0001493152-23-032812.txt : 20230915
0001493152-23-032812.hdr.sgml : 20230915
20230915172650
ACCESSION NUMBER: 0001493152-23-032812
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230510
FILED AS OF DATE: 20230915
DATE AS OF CHANGE: 20230915
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Farkash John
CENTRAL INDEX KEY: 0001969411
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41684
FILM NUMBER: 231259582
MAIL ADDRESS:
STREET 1: 355 S. GRAND AVE, SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Southern California Bancorp \ CA
CENTRAL INDEX KEY: 0001795815
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 843288397
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12265 EL CAMINO REAL, SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858-847-4787
MAIL ADDRESS:
STREET 1: 12265 EL CAMINO REAL, SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
3/A
1
ownership.xml
X0206
3/A
2023-05-10
2023-05-10
0
0001795815
Southern California Bancorp \ CA
BCAL
0001969411
Farkash John
C/O SOUTHERN CALIFORNIA BANCORP
355 S. GRAND AVE STE 1200
LOS ANGELES
CA
90071
1
0
1
0
Common Stock
2404262
I
JOHN FARKASH & HEIDI ELLEN FARKASH TR UA 11/19/2011
Common Stock
584419
D
Stock Options
6.37
2024-04-16
Common Stock
7500
D
Stock Options
7.95
2026-03-23
Common Stock
10000
D
Stock Options
9.67
2027-03-15
Common Stock
15000
D
Stock Options
12.96
2029-02-20
Common Stock
15000
D
This amendment corrects the number of shares beneficially owned directly by the Reporting Person. Such shares include 582,967 shares owned by John and Heidi Farkash. Such shares also include restricted stock units ("RSUs") granted to the Reporting Person on January 18, 2023, of which, as of the filing date of the original Form 3 (May 10, 2023), 1,452 shares remained to be issued upon vesting of the RSUs in three installments on July 3, 2023, October 3, 2023 and January 3, 2024.
These options are fully vested.
Includes stock options that were granted to the reporting person on February 20, 2019, of which 3,000 shares remain to be vested, and will vest on February 20, 2024.
Manisha Merchant, by POA for John Farkash
2023-09-15