0001799435-22-000004.txt : 20221014 0001799435-22-000004.hdr.sgml : 20221014 20221014114538 ACCESSION NUMBER: 0001799435-22-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221014 DATE AS OF CHANGE: 20221014 EFFECTIVENESS DATE: 20221014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EPIQ PARTNERS, LLC CENTRAL INDEX KEY: 0001799435 IRS NUMBER: 461022794 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19788 FILM NUMBER: 221310656 BUSINESS ADDRESS: STREET 1: 2919 KNOX AVENUE S STREET 2: STE 200 CITY: MINNEAPOLIS STATE: MN ZIP: 55408 BUSINESS PHONE: 6128434803 MAIL ADDRESS: STREET 1: 2919 KNOX AVENUE S STREET 2: STE 200 CITY: MINNEAPOLIS STATE: MN ZIP: 55408 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001799435 XXXXXXXX 09-30-2022 09-30-2022 EPIQ PARTNERS, LLC

2919 KNOX AVENUE S STE 200 MINNEAPOLIS MN 55408

13F HOLDINGS REPORT 028-19788 N Ben Frey 6128434803 Ben Frey Minneapolis MN 10-14-2022 0 80 161667 false INFORMATION TABLE 2 EpiqPartners_13f09302022.xml 1LIFE HEALTHCARE INC NOTE 3.000% 6/1 68269GAB3 2461 2550000 PRN SOLE 0 0 0 2550000 ABBVIE INC COM 00287Y109 2822 21025 SH SOLE 0 0 0 21025 ADOBE SYSTEMS INCORPORATED COM 00724F101 254 923 SH SOLE 0 0 0 923 ALBEMARLE CORP COM 012653101 6953 26293 SH SOLE 0 0 0 26293 ALPHABET INC CAP STK CL C 02079K107 319 3315 SH SOLE 0 0 0 3315 ALPHABET INC CAP STK CL A 02079K305 3703 38719 SH SOLE 0 0 0 38719 ALTERYX INC NOTE 0.500% 8/0 02156BAD5 541 600000 PRN SOLE 0 0 0 600000 AMAZON COM INC COM 023135106 821 7262 SH SOLE 0 0 0 7262 AMCOR PLC ORD G0250X107 306 28560 SH SOLE 0 0 0 28560 AMERICAN TOWER CORP NEW COM 03027X100 4200 19560 SH SOLE 0 0 0 19560 APPLE INC COM 037833100 2540 18382 SH SOLE 0 0 0 18382 AQUABOUNTY TECHNOLOGIES INC COM NEW 03842K200 1294 1656662 SH SOLE 0 0 0 1656662 ATLAS CORP SHARES Y0436Q109 2929 210735 SH SOLE 0 0 0 210735 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3419 12803 SH SOLE 0 0 0 12803 BLACKROCK HEALTH SCIENCS TR COM SHS 09260E105 2495 167101 SH SOLE 0 0 0 167101 BLACKROCK INNOVATION AND GRW SHS BEN INT 09260Q108 1254 172547 SH SOLE 0 0 0 172547 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 3519 86068 SH SOLE 0 0 0 86068 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 1719 47872 SH SOLE 0 0 0 47872 BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 437 13379 SH SOLE 0 0 0 13379 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 1613 51535 SH SOLE 0 0 0 51535 CARDIOVASCULAR SYS INC DEL COM 141619106 172 12411 SH SOLE 0 0 0 12411 CHUBB LIMITED COM H1467J104 676 3714 SH SOLE 0 0 0 3714 COLGATE PALMOLIVE CO COM 194162103 450 6400 SH SOLE 0 0 0 6400 CONMED CORP COM 207410101 839 10463 SH SOLE 0 0 0 10463 CYBEROPTICS CORP COM 232517102 5747 106862 SH SOLE 0 0 0 106862 DANAHER CORPORATION COM 235851102 4596 17793 SH SOLE 0 0 0 17793 DERMTECH INC COM 24984K105 979 247155 SH SOLE 0 0 0 247155 ECOLAB INC COM 278865100 2296 15900 SH SOLE 0 0 0 15900 ENTERPRISE PRODS PARTNERS L COM 293792107 520 21860 SH SOLE 0 0 0 21860 ETF MANAGERS TR ETFMG SIT ULTR 26924G789 254 5275 SH SOLE 0 0 0 5275 EXXON MOBIL CORP COM 30231G102 1120 12831 SH SOLE 0 0 0 12831 FATE THERAPEUTICS INC COM 31189P102 1631 72766 SH SOLE 0 0 0 72766 FISERV