0001493152-23-016102.txt : 20230510 0001493152-23-016102.hdr.sgml : 20230510 20230510110020 ACCESSION NUMBER: 0001493152-23-016102 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230510 FILED AS OF DATE: 20230510 DATE AS OF CHANGE: 20230510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farkash John CENTRAL INDEX KEY: 0001969411 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41684 FILM NUMBER: 23904920 MAIL ADDRESS: STREET 1: 355 S. GRAND AVE, SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Southern California Bancorp \ CA CENTRAL INDEX KEY: 0001795815 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 843288397 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12265 EL CAMINO REAL, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-4787 MAIL ADDRESS: STREET 1: 12265 EL CAMINO REAL, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92130 3 1 ownership.xml X0206 3 2023-05-10 0 0001795815 Southern California Bancorp \ CA BCAL 0001969411 Farkash John C/O SOUTHERN CALIFORNIA BANCORP 355 S. GRAND AVE STE 1200 LOS ANGELES CA 90071 1 0 1 0 Common Stock 2404262 I JOHN FARKASH & HEIDI ELLEN FARKASH TR UA 11/19/2011 Common Stock 585145 D Stock Options 6.37 2024-04-16 Common Stock 7500 D Stock Options 7.95 2026-03-23 Common Stock 10000 D Stock Options 9.67 2027-03-15 Common Stock 15000 D Stock Options 12.96 2029-02-20 Common Stock 15000 D Includes 582,967 shares owned by John and Heidi Farkash. Includes restricted stock units ("RSUs") granted to the Reporting Person on January 18, 2023, of which 2,178 shares remain to be issued upon vesting and will vest quarterly, in three substantially equal installments on July 3, 2023, October 3, 2023 and January 3, 2024. These options are fully vested. Includes stock options that were granted to the reporting person on February 20, 2019, of which 3,000 shares remain to be vested, and will vest on February 20, 2024. Manisha Merchant, by POA for John Farkash 2023-05-10