0001104659-22-091904.txt : 20220816
0001104659-22-091904.hdr.sgml : 20220816
20220816204333
ACCESSION NUMBER: 0001104659-22-091904
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220812
FILED AS OF DATE: 20220816
DATE AS OF CHANGE: 20220816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Karkar Andrei
CENTRAL INDEX KEY: 0001874431
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39281
FILM NUMBER: 221171843
MAIL ADDRESS:
STREET 1: 323 MARINA BOULEVARD
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ERAS Capital LLC
CENTRAL INDEX KEY: 0001881973
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39281
FILM NUMBER: 221171842
BUSINESS ADDRESS:
STREET 1: 323 MARINA BOULEVARD
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94123
BUSINESS PHONE: 415-567-0509
MAIL ADDRESS:
STREET 1: 323 MARINA BOULEVARD
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TMC the metals Co Inc.
CENTRAL INDEX KEY: 0001798562
STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 595 HOWE STREET
STREET 2: 10TH FLOOR
CITY: VANCOUVER
STATE: A1
ZIP: V6C 2T5
BUSINESS PHONE: 574-252-9333
MAIL ADDRESS:
STREET 1: 595 HOWE STREET
STREET 2: 10TH FLOOR
CITY: VANCOUVER
STATE: A1
ZIP: V6C 2T5
FORMER COMPANY:
FORMER CONFORMED NAME: Sustainable Opportunities Acquisition Corp.
DATE OF NAME CHANGE: 20200102
4
1
tm2223376-6_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-08-12
0
0001798562
TMC the metals Co Inc.
TMC
0001874431
Karkar Andrei
C/O TMC THE METALS COMPANY INC.,
595 HOWE STREET, 10TH FLOOR
VANCOUVER
A1
V6C 2T5
BRITISH COLUMBIA, CANADA
1
0
1
0
0001881973
ERAS Capital LLC
C/O TMC THE METALS COMPANY INC.,
595 HOWE STREET, 10TH FLOOR
VANCOUVER
A1
V6C 2T5
BRITISH COLUMBIA, CANADA
0
0
1
0
Common Shares
2022-08-12
4
P
0
6250000
0.80
A
51955976
I
Eras Capital LLC
Common Shares
76059
D
Represents common shares issuable to ERAS Capital LLC ("ERAS"), pursuant to a securities purchase agreement, dated as of August 12, 2022, with the Issuer, a copy of which was filed as Exhibit 10.3 to the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on August 15, 2022, at a closing to be held pursuant to such securities purchase agreement this quarter.
The securities are held directly by ERAS. Andrei Karkar is the managing member of ERAS and shares voting and dispositive power over and may be deemed to beneficially own such securities held by ERAS. Andrei Karkar disclaims beneficial ownership over any securities owned by ERAS other than to the extent of any pecuniary interest he may have therein.
/s/ Jeffrey Cohan, Attorney-in-Fact
2022-08-16