0001415889-21-004809.txt : 20211008 0001415889-21-004809.hdr.sgml : 20211008 20211008082348 ACCESSION NUMBER: 0001415889-21-004809 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210929 FILED AS OF DATE: 20211008 DATE AS OF CHANGE: 20211008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rumana Christopher Stephen CENTRAL INDEX KEY: 0001885508 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40785 FILM NUMBER: 211313919 MAIL ADDRESS: STREET 1: 4600 S. ULSTER STREET STREET 2: SUITE 1225 CITY: DENVER STATE: CO ZIP: 80237 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Assure Holdings Corp. CENTRAL INDEX KEY: 0001798270 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 822726719 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4600 SOUTH ULSTER STREET STREET 2: SUITE 1225 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 720-287-3039 MAIL ADDRESS: STREET 1: 4600 SOUTH ULSTER STREET STREET 2: SUITE 1225 CITY: DENVER STATE: CO ZIP: 80237 3 1 form3-10082021_051039.xml X0206 3 2021-09-29 0 0001798270 Assure Holdings Corp. IONM 0001885508 Rumana Christopher Stephen 4600 S. ULSTER ST. SUITE 1225 DENVER CO 80237 true false false false Common stock 27812 D Stock option 7.80 2022-01-16 2024-01-16 Stock option 30000 D Stock option 5.30 2024-02-01 2026-02-01 Stock option 20000 D Warrant 3.90 2020-12-02 2025-12-02 December 2020 Pipe Warrant 7812 D 20% of option issuance will vest immediately upon Grant Date and one sixth of the balance will vest every 6 months thereafter 20% of option issuance will vest immediately upon Grant Date and one sixth of the balance will vest every 6 months thereafter /s/ Christopher S Rumana 2021-10-08