0001794783-23-000087.txt : 20230818 0001794783-23-000087.hdr.sgml : 20230818 20230818185424 ACCESSION NUMBER: 0001794783-23-000087 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230809 FILED AS OF DATE: 20230818 DATE AS OF CHANGE: 20230818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Sarah Taylor CENTRAL INDEX KEY: 0001989765 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39295 FILM NUMBER: 231186976 MAIL ADDRESS: STREET 1: 6800 WEST 115TH STREET STREET 2: SUITE 2511 CITY: OVERLAND PARK STATE: KS ZIP: 66211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SelectQuote, Inc. CENTRAL INDEX KEY: 0001794783 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 943339273 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6800 WEST 115TH STREET STREET 2: SUITE 2511 CITY: OVERLAND PARK STATE: KS ZIP: 66211 BUSINESS PHONE: 9132741994 MAIL ADDRESS: STREET 1: 6800 WEST 115TH STREET STREET 2: SUITE 2511 CITY: OVERLAND PARK STATE: KS ZIP: 66211 3 1 wf-form3_169239925402253.xml FORM 3 X0206 3 2023-08-09 0 0001794783 SelectQuote, Inc. SLQT 0001989765 Anderson Sarah Taylor 6800 WEST 115TH STREET SUITE 2511 OVERLAND PARK KS 66211 0 1 0 0 (See Remarks) Common Stock, par value $0.01 per share 8614 D Employee Stock Options 1.88 2028-02-08 Common Stock, par value $0.01 per share 17000.0 D Employee Stock Options 3.13 2029-08-20 Common Stock, par value $0.01 per share 24000.0 D Employee Stock Options 21.9 2030-07-17 Common Stock, par value $0.01 per share 20000.0 D Employee Stock Options 17.89 2030-08-01 Common Stock, par value $0.01 per share 6168.0 D Restricted Stock Units 2030-08-01 Common Stock, par value $0.01 per share 782.0 D Employee Stock Options 17.8 2031-08-01 Common Stock, par value $0.01 per share 10712.0 D Restricted Stock Units 2031-08-01 Common Stock, par value $0.01 per share 2718.0 D Employee Stock Options 2.51 2032-03-10 Common Stock, par value $0.01 per share 65000.0 D Restricted Stock Units 2032-08-01 Common Stock, par value $0.01 per share 16070.0 D Price-Vested Restricted Stock Units 2027-08-01 Common Stock, par value $0.01 per share 58334.0 D Restricted Stock Units 2033-08-01 Common Stock, par value $0.01 per share 76700.0 D Price-Vested Restricted Stock Units 2028-08-01 Common Stock, par value $0.01 per share 38350.0 D Represents incentive stock options of SelectQuote, Inc. (the "Company") granted to the recipient pursuant to the Company's 2003 Stock Incentive Plan. Each option represents the contingent right to purchase one share of the Company's common stock, par value $0.01 per share, at a predetermined price specified in Column 4 of this table. The option vests as to one-third on the first anniversary of the grant date and as to 1/24 of the remaining shares subject to the option monthly thereafter, subject to the recipient's continued employment with the Company through the applicable vesting date. As of the date hereof, the option has vested in full. Represents non-qualified stock options of the Company granted to the recipient pursuant the the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each option represents the contingent right to purchase one share of the Company's common stock, par value $0.01 per share, at a predetermined price specified in Column 4 of this table. The option vests ratably in four annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date. Represents restricted stock units of the Company granted to the recipient pursuant to the Plan. The restricted stock units vest ratably in four annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock, par value $0.01 per share. The restricted stock units vest ratably in three annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date. Represents price-vested restricted stock units of the Company ("PVUs") granted to the recipient pursuant to the Plan. The PVUs are eligible to vest in three ratable annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date. Subject to this vesting schedule, one-fourth of the total number of PVUs granted will vest, if at all, upon the 60-day average closing price of the Company's common stock exceeding each of $4.00, $7.50, $10.00, and $12.50 during the five-year performance period. Each PVU represents the contingent right to receive one share of the Company's common stock, par value $0.01 per share, upon the Company's common stock reaching certain predetermined average trading prices, subject to applicable vesting conditions. The PVUs are eligible to vest in three ratable annual installments commencing on the one-year anniversary of the grant date, subject to the recipient's continued employment with the Company through the applicable vesting date. Subject to this vesting schedule, one-fourth of the total number of PVUs granted will vest, if at all, upon the 60-day average closing price of the Company's common stock exceeding each of $2.50, $5.00, $7.50, and $10.00 during the five-year performance period. Executive Vice President, Healthcare /s/ Daniel A. Boulware, Attorney-in-Fact 2023-08-18