0001104659-23-042141.txt : 20230405
0001104659-23-042141.hdr.sgml : 20230405
20230405160343
ACCESSION NUMBER: 0001104659-23-042141
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230320
FILED AS OF DATE: 20230405
DATE AS OF CHANGE: 20230405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Sullivan Anthony
CENTRAL INDEX KEY: 0001874198
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39281
FILM NUMBER: 23802454
MAIL ADDRESS:
STREET 1: 19 TENNYSON STREET
CITY: BULIMBA, QUEENSLAND
STATE: C3
ZIP: 4171
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TMC the metals Co Inc.
CENTRAL INDEX KEY: 0001798562
STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 595 HOWE STREET
STREET 2: 10TH FLOOR
CITY: VANCOUVER
STATE: A1
ZIP: V6C 2T5
BUSINESS PHONE: (604) 631-3115
MAIL ADDRESS:
STREET 1: 595 HOWE STREET
STREET 2: 10TH FLOOR
CITY: VANCOUVER
STATE: A1
ZIP: V6C 2T5
FORMER COMPANY:
FORMER CONFORMED NAME: Sustainable Opportunities Acquisition Corp.
DATE OF NAME CHANGE: 20200102
4
1
tm2310911-3_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-03-20
0
0001798562
TMC the metals Co Inc.
TMC
0001874198
O'Sullivan Anthony
C/O TMC THE METALS COMPANY INC., 595
HOWE STREET, 10TH FLOOR
VANCOUVER
A1
V6C 2T5
BRITISH COLUMBIA, CANADA
0
1
0
0
Chief Development Officer
0
Common Shares
2023-03-20
4
A
0
243223
0.00
A
555723
D
Common Shares
2023-03-20
4
A
0
200277
0.00
A
756000
D
Common Shares
2023-03-28
4
S
0
97393
0.7188
D
658607
D
Common Shares
2023-03-29
4
S
0
85170
0.7207
D
573437
D
Common Shares
2023-03-30
4
S
0
60660
0.7836
D
512777
D
Common Shares
575110
I
JOZEM Pty Ltd., Trustee of the O'Sullivan Family Trust No. 1
Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs were granted and vested upon issuance as part of the Issuer's short-term incentive plan.
The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2023 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date.
The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.70 to $0.7801 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.7050 to $0.7461 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.75 to $0.80 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
The Reporting Person is the sole director of JOZEM Pty Ltd., which is the trustee of The O'Sullivan Family Trust No. 1.
/s/ Jeffrey Cohan, Attorney-in-Fact
2023-04-05