0001213900-21-048238.txt : 20210915 0001213900-21-048238.hdr.sgml : 20210915 20210915163751 ACCESSION NUMBER: 0001213900-21-048238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210913 FILED AS OF DATE: 20210915 DATE AS OF CHANGE: 20210915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hall Andrew CENTRAL INDEX KEY: 0001874417 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39281 FILM NUMBER: 211255738 MAIL ADDRESS: STREET 1: 16 BARONSFIELD ROAD CITY: TWICKENHAM STATE: X0 ZIP: TW1 2QU ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TMC the metals Co Inc. CENTRAL INDEX KEY: 0001798562 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1601 BRYAN STREET STREET 2: SUITE 4141 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-642-9996 MAIL ADDRESS: STREET 1: 1601 BRYAN STREET STREET 2: SUITE 4141 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: Sustainable Opportunities Acquisition Corp. DATE OF NAME CHANGE: 20200102 4 1 ownership.xml OWNERSHIP DOCUMENT X0306 4 2021-09-13 0 0001798562 TMC the metals Co Inc. TMC 0001874417 Hall Andrew C/O TMC THE METALS COMPANY INC. 595 HOWE STREET, 10TH FLOOR VANCOUVER A1 V6C 2T5 BRITISH COLUMBIA, CANADA 1 0 0 0 Common Shares 2021-09-13 4 A 0 8032 0 A 8032 D Includes 8,032 restricted stock units granted under the Issuer's 2021 Incentive Equity Plan which will vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of September 13, 2021 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date. /s/ Jaime Lee, Attorney-in-Fact 2021-09-15