0001796022-24-000048.txt : 20240604
0001796022-24-000048.hdr.sgml : 20240604
20240604163743
ACCESSION NUMBER: 0001796022-24-000048
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240601
FILED AS OF DATE: 20240604
DATE AS OF CHANGE: 20240604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hart Scott W
CENTRAL INDEX KEY: 0001821974
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39510
FILM NUMBER: 241018763
MAIL ADDRESS:
STREET 1: 450 LEXINGTON AVENUE, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: StepStone Group Inc.
CENTRAL INDEX KEY: 0001796022
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 843868757
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 277 PARK AVENUE
STREET 2: 45TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10172
BUSINESS PHONE: 1-212-351-6100
MAIL ADDRESS:
STREET 1: 277 PARK AVENUE
STREET 2: 45TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10172
4
1
wk-form4_1717533454.xml
FORM 4
X0508
4
2024-06-01
0
0001796022
StepStone Group Inc.
STEP
0001821974
Hart Scott W
C/O STEPSTONE GROUP INC.
277 PARK AVENUE, 45TH FLOOR
NEW YORK
NY
10172
1
1
0
1
Chief Executive Officer
See remarks
0
Class B Common Stock
2024-06-01
4
A
0
297270
0.001
A
3338561
I
By Trust
Class A Common Stock
2024-06-03
4
G
0
13380
0
D
42498
D
Class B2 Units
2024-06-01
4
C
0
297270
D
Class A Common Stock
297270
0
I
By Trust
Class B Units
2024-06-01
4
C
0
297270
A
Class A Common Stock
297270
3338561
I
By Trust
Per the Issuer's Amended and Restated Certificate of Incorporation, upon vesting of the Class B2 Units of the Partnership into Class B Units of the Partnership, the Issuer shall issue a number of shares of Class B Common Stock registered in the name of the applicable holder equal to the number of Class B Units issued upon such vesting event, in exchange for payment in cash to the Issuer of the aggregate par value of the shares of Class B Common Stock so issued.
The Class B2 Units vested 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units on June 1, 2024, they automatically converted into Class B Units.
Pursuant to an Exchange Agreement, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.
Member of 13D group that owns more than 10%
/s/ Jennifer Ishiguro, Attorney-in-fact for Scott W. Hart
2024-06-04