0001104659-24-048691.txt : 20240418
0001104659-24-048691.hdr.sgml : 20240418
20240418103852
ACCESSION NUMBER: 0001104659-24-048691
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240416
FILED AS OF DATE: 20240418
DATE AS OF CHANGE: 20240418
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barron Gerard
CENTRAL INDEX KEY: 0001878772
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39281
FILM NUMBER: 24853251
MAIL ADDRESS:
STREET 1: APT. 6403, JADDAF WATERFRONT TOWER D1
CITY: DUBAI
STATE: C0
ZIP: 00000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TMC the metals Co Inc.
CENTRAL INDEX KEY: 0001798562
STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000]
ORGANIZATION NAME: 01 Energy & Transportation
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 595 HOWE STREET
STREET 2: 10TH FLOOR
CITY: VANCOUVER
STATE: A1
ZIP: V6C 2T5
BUSINESS PHONE: (604) 631-3115
MAIL ADDRESS:
STREET 1: 595 HOWE STREET
STREET 2: 10TH FLOOR
CITY: VANCOUVER
STATE: A1
ZIP: V6C 2T5
FORMER COMPANY:
FORMER CONFORMED NAME: Sustainable Opportunities Acquisition Corp.
DATE OF NAME CHANGE: 20200102
4
1
tm2412111-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-04-16
0
0001798562
TMC the metals Co Inc.
TMC
0001878772
Barron Gerard
C/O TMC THE METALS COMPANY INC.,
595 HOWE STREET, 10TH FLOOR
VANCOUVER
A1
V6C 2T5
BRITISH COLUMBIA, CANADA
1
1
0
0
Chief Executive Officer
0
Common Shares
2024-04-16
4
A
0
20000000
0.00
A
39047242
D
Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs will vest based on the trailing 30-day average price of the Issuer's common shares (the "Closing Price") reaching the following prices on or prior to April 16, 2029, subject to the reporting person's continued service with the Issuer on the applicable vesting date: one-third shall vest on achievement of a Closing Price of $7.50; one-third shall vest on achievement of a Closing Price of $10.00; and one-third shall vest on achievement of a Closing Price of $12.50 (each subject to equitable adjustment for any stock splits, combinations, reclassifications, stock dividends and the like). The Reporting Person is not be permitted to sell any common shares settled upon the vesting of the RSUs until April 16, 2029.
/s/ Ryan Coombes, General Counsel
2024-04-18