0000899243-21-006719.txt : 20210216 0000899243-21-006719.hdr.sgml : 20210216 20210216175436 ACCESSION NUMBER: 0000899243-21-006719 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Becker Russell A. CENTRAL INDEX KEY: 0001805568 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39275 FILM NUMBER: 21641438 MAIL ADDRESS: STREET 1: C/O API GROUP, INC. STREET 2: 1100 OLD HIGHWAY 8 NW CITY: NEW BRIGHTON STATE: MN ZIP: 55112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APi Group Corp CENTRAL INDEX KEY: 0001796209 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 981510303 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O API GROUP, INC. STREET 2: 1100 OLD HIGHWAY 8 NW CITY: NEW BRIGHTON STATE: MN ZIP: 55112 BUSINESS PHONE: 651-636-4320 MAIL ADDRESS: STREET 1: C/O API GROUP, INC. STREET 2: 1100 OLD HIGHWAY 8 NW CITY: NEW BRIGHTON STATE: MN ZIP: 55112 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2020-12-31 0 0 0 0001796209 APi Group Corp APG 0001805568 Becker Russell A. C/O API GROUP CORPORATION 1100 OLD HIGHWAY NW 8 NEW BRIGHTON MN 55112 1 1 0 0 President and CEO Common Stock 2020-11-25 5 G 0 775000 0.00 D 1423264 D Common Stock 2020-11-25 5 G 0 775000 0.00 A 775000 I By Spouse Common Stock 2020-12-16 5 G 0 505000 0.00 D 918264 D Common Stock 2020-12-16 5 G 0 505000 0.00 A 505000 I By Trust Common Stock 2020-12-22 5 G 0 700 0.00 D 1400 I By Trust Common Stock 2020-12-22 5 G 0 700 0.00 A 700 I By Son Common Stock 2020-12-22 5 G 0 700 0.00 D 700 I By Trust Common Stock 2020-12-22 5 G 0 700 0.00 A 700 I By Son Common Stock 2020-12-22 5 G 0 700 0.00 D 0 I By Trust Common Stock 2020-12-22 5 G 0 700 0.00 A 700 I By Son Common Stock 2020-12-29 5 G 0 605000 0.00 D 170000 I By Spouse Common Stock 2020-12-29 5 G 0 605000 0.00 A 605000 I By Trust Common Stock 572993 I By Trust Reflects the exempt distribution of 150,064 shares of the Issuer's Common Stock from the ESOP to the Reporting Person's IRA and therefore are now reported as held directly. The securities are held by the Russell A. Becker GST Trust dated November 30, 2020 (the "GST Trust"). Mr. Becker's spouse is the trustee of the GST Trust and Mr. Becker may be considered to have beneficial ownership of the GST Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest. The securities are held by the Russell A. Becker Revocable Trust dated October 3, 2007 (the "Revocable Trust"). Mr. Becker is a co-trustee of the Revocable Trust and Mr. Becker may be considered to have beneficial ownership of the Revocable Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest. The securities are held by the Patricia L. Becker Legacy Trust dated December 21, 2020 (the "Legacy Trust"). Mr. Becker is the trustee of the Legacy Trust and Mr. Becker may be considered to have beneficial ownership of the Legacy Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest. The securities are held by the Russell A. Becker 2016 Family Trust (the "Family Trust"). Mr. Becker's spouse is the trustee of the Family Trust and Mr. Becker may be considered to have beneficial ownership of the Family Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest. /s/Andrea Fike, as Attorney-in-Fact 2021-02-16