0001104659-24-067317.txt : 20240531 0001104659-24-067317.hdr.sgml : 20240531 20240531175714 ACCESSION NUMBER: 0001104659-24-067317 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240529 FILED AS OF DATE: 20240531 DATE AS OF CHANGE: 20240531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Sullivan Anthony CENTRAL INDEX KEY: 0001874198 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39281 FILM NUMBER: 241011290 MAIL ADDRESS: STREET 1: 19 TENNYSON STREET CITY: BULIMBA, QUEENSLAND STATE: C3 ZIP: 4171 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TMC the metals Co Inc. CENTRAL INDEX KEY: 0001798562 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 595 HOWE STREET STREET 2: 10TH FLOOR CITY: VANCOUVER STATE: A1 ZIP: V6C 2T5 BUSINESS PHONE: (604) 631-3115 MAIL ADDRESS: STREET 1: 595 HOWE STREET STREET 2: 10TH FLOOR CITY: VANCOUVER STATE: A1 ZIP: V6C 2T5 FORMER COMPANY: FORMER CONFORMED NAME: Sustainable Opportunities Acquisition Corp. DATE OF NAME CHANGE: 20200102 4 1 tm2416214-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-05-29 0 0001798562 TMC the metals Co Inc. TMC 0001874198 O'Sullivan Anthony C/O TMC THE METALS COMPANY INC., 595 HOWE STREET, 10TH FLOOR VANCOUVER A1 V6C 2T5 BRITISH COLUMBIA, CANADA 0 1 0 0 Chief Development Officer 0 Common Shares 2024-05-29 4 S 0 25000 1.5358 D 821829 D Common Shares 2024-05-30 4 S 0 25000 1.4915 D 796829 D Common Shares 2024-05-31 4 S 0 50000 1.4822 D 746829 D Common Shares 385110 I JOZEM Pty Ltd., Trustee of the O'Sullivan Family Trust No. 1 The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.49 to $1.595 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.46 to $1.53 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. The Reporting Person is the sole director of JOZEM Pty Ltd., which is the trustee of The O'Sullivan Family Trust No. 1. Sales were made to cover the income tax associated with equity awards granted to the Reporting Person by the Issuer. /s/ Ryan Coombes, Attorney-in-Fact 2024-05-31