0001799435-22-000001.txt : 20220125 0001799435-22-000001.hdr.sgml : 20220125 20220125155242 ACCESSION NUMBER: 0001799435-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220125 DATE AS OF CHANGE: 20220125 EFFECTIVENESS DATE: 20220125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EPIQ PARTNERS, LLC CENTRAL INDEX KEY: 0001799435 IRS NUMBER: 461022794 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19788 FILM NUMBER: 22553866 BUSINESS ADDRESS: STREET 1: 2919 KNOX AVENUE S STREET 2: STE 200 CITY: MINNEAPOLIS STATE: MN ZIP: 55408 BUSINESS PHONE: 6128434803 MAIL ADDRESS: STREET 1: 2919 KNOX AVENUE S STREET 2: STE 200 CITY: MINNEAPOLIS STATE: MN ZIP: 55408 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001799435 XXXXXXXX 12-31-2021 12-31-2021 EPIQ PARTNERS, LLC

2919 KNOX AVENUE S STE 200 MINNEAPOLIS MN 55408

13F HOLDINGS REPORT 028-19788 N Ben Frey 612-843-4803 Ben Frey Minneapolis MN 01-25-2022 0 88 187607 false INFORMATION TABLE 2 EpiqPartners_13f12312021.xml 1LIFE HEALTHCARE INC NOTE 3.000% 6/1 68269GAB3 2297 2550000 PRN SOLE 0 0 0 2550000 ABBVIE INC COM 00287Y109 2428 17930 SH SOLE 0 0 0 17930 ADOBE SYSTEMS INCORPORATED COM 00724F101 519 915 SH SOLE 0 0 0 915 ALBEMARLE CORP COM 012653101 6430 27505 SH SOLE 0 0 0 27505 ALPHABET INC CAP STK CL A 02079K305 4945 1707 SH SOLE 0 0 0 1707 ALPHABET INC CAP STK CL C 02079K107 281 97 SH SOLE 0 0 0 97 ALTERYX INC NOTE 0.500% 8/0 02156BAD5 564 600000 PRN SOLE 0 0 0 600000 AMAZON COM INC COM 023135106 1060 318 SH SOLE 0 0 0 318 AMCOR PLC ORD G0250X107 343 28560 SH SOLE 0 0 0 28560 AMERICAN TOWER CORP NEW COM 03027X100 5256 17970 SH SOLE 0 0 0 17970 APPLE INC COM 037833100 3266 18390 SH SOLE 0 0 0 18390 AQUABOUNTY TECHNOLOGIES INC COM NEW 03842K200 2828 1346676 SH SOLE 0 0 0 1346676 ATLAS CORP SHARES Y0436Q109 2796 197209 SH SOLE 0 0 0 197209 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3229 10798 SH SOLE 0 0 0 10798 BLACKROCK HEALTH SCIENCS TR COM SHS 09260E105 4048 159631 SH SOLE 0 0 0 159631 BLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0 09257WAB6 1606 1600000 PRN SOLE 0 0 0 1600000 BLOCK INC CL A 852234103 323 2000 SH SOLE 0 0 0 2000 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 4228 70022 SH SOLE 0 0 0 70022 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 1755 28865 SH SOLE 0 0 0 28865 BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 594 16133 SH SOLE 0 0 0 16133 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 1701 47535 SH SOLE 0 0 0 47535 CHUBB LIMITED COM H1467J104 718 3714 SH SOLE 0 0 0 3714 COLGATE PALMOLIVE CO COM 194162103 546 6400 SH SOLE 0 0 0 6400 COMMUNICATIONS SYS INC COM 203900105 86 35718 SH SOLE 0 0 0 35718 CONMED CORP COM 207410101 1483 10463 SH SOLE 0 0 0 10463 CYBEROPTICS CORP COM 232517102 5466 117544 SH SOLE 0 0 0 117544 DANAHER CORPORATION COM 235851102 5025 15273 SH SOLE 0 0 0 15273 DERMTECH INC COM 24984K105 2416 152895 SH SOLE 0 0 0 152895 ECOLAB INC COM 278865100 3730 15900 SH SOLE 0 0 0 15900 ENTERPRISE PRODS PARTNERS L COM 293792107 480 21860 SH SOLE 0 0 0 21860 ETF MANAGERS TR ETFMG SIT ULTR 26924G789 1470 29675 SH SOLE 0 0 0 29675 EXXON MOBIL CORP COM 30231G102 709 11584 SH SOLE 0 0 0 11584 FATE THERAPEUTICS INC COM 31189P102 2844 48603 SH SOLE 0 0 0 48603 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 245 2000 SH SOLE 0 0 0 2000 FISERV INC COM 337738108 299 2880 SH SOLE 0 0 0 2880 FORTIVE CORP COM 34959J108 1523 19963 SH SOLE 0 0 0 19963 FS KKR CAP CORP COM 302635206 3820 