0001104659-23-042163.txt : 20230405 0001104659-23-042163.hdr.sgml : 20230405 20230405161328 ACCESSION NUMBER: 0001104659-23-042163 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230328 FILED AS OF DATE: 20230405 DATE AS OF CHANGE: 20230405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barron Gerard CENTRAL INDEX KEY: 0001878772 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39281 FILM NUMBER: 23802682 MAIL ADDRESS: STREET 1: APT. 6403, JADDAF WATERFRONT TOWER D1 CITY: DUBAI STATE: C0 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TMC the metals Co Inc. CENTRAL INDEX KEY: 0001798562 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 595 HOWE STREET STREET 2: 10TH FLOOR CITY: VANCOUVER STATE: A1 ZIP: V6C 2T5 BUSINESS PHONE: (604) 631-3115 MAIL ADDRESS: STREET 1: 595 HOWE STREET STREET 2: 10TH FLOOR CITY: VANCOUVER STATE: A1 ZIP: V6C 2T5 FORMER COMPANY: FORMER CONFORMED NAME: Sustainable Opportunities Acquisition Corp. DATE OF NAME CHANGE: 20200102 4/A 1 tm2310912-3_4aseq1.xml OWNERSHIP DOCUMENT X0407 4/A 2023-03-28 2023-03-29 0 0001798562 TMC the metals Co Inc. TMC 0001878772 Barron Gerard C/O TMC THE METALS COMPANY INC., 595 HOWE STREET, 10TH FLOOR VANCOUVER A1 V6C 2T5 BRITISH COLUMBIA, CANADA 1 1 0 0 Chief Executive Officer 0 Common Shares 17319616 D On March 29, 2023, the Reporting Person filed a Form 4 (the "Initial Form 4") which inadvertently reported that the Reporting Person owned 15,497,489 common shares, whereas, as of the filing of the Initial Form 4, the Reporting Person actually owned 17,319,616 common shares as reported in this amendment, including an aggregate 1,822,127 common shares underlying restricted stock units awarded to the Reporting Person on March 20, 2023, reported on a Form 4 filed by the Reporting Person on April 4, 2023, that were inadvertently excluded from the previous ownership amount in the Initial Form 4. /s/ Jeffrey Cohan, Attorney-in-Fact 2023-04-05