INC COM 337738108 232 2480 SH SOLE 0 0 0 2480 FORTIVE CORP COM 34959J108 811 13914 SH SOLE 0 0 0 13914 FS KKR CAP CORP COM 302635206 3436 202687 SH SOLE 0 0 0 202687 GENERAL MLS INC COM 370334104 260 3400 SH SOLE 0 0 0 3400 GRANITE PT MTG TR INC COM STK 38741L107 2153 334300 SH SOLE 0 0 0 334300 GREENLIGHT CAP RE LTD NOTE 4.000% 8/0 395366AB3 4711 4889000 PRN SOLE 0 0 0 4889000 HORMEL FOODS CORP COM 440452100 18638 410169 SH SOLE 0 0 0 410169 HUNTINGTON BANCSHARES INC COM 446150104 6015 456366 SH SOLE 0 0 0 456366 IMPEL PHARMACEUTICALS INC COM 45258K109 91 18646 SH SOLE 0 0 0 18646 INNOVATOR ETFS TR LOUP FRONTIER 45782C862 2359 87864 SH SOLE 0 0 0 87864 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 200 2723 SH SOLE 0 0 0 2723 INVESCO QQQ TR UNIT SER 1 46090E103 296 1109 SH SOLE 0 0 0 1109 ISHARES TR CORE S&P MCP ETF 464287507 216 984 SH SOLE 0 0 0 984 ISHARES TR CORE S&P SCP ETF 464287804 263 3016 SH SOLE 0 0 0 3016 ISHARES TR CORE S&P500 ETF 464287200 321 894 SH SOLE 0 0 0 894 ISHARES TR RUS 1000 GRW ETF 464287614 3575 16989 SH SOLE 0 0 0 16989 ISHARES TR RUSSELL 3000 ETF 464287689 3534 17069 SH SOLE 0 0 0 17069 ISHARES TR JPMORGAN USD EMG 464288281 941 11855 SH SOLE 0 0 0 11855 ISHARES TR FLTG RATE NT ETF 46429B655 945 18801 SH SOLE 0 0 0 18801 JANUS DETROIT STR TR B-BBB CLO ETF 47103U753 5517 126180 SH SOLE 0 0 0 126180 JANUS DETROIT STR TR HENDRSON AAA CL 47103U845 4520 92050 SH SOLE 0 0 0 92050 JOHNSON & JOHNSON COM 478160104 3065 18765 SH SOLE 0 0 0 18765 KRANESHARES TR CSI CHI INTERNET 500767306 999 40530 SH SOLE 0 0 0 40530 MEDTRONIC PLC SHS G5960L103 1543 19109 SH SOLE 0 0 0 19109 META PLATFORMS INC CL A 30303M102 243 1789 SH SOLE 0 0 0 1789 METHODE ELECTRS INC COM 591520200 223 6000 SH SOLE 0 0 0 6000 MICROSOFT CORP COM 594918104 487 2090 SH SOLE 0 0 0 2090 NEXTERA ENERGY INC COM 65339F101 2049 26132 SH SOLE 0 0 0 26132 NORTHERN OIL AND GAS INC MN COM 665531307 1878 68520 SH SOLE 0 0 0 68520 NOVAVAX INC NOTE 3.750% 2/0 670002AB0 2244 2300000 PRN SOLE 0 0 0 2300000 OAKTREE SPECIALTY LENDING CO COM 67401P108 3562 593600 SH SOLE 0 0 0 593600 OPENDOOR TECHNOLOGIES INC COM 683712103 35 11333 SH SOLE 0 0 0 11333 PRECIGEN INC NOTE 3.500% 7/0 46122TAA0 3607 3695000 PRN SOLE 0 0 0 3695000 PROCTER AND GAMBLE CO COM 742718109 212 1682 SH SOLE 0 0 0 1682 PURE CYCLE CORP COM NEW 746228303 3418 409395 SH SOLE 0 0 0 409395 SPDR S&P 500 ETF TR TR UNIT 78462F103 1800 5039 SH SOLE 0 0 0 5039 SPECIAL OPPORTUNITIES FD INC COM 84741T104 3705 334065 SH SOLE 0 0 0 334065 STARBUCKS CORP COM 855244109 400 4752 SH SOLE 0 0 0 4752 SUNOPTA INC COM 8676EP108 2497 274435 SH SOLE 0 0 0 274435 TARGET CORP COM 87612E106 287 1935 SH SOLE 0 0 0 1935 TESLA INC COM 88160R101 384 1449 SH SOLE 0 0 0 1449 UNILEVER PLC SPON ADR NEW 904767704 1940 44256 SH SOLE 0 0 0 44256 UNITEDHEALTH GROUP INC COM 91324P102 1085 2148 SH SOLE 0 0 0 2148 US BANCORP DEL COM NEW 902973304 302 7485 SH SOLE 0 0 0 7485 VERIZON COMMUNICATIONS INC COM 92343V104 278 7325 SH SOLE 0 0 0 7325 VONTIER CORPORATION COM 928881101 1077 64475 SH SOLE 0 0 0 64475 WISDOMTREE TR US TOTAL DIVIDND 97717W109 353 6500 SH SOLE 0 0 0 6500 XCEL ENERGY INC COM 98389B100 2081 32517 SH SOLE 0 0 0 32517