182417 SH SOLE 0 0 0 182417 GENERAL MLS INC COM 370334104 229 3400 SH SOLE 0 0 0 3400 GRANITE PT MTG TR INC COM STK 38741L107 3094 264215 SH SOLE 0 0 0 264215 GREENLIGHT CAP RE LTD NOTE 4.000% 8/0 395366AB3 3402 3489000 PRN SOLE 0 0 0 3489000 HORMEL FOODS CORP COM 440452100 20020 410169 SH SOLE 0 0 0 410169 HUNTINGTON BANCSHARES INC COM 446150104 7037 456366 SH SOLE 0 0 0 456366 IMPEL NEUROPHARMA INC COM 45258K109 161 18646 SH SOLE 0 0 0 18646 INNOVATOR ETFS TR LOUP FRONTIER 45782C862 3858 71974 SH SOLE 0 0 0 71974 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 209 2715 SH SOLE 0 0 0 2715 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V589 162 10500 SH SOLE 0 0 0 10500 INVESCO QQQ TR UNIT SER 1 46090E103 439 1103 SH SOLE 0 0 0 1103 ISHARES TR JPMORGAN USD EMG 464288281 1484 13605 SH SOLE 0 0 0 13605 ISHARES TR CORE S&P MCP ETF 464287507 259 915 SH SOLE 0 0 0 915 ISHARES TR CORE S&P SCP ETF 464287804 325 2842 SH SOLE 0 0 0 2842 ISHARES TR RUS 1000 GRW ETF 464287614 4904 16049 SH SOLE 0 0 0 16049 ISHARES TR RUSSELL 3000 ETF 464287689 2817 10152 SH SOLE 0 0 0 10152 ISHARES TR FLTG RATE NT ETF 46429B655 1307 25771 SH SOLE 0 0 0 25771 ISHARES TR U.S. TECH ETF 464287721 308 2684 SH SOLE 0 0 0 2684 JANUS DETROIT STR TR HENDRSON AAA CL 47103U845 6077 120620 SH SOLE 0 0 0 120620 JOHNSON & JOHNSON COM 478160104 2463 14399 SH SOLE 0 0 0 14399 JPMORGAN CHASE & CO COM 46625H100 206 1303 SH SOLE 0 0 0 1303 KRANESHARES TR CSI CHI INTERNET 500767306 1596 43745 SH SOLE 0 0 0 43745 MACQUARIE INFRASTR HOLD LLC COMMON UNITS 55608B105 3701 1013990 SH SOLE 0 0 0 1013990 MEDTRONIC PLC SHS G5960L103 1936 18718 SH SOLE 0 0 0 18718 META PLATFORMS INC CL A 30303M102 432 1284 SH SOLE 0 0 0 1284 METHODE ELECTRS INC COM 591520200 393 8000 SH SOLE 0 0 0 8000 MICROSOFT CORP COM 594918104 537 1596 SH SOLE 0 0 0 1596 NEXTERA ENERGY INC COM 65339F101 2448 26224 SH SOLE 0 0 0 26224 NORFOLK SOUTHN CORP COM 655844108 268 900 SH SOLE 0 0 0 900 NORTHERN OIL AND GAS INC MN COM 665531307 1165 56600 SH SOLE 0 0 0 56600 OAKTREE SPECIALTY LENDING CO COM 67401P108 3831 513500 SH SOLE 0 0 0 513500 PFIZER INC COM 717081103 243 4120 SH SOLE 0 0 0 4120 PRECIGEN INC NOTE 3.500% 7/0 46122TAA0 2765 3545000 PRN SOLE 0 0 0 3545000 PURE CYCLE CORP COM NEW 746228303 4704 322225 SH SOLE 0 0 0 322225 SALESFORCE COM INC COM 79466L302 281 1107 SH SOLE 0 0 0 1107 SPDR S&P 500 ETF TR TR UNIT 78462F103 2685 5654 SH SOLE 0 0 0 5654 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 212 410 SH SOLE 0 0 0 410 SPDR SER TR S&P DIVID ETF 78464A763 225 1745 SH SOLE 0 0 0 1745 SPECIAL OPPORTUNITIES FD INC COM 84741T104 6353 411179 SH SOLE 0 0 0 411179 SPRING VY ACQUISITION CORP CL A G8377A108 532 53002 SH SOLE 0 0 0 53002 STARBUCKS CORP COM 855244109 377 3225 SH SOLE 0 0 0 3225 SUNOPTA INC COM 8676EP108 1219 175395 SH SOLE 0 0 0 175395 TARGET CORP COM 87612E106 448 1935 SH SOLE 0 0 0 1935 TESLA INC COM 88160R101 495 468 SH SOLE 0 0 0 468 UNILEVER PLC SPON ADR NEW 904767704 2393 44486 SH SOLE 0 0 0 44486 UNITEDHEALTH GROUP INC COM 91324P102 1004 2000 SH SOLE 0 0 0 2000 US BANCORP DEL COM NEW 902973304 359 6395 SH SOLE 0 0 0 6395 VERIZON COMMUNICATIONS INC COM 92343V104 474 9120 SH SOLE 0 0 0 9120 VISTAGEN THERAPEUTICS INC COM NEW 92840H202 1955 1002350 SH SOLE 0 0 0 1002350 VONTIER CORPORATION COM 928881101 1830 59547 SH SOLE 0 0 0 59547 WISDOMTREE TR US TOTAL DIVIDND 97717W109 427 6600 SH SOLE 0 0 0 6600 XCEL ENERGY INC COM 98389B100 2201 32516 SH SOLE 0 0 0 32516