0001794783-24-000048.txt : 20240805 0001794783-24-000048.hdr.sgml : 20240805 20240805212538 ACCESSION NUMBER: 0001794783-24-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240801 FILED AS OF DATE: 20240805 DATE AS OF CHANGE: 20240805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grant William Thomas III CENTRAL INDEX KEY: 0001804642 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39295 FILM NUMBER: 241176787 MAIL ADDRESS: STREET 1: 6800 W 115TH STREET STREET 2: SUITE 2511 CITY: OVERLAND PARK STATE: KS ZIP: 66211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SelectQuote, Inc. CENTRAL INDEX KEY: 0001794783 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] ORGANIZATION NAME: 02 Finance IRS NUMBER: 943339273 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6800 WEST 115TH STREET STREET 2: SUITE 2511 CITY: OVERLAND PARK STATE: KS ZIP: 66211 BUSINESS PHONE: 9132741994 MAIL ADDRESS: STREET 1: 6800 WEST 115TH STREET STREET 2: SUITE 2511 CITY: OVERLAND PARK STATE: KS ZIP: 66211 4 1 wk-form4_1722907530.xml FORM 4 X0508 4 2024-08-01 0 0001794783 SelectQuote, Inc. SLQT 0001804642 Grant William Thomas III C/O SELECTQUOTE, INC. 6800 WEST 115TH STREET, SUITE 2511 OVERLAND PARK KS 66211 0 1 0 0 CHIEF OPERATING OFFICER 0 Common Stock, par value $0.01 per share 2024-08-01 4 M 0 7394 0 A 1921245 D Common Stock, par value $0.01 per share 2024-08-01 4 M 0 9395 0 A 1930640 D Common Stock, par value $0.01 per share 2024-08-01 4 M 0 91827 0 A 2022467 D Common Stock, par value $0.01 per share 2024-08-01 4 M 0 222222 0 A 2244689 D Common Stock, par value $0.01 per share 2024-08-01 4 M 0 27778 0 A 2272467 D Common Stock, par value $0.01 per share 2024-08-01 4 F 0 125211 4.01 D 2147256 D Common Stock, par value $0.01 per share 10681 I By Mainstar Trust IRA Common Stock, par value $0.01 per share 1150000 I By Self as Trustee for the William Thomas Grant III Irrevocable Trust Common Stock, par value $0.01 per share 1089369 I By Haakon Capital, LLC Restricted Stock Units 2024-08-01 4 M 0 7394 0 D 2030-08-01 Common Stock, par value $0.01 per share 7394 0 D Restricted Stock Units 2024-08-01 4 M 0 9395 0 D 2031-08-01 Common Stock, par value $0.01 per share 9395 9395 D Restricted Stock Units 2024-08-01 4 M 0 91827 0 D 2032-08-01 Common Stock, par value $0.01 per share 91827 91828 D Restricted Stock Units 2024-08-01 4 M 0 222222 0 D 2033-09-13 Common Stock, par value $0.01 per share 222222 444445 D Price-Vested Restricted Stock Units 2024-08-01 4 M 0 27778 0 D 2028-08-01 Common Stock, par value $0.01 per share 27778 305555 D Represents shares surrendered to the issuer to satisfy withholding taxes owed upon the vesting of price-vested units and time-based restricted stock units previously granted to the recipient. Beneficially owned by Mr. Grant through Haakon Capital, LLC, an investment company in which he owns a one-third ownership stake. Mr. Grant disclaims beneficial ownership of the shares held by Haakon Capital, LLC, except to the extent of his pecuniary interest therein. Represents restricted stock units of SelectQuote, Inc. (the "Company") granted to the recipient pursuant to the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Company's common stock, par value $0.01 per share. The restricted stock units vest ratably in four annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date. The restricted stock units vest ratably in three annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date. The restricted stock units vest ratably in three annual installments commencing on August 1, 2024, subject to the recipient's continued employment with the Company through the applicable vesting date. Represents price-vested restricted stock units of the Company ("PVUs") granted to the recipient pursuant to the Plan. Each PVU represents the contingent right to receive one share of the Company's common stock, par value $0.01 per share, upon the Company's common stock reaching certain predetermined average trading prices, subject to applicable vesting conditions. The PVUs are eligible to vest in three ratable annual installments commencing on August 1, 2024, subject to the recipient's continued employment with the Company through the applicable vesting date. Subject to this vesting schedule, one-fourth of the total number of PVUs granted will vest, if at all, upon the 60-day average closing price of the Company's common stock exceeding each of $2.50, $5.00, $7.50, and $10.00 during the five-year performance period. /s/ Daniel A. Boulware, Attorney-in-Fact 2024-08-05