0001104659-20-059702.txt : 20200511
0001104659-20-059702.hdr.sgml : 20200511
20200511174904
ACCESSION NUMBER: 0001104659-20-059702
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200507
FILED AS OF DATE: 20200511
DATE AS OF CHANGE: 20200511
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roth Byron
CENTRAL INDEX KEY: 0001810078
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39282
FILM NUMBER: 20866292
MAIL ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE
STREET 2: SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Roth CH Acquisition I Co
CENTRAL INDEX KEY: 0001796303
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE, SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 949-887-0331
MAIL ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE, SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
4
1
tm2019305-7_form4.xml
FORM 4
X0306
4
2020-05-07
0
0001796303
Roth CH Acquisition I Co
ROCHU
0001810078
Roth Byron
C/O ROTH CH ACQUISITION I CO.
888 SAN CLEMENTE DRIVE, SUITE 400
NEWPORT BEACH
CA
92660
1
1
0
0
Chief Executive Officer
Common Stock
2020-05-07
4
P
0
36250
10.00
A
418086
D
Common Stock
2020-05-07
4
P
0
52924
10.00
A
419391
I
See footnote
Warrants to purchase Common Stock
11.50
2020-05-07
4
P
0
27187
A
Common Stock
27187
27187
D
Warrants to purchase Common Stock
11.50
2020-05-07
4
P
0
39693
A
Common Stock
39693
39693
I
See footnote
The reporting person acquired units, consisting of shares and warrants.
Shares owned by Roth Capital Partners, LLC, over which Byron Roth shares voting and dispositive power.
The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Warrants owned by Roth Capital Partners, LLC, over which Byron Roth shares voting and dispositive power.
/s/ Byron Roth
2020-05-11