0000899243-20-027331.txt : 20201005 0000899243-20-027331.hdr.sgml : 20201005 20201005172155 ACCESSION NUMBER: 0000899243-20-027331 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201001 FILED AS OF DATE: 20201005 DATE AS OF CHANGE: 20201005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Becker Russell A. CENTRAL INDEX KEY: 0001805568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39275 FILM NUMBER: 201224538 MAIL ADDRESS: STREET 1: C/O API GROUP, INC. STREET 2: 1100 OLD HIGHWAY 8 NW CITY: NEW BRIGHTON STATE: MN ZIP: 55112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APi Group Corp CENTRAL INDEX KEY: 0001796209 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 981510303 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O API GROUP, INC. STREET 2: 1100 OLD HIGHWAY 8 NW CITY: NEW BRIGHTON STATE: MN ZIP: 55112 BUSINESS PHONE: 651-636-4320 MAIL ADDRESS: STREET 1: C/O API GROUP, INC. STREET 2: 1100 OLD HIGHWAY 8 NW CITY: NEW BRIGHTON STATE: MN ZIP: 55112 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-01 0 0001796209 APi Group Corp APG 0001805568 Becker Russell A. C/O API GROUP CORPORATION 1100 OLD HIGHWAY NW 8 NEW BRIGHTON MN 55112 1 1 0 0 PRESIDENT AND CEO Common Stock 2020-10-01 4 M 0 163334 A 2128561 D Common Stock 2020-10-01 4 F 0 80361 14.56 D 2048200 D Common Stock 2100 I By Trust Common Stock 572993 I By Trust Common Stock 150064 I By ESOP Restricted Stock Units 2020-10-01 4 M 0 163334 D Common Stock 163334 326666 D On October 1, 2020, 163,333 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock. Shares withheld for tax liability. The securities are held by the Russell A. Becker Revocable Trust dated October 3, 2007 (the "Revocable Trust"). Mr. Becker is a co-trustee of the Revocable Trust and Mr. Becker may be considered to have beneficial ownership of the Revocable Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest. The securities are held by the Russell A. Becker 2016 Family Trust (the "Family Trust"). Mr. Becker's spouse is the trustee of the Family Trust and Mr. Becker may be considered to have beneficial ownership of the Family Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. These restricted stock units vest in equal installments on October 1, 2020, October 1, 2021 and October 1, 2022. /s/ Andrea Fike, as Attorney-in-Fact 2020-10-05