0001213900-21-048239.txt : 20210915 0001213900-21-048239.hdr.sgml : 20210915 20210915163852 ACCESSION NUMBER: 0001213900-21-048239 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210913 FILED AS OF DATE: 20210915 DATE AS OF CHANGE: 20210915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karkar Andrei CENTRAL INDEX KEY: 0001874431 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39281 FILM NUMBER: 211255744 MAIL ADDRESS: STREET 1: 323 MARINA BOULEVARD CITY: SAN FRANCISCO STATE: CA ZIP: 94123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERAS Capital LLC CENTRAL INDEX KEY: 0001881973 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39281 FILM NUMBER: 211255743 BUSINESS ADDRESS: STREET 1: 323 MARINA BOULEVARD CITY: SAN FRANCISCO STATE: CA ZIP: 94123 BUSINESS PHONE: 415-567-0509 MAIL ADDRESS: STREET 1: 323 MARINA BOULEVARD CITY: SAN FRANCISCO STATE: CA ZIP: 94123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TMC the metals Co Inc. CENTRAL INDEX KEY: 0001798562 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1601 BRYAN STREET STREET 2: SUITE 4141 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-642-9996 MAIL ADDRESS: STREET 1: 1601 BRYAN STREET STREET 2: SUITE 4141 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: Sustainable Opportunities Acquisition Corp. DATE OF NAME CHANGE: 20200102 4 1 ownership.xml OWNERSHIP DOCUMENT X0306 4 2021-09-13 0 0001798562 TMC the metals Co Inc. TMC 0001874431 Karkar Andrei C/O TMC THE METALS COMPANY INC. 595 HOWE STREET, 10TH FLOOR VANCOUVER A1 V6C 2T5 BRITISH COLUMBIA, CANADA 1 0 1 0 0001881973 ERAS Capital LLC C/O TMC THE METALS COMPANY INC. 595 HOWE STREET, 10TH FLOOR VANCOUVER A1 V6C 2T5 BRITISH COLUMBIA, CANADA 0 0 1 0 Common Shares 39621909 I Eras Capital LLC Common Shares 2021-09-13 4 A 0 8032 0 A 8032 D The securities are held directly by ERAS Capital LLC ("ERAS"). The Reporting Person is the managing member of ERAS and shares voting and dispositive power over and may be deemed to beneficially own such securities held by ERAS. The Reporting Person disclaims beneficial ownership over any securities owned by ERAS other than to the extent of any pecuniary interest he may have therein. Includes 8,032 restricted stock units granted under the Issuer's 2021 Incentive Equity Plan which will vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of September 13, 2021 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date. /s/ Jaime Lee, Attorney-in-Fact 2021-09-15