0001104659-24-068377.txt : 20240604 0001104659-24-068377.hdr.sgml : 20240604 20240604192229 ACCESSION NUMBER: 0001104659-24-068377 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240531 FILED AS OF DATE: 20240604 DATE AS OF CHANGE: 20240604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: May Brendan CENTRAL INDEX KEY: 0002025228 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39281 FILM NUMBER: 241020191 MAIL ADDRESS: STREET 1: 595 HOWE STREET, 10TH FLOOR CITY: VANCOUVER STATE: A1 ZIP: V6C 2T5 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TMC the metals Co Inc. CENTRAL INDEX KEY: 0001798562 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 595 HOWE STREET STREET 2: 10TH FLOOR CITY: VANCOUVER STATE: A1 ZIP: V6C 2T5 BUSINESS PHONE: (604) 631-3115 MAIL ADDRESS: STREET 1: 595 HOWE STREET STREET 2: 10TH FLOOR CITY: VANCOUVER STATE: A1 ZIP: V6C 2T5 FORMER COMPANY: FORMER CONFORMED NAME: Sustainable Opportunities Acquisition Corp. DATE OF NAME CHANGE: 20200102 4 1 tm2416353-6_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-05-31 0 0001798562 TMC the metals Co Inc. TMC 0002025228 May Brendan C/O TMC THE METALS COMPANY INC., 595 HOWE STREET, 10TH FLOOR VANCOUVER A1 V6C 2T5 BRITISH COLUMBIA, CANADA 1 0 0 0 0 Common Shares 2024-05-31 4 A 0 68027 0.00 A 160308 D Common Shares 2024-05-31 4 A 0 68027 0.00 A 228335 D Pursuant to the Issuer's Nonemployee Director Compensation Policy, the Reporting Person was granted restricted stock units under the Issuer's 2021 Equity Incentive Plan, which will vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of May 31, 2024 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date. Pursuant to the Issuer's Nonemployee Director Compensation Policy, the Reporting Person was granted restricted stock units ("RSUs") under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the right to receive one common share upon vesting. The RSU shall vest on the date of the Issuer's 2025 annual meeting of shareholders, subject to the Reporting Person's continued service through the vesting date. /s/ Ryan Coombes, General Counsel 2024-06-04