485BPOS 1 fp0058704_485bpos-xbrl.htm

AS FILED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 4, 2020

 

File No. 333-235544

File No. 811-23502

 

U.S. SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM N-1A

 

  REGISTRATION STATEMENT UNDER THE  
  SECURITIES ACT OF 1933  
  POST-EFFECTIVE AMENDMENT NO. 3 /X/

 

AND

 

  REGISTRATION STATEMENT UNDER THE  
  INVESTMENT COMPANY ACT OF 1940  
  AMENDMENT NO. 5 /X/

 

SIREN ETF TRUST

(Exact Name of Registrant as Specified in Charter)

 

2600 Philmont Avenue, Suite 215

Huntingdon Valley, Pennsylvania 19006

(Address of Principal Executive Offices, Zip Code)

 

(215) 914-1970

(Registrant’s Telephone Number, including Area Code)

 

Scott Freeze

c/o SRN Advisors, LLC

2600 Philmont Avenue, Suite 215

Huntingdon Valley, Pennsylvania 19006

(Name and Address of Agent for Service)

 

Copy to:

 

David W. Freese

Morgan, Lewis & Bockius LLP

1701 Market Street

Philadelphia, Pennsylvania 19103

 

It is proposed that this filing become effective (check appropriate box)

/X/Immediately upon filing pursuant to paragraph (b)
/  /On [date] pursuant to paragraph (b)
/  /60 days after filing pursuant to paragraph (a)(1)
/  /75 days after filing pursuant to paragraph (a)(2)
/  /On [date] pursuant to paragraph (a) of Rule 485

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933, as amended, and has duly caused this Post-Effective Amendment No. 3 to Registration Statement No. 333-235544 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Huntingdon Valley, Commonwealth of Pennsylvania on the 4th day of November, 2020.

 

  SIREN ETF TRUST  
       
  By: /s/ Scott Freeze  
    Scott Freeze  
    President and Principal Executive Officer  

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 3 to its Registration Statement on Form N-1A has been signed below by the following persons in the capacities and on the date(s) indicated.

 

Signature   Title   Date
         
/s/ Scott Freeze   Trustee   November 4, 2020
Scott Freeze        
         
*   Trustee   November 4, 2020
Alexander Castillo        
         
*   Trustee   November 4, 2020
Michael J. Dillon        
         
*   Trustee   November 4, 2020
William Hennessy        
         
*   Trustee   November 4, 2020
Sonica Kearney        
         
*   Trustee   November 4, 2020
Andrew Kushner        
         
*   Trustee   November 4, 2020
Christopher Zapalski        
/s/ Scott Freeze   President and Principal Executive Officer  

 

November 4, 2020

Scott Freeze      
/s/ Troy Statczar   Treasurer and Principal Financial Officer  

 

November 4, 2020

Troy Statczar      

 

*By: /s/ Scott Freeze  
  Scott Freeze  
  Attorney-in-Fact  

 

 

 

EXHIBIT INDEX

 

Exhibit Number Description
EX-101.INS XBRL Instance Document
EX-101.SCH XBRL Taxonomy Extension Schema Document
EX-101.CAL XBRL Taxonomy Extension Calculation Linkbase
EX-101.DEF XBRL Taxonomy Extension Definition Linkbase
EX-101.LAB XBRL Taxonomy Extension Labels Linkbase
EX-101.PRE XBRL Taxonomy Extension Presentation Linkbase