0001104659-24-068380.txt : 20240604
0001104659-24-068380.hdr.sgml : 20240604
20240604192449
ACCESSION NUMBER: 0001104659-24-068380
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230531
FILED AS OF DATE: 20240604
DATE AS OF CHANGE: 20240604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Karkar Andrei
CENTRAL INDEX KEY: 0001874431
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39281
FILM NUMBER: 241020203
MAIL ADDRESS:
STREET 1: 323 MARINA BOULEVARD
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ERAS Capital LLC
CENTRAL INDEX KEY: 0001881973
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39281
FILM NUMBER: 241020202
BUSINESS ADDRESS:
STREET 1: 323 MARINA BOULEVARD
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94123
BUSINESS PHONE: 415-567-0509
MAIL ADDRESS:
STREET 1: 323 MARINA BOULEVARD
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TMC the metals Co Inc.
CENTRAL INDEX KEY: 0001798562
STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000]
ORGANIZATION NAME: 01 Energy & Transportation
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 595 HOWE STREET
STREET 2: 10TH FLOOR
CITY: VANCOUVER
STATE: A1
ZIP: V6C 2T5
BUSINESS PHONE: (604) 631-3115
MAIL ADDRESS:
STREET 1: 595 HOWE STREET
STREET 2: 10TH FLOOR
CITY: VANCOUVER
STATE: A1
ZIP: V6C 2T5
FORMER COMPANY:
FORMER CONFORMED NAME: Sustainable Opportunities Acquisition Corp.
DATE OF NAME CHANGE: 20200102
4
1
tm2416353-3_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-05-31
0
0001798562
TMC the metals Co Inc.
TMC
0001874431
Karkar Andrei
C/O TMC THE METALS COMPANY INC.
595 HOWE STREET, 10TH FLOOR
VANCOUVER
A1
V6C 2T5
BRITISH COLUMBIA, CANADA
1
0
1
0
0001881973
ERAS Capital LLC
C/O TMC THE METALS COMPANY INC.
595 HOWE STREET, 10TH FLOOR
VANCOUVER
A1
V6C 2T5
BRITISH COLUMBIA, CANADA
0
0
1
0
0
Common Shares
2023-05-31
4
A
0
144907
0.00
A
220966
D
Common Shares
2024-05-31
4
A
0
68027
0.00
A
288993
D
Common Shares
60953495
I
ERAS Capital LLC
Pursuant to the Issuer's Nonemployee Director Compensation Policy, the Reporting Person was granted restricted stock units ("RSUs") under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the right to receive one common share upon vesting. The RSUs vested on May 30, 2024, the date of the Issuer's 2024 annual meeting of shareholders.
Pursuant to the Issuer's Nonemployee Director Compensation Policy, the Reporting Person was granted RSUs under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the right to receive one common share upon vesting. The RSUs shall vest on the date of the Issuer's 2025 annual meeting of shareholders, subject to the Reporting Person's continued service through the vesting date.
The securities are held directly by ERAS Capital LLC ("ERAS"). Andrei Karkar is the managing member of ERAS and shares voting and dispositive power over and may be deemed to beneficially own such securities held by ERAS. Andrei Karkar disclaims beneficial ownership over any securities owned by ERAS other than to the extent of any pecuniary interest he may have therein.
/s/ Jeffrey Cohan, attorney-in-fact
2024-06-04