0001796022-24-000048.txt : 20240604 0001796022-24-000048.hdr.sgml : 20240604 20240604163743 ACCESSION NUMBER: 0001796022-24-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240601 FILED AS OF DATE: 20240604 DATE AS OF CHANGE: 20240604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hart Scott W CENTRAL INDEX KEY: 0001821974 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39510 FILM NUMBER: 241018763 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: StepStone Group Inc. CENTRAL INDEX KEY: 0001796022 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 843868757 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 277 PARK AVENUE STREET 2: 45TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 BUSINESS PHONE: 1-212-351-6100 MAIL ADDRESS: STREET 1: 277 PARK AVENUE STREET 2: 45TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 4 1 wk-form4_1717533454.xml FORM 4 X0508 4 2024-06-01 0 0001796022 StepStone Group Inc. STEP 0001821974 Hart Scott W C/O STEPSTONE GROUP INC. 277 PARK AVENUE, 45TH FLOOR NEW YORK NY 10172 1 1 0 1 Chief Executive Officer See remarks 0 Class B Common Stock 2024-06-01 4 A 0 297270 0.001 A 3338561 I By Trust Class A Common Stock 2024-06-03 4 G 0 13380 0 D 42498 D Class B2 Units 2024-06-01 4 C 0 297270 D Class A Common Stock 297270 0 I By Trust Class B Units 2024-06-01 4 C 0 297270 A Class A Common Stock 297270 3338561 I By Trust Per the Issuer's Amended and Restated Certificate of Incorporation, upon vesting of the Class B2 Units of the Partnership into Class B Units of the Partnership, the Issuer shall issue a number of shares of Class B Common Stock registered in the name of the applicable holder equal to the number of Class B Units issued upon such vesting event, in exchange for payment in cash to the Issuer of the aggregate par value of the shares of Class B Common Stock so issued. The Class B2 Units vested 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units on June 1, 2024, they automatically converted into Class B Units. Pursuant to an Exchange Agreement, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. Member of 13D group that owns more than 10% /s/ Jennifer Ishiguro, Attorney-in-fact for Scott W. Hart 2024-06-04