0001213900-21-048239.txt : 20210915
0001213900-21-048239.hdr.sgml : 20210915
20210915163852
ACCESSION NUMBER: 0001213900-21-048239
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210913
FILED AS OF DATE: 20210915
DATE AS OF CHANGE: 20210915
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Karkar Andrei
CENTRAL INDEX KEY: 0001874431
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39281
FILM NUMBER: 211255744
MAIL ADDRESS:
STREET 1: 323 MARINA BOULEVARD
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ERAS Capital LLC
CENTRAL INDEX KEY: 0001881973
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39281
FILM NUMBER: 211255743
BUSINESS ADDRESS:
STREET 1: 323 MARINA BOULEVARD
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94123
BUSINESS PHONE: 415-567-0509
MAIL ADDRESS:
STREET 1: 323 MARINA BOULEVARD
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TMC the metals Co Inc.
CENTRAL INDEX KEY: 0001798562
STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000]
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1601 BRYAN STREET
STREET 2: SUITE 4141
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-642-9996
MAIL ADDRESS:
STREET 1: 1601 BRYAN STREET
STREET 2: SUITE 4141
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: Sustainable Opportunities Acquisition Corp.
DATE OF NAME CHANGE: 20200102
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0306
4
2021-09-13
0
0001798562
TMC the metals Co Inc.
TMC
0001874431
Karkar Andrei
C/O TMC THE METALS COMPANY INC.
595 HOWE STREET, 10TH FLOOR
VANCOUVER
A1
V6C 2T5
BRITISH COLUMBIA, CANADA
1
0
1
0
0001881973
ERAS Capital LLC
C/O TMC THE METALS COMPANY INC.
595 HOWE STREET, 10TH FLOOR
VANCOUVER
A1
V6C 2T5
BRITISH COLUMBIA, CANADA
0
0
1
0
Common Shares
39621909
I
Eras Capital LLC
Common Shares
2021-09-13
4
A
0
8032
0
A
8032
D
The securities are held directly by ERAS Capital LLC ("ERAS"). The Reporting Person is the managing member of ERAS and shares voting and dispositive power over and may be deemed to beneficially own such securities held by ERAS. The Reporting Person disclaims beneficial ownership over any securities owned by ERAS other than to the extent of any pecuniary interest he may have therein.
Includes 8,032 restricted stock units granted under the Issuer's 2021 Incentive Equity Plan which will vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of September 13, 2021 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date.
/s/ Jaime Lee, Attorney-in-Fact
2021-09-15