0 0 3207 HANCOCK JOHN INVS TR COM 410142103 11 856 SH SOLE 0 0 856 HOME DEPOT INC COM 437076102 3489 18689 SH SOLE 0 0 18689 HONEYWELL INTL INC COM 438516106 401 3000 SH SOLE 0 0 3000 INTEL CORP COM 458140100 552 10197 SH SOLE 0 0 10197 INTERNATIONAL BUSINESS MACHS COM 459200101 303 2734 SH SOLE 0 0 2734 INVESCO QQQ TR UNIT SER 1 46090E103 1 6 SH SOLE 0 0 6 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 17 1032 SH SOLE 0 0 1032 INVESCO EXCHANGE-TRADED FD T S&P MIDCP LOW 46138E198 4 111 SH SOLE 0 0 111 INVESCO EXCHANGE-TRADED FD T S&P500 LOW VOL 46138E354 6 134 SH SOLE 0 0 134 INVESCO EXCHANGE-TRADED FD T S&P500 HDL VOL 46138E362 18 600 SH SOLE 0 0 600 ISHARES INC MIN VOL GBL ETF 464286525 5 61 SH SOLE 0 0 61 ISHARES INC MSCI ISRAEL ETF 464286632 4 90 SH SOLE 0 0 90 ISHARES TR INTL SEL DIV ETF 464288448 19 831 SH SOLE 0 0 831 ISHARES TR CRE U S REIT ETF 464288521 18 450 SH SOLE 0 0 450 ISHARES SILVER TRUST ISHARES 46428Q109 22 1655 SH SOLE 0 0 1655 ISHARES TR CORE HIGH DV ETF 46429B663 19 270 SH SOLE 0 0 270 ISHARES TR MSCI MIN VOL ETF 46429B697 7 121 SH SOLE 0 0 121 ISHARES TR USA MOMENTUM FCT 46432F396 7 66 SH SOLE 0 0 66 ISHARES TR YLD OPTIM BD 46434V787 7 281 SH SOLE 0 0 281 JPMORGAN CHASE & CO COM 46625H100 1555 17267 SH SOLE 0 0 17267 JOHNSON & JOHNSON COM 478160104 2085 15901 SH SOLE 0 0 15901 KKR & CO INC CL A 48251W104 29 1219 SH SOLE 0 0 1219 KINDER MORGAN INC DEL COM 49456B101 250 17994 SH SOLE 0 0 17994 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 13 2775 SH SOLE 0 0 2775 LOWES COS INC COM 548661107 696 8089 SH SOLE 0 0 8089 MERCK & CO. INC COM 58933Y105 1241 16135 SH SOLE 0 0 16135 MICROSOFT CORP COM 594918104 17510 111026 SH SOLE 133 0 110893 NETAPP INC COM 64110D104 17 400 SH SOLE 0 0 400 NETFLIX INC COM 64110L106 160 427 SH SOLE 0 0 427 NEUROCRINE BIOSCIENCES INC COM 64125C109 61 700 SH SOLE 0 0 700 NIKE INC CL B 654106103 0 5 SH SOLE 0 0 5 NVIDIA CORP COM 67066G104 79 300 SH Call SOLE 0 0 300 NVIDIA CORP COM 67066G104 11247 42666 SH SOLE 20 0 42646 NUVEEN REAL ASSET INCOME & G COM 67074Y105 12 1238 SH SOLE 0 0 1238 PPG INDS INC COM 693506107 33 400 SH SOLE 0 0 400 PPL CORP COM 69351T106 4 150 SH SOLE 0 0 150 PAYPAL HLDGS INC COM 70450Y103 4 40 SH SOLE 0 0 40 PEPSICO INC COM 713448108 1055 8786 SH SOLE 0 0 8786 PFIZER INC COM 717081103 468 14348 SH SOLE 0 0 14348 PIMCO CORPORATE & INCOME OPP COM 72201B101 16 1211 SH SOLE 0 0 1211 POTLATCHDELTIC CORPORATION COM 737630103 20 622 SH SOLE 0 0 622 PROLOGIS INC. COM 74340W103 16 200 SH SOLE 0 0 200 PROSHARES TR PSHS ULT S&P 500 74347R107 161 1806 SH SOLE 0 0 1806 PROSHARES TR ULTRAPRO QQQ 74347X831 10584 222175 SH SOLE 0 0 222175 PROSHARES TR ULTRPRO S&P500 74347X864 14708 532324 SH SOLE 0 0 532324 PROSPECT CAPITAL CORPORATION COM 74348T102 23 5324 SH SOLE 0 0 5324 QUALCOMM INC COM 747525103 2991 44218 SH SOLE 212 0 44006 RAYTHEON CO COM NEW 755111507 525 4000 SH SOLE 0 0 4000 SPDR S&P 500 ETF TR TR UNIT 78462F103 44 171 SH SOLE 0 0 171 SALESFORCE COM INC COM 79466L302 509 3533 SH SOLE 0 0 3533 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 30 484 SH SOLE 0 0 484 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 11 205 SH SOLE 0 0 205 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 10 460 SH SOLE 0 0 460 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 55 683 SH SOLE 0 0 683 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 10 322 SH SOLE 0 0 322 SLACK TECHNOLOGIES INC COM CL A 83088V102 927 34528 SH SOLE 0 0 34528 SONY CORP SPONSORED ADR 835699307 42 710 SH SOLE 0 0 710 SPINNAKER ETF SERIES CANNABIS ETF 84858T400 19 2370 SH SOLE 0 0 2370 STARBUCKS CORP COM 855244109 232 3525 SH SOLE 0 0 3525 STMICROELECTRONICS N V NY REGISTRY 861012102 0 15 SH SOLE 0 0 15 TARGET CORP COM 87612E106 23 250 SH SOLE 0 0 250 TEMPLETON EMERGING MKTS FD I COM 880191101 7 610 SH SOLE 0 0 610 TESLA INC COM 88160R101 42 80 SH SOLE 0 0 80 TOLL BROTHERS INC COM 889478103 39 2000 SH SOLE 0 0 2000 VANGUARD WORLD FD EXTENDED DUR 921910709 17 100 SH SOLE 0 0 100 VERIZON COMMUNICATIONS INC COM 92343V104 45 840 SH SOLE 0 0 840 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 1 42 SH SOLE 0 0 42 WALMART INC COM 931142103 5565 48981 SH SOLE 5 0 48976 WEYERHAEUSER CO COM 962166104 17 977 SH SOLE 0 0 977 ZOETIS INC CL A 98978V103 1456 12369 SH SOLE 0 0 12369 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 1141 7810 SH SOLE 0 0 7810 EATON CORP PLC SHS G29183103 132 1695 SH SOLE 0 0 1695 TUFIN SOFTWARE TECHNOLOGIS L SHS M8893U102 4 400 SH SOLE 0 0 400