0001213900-20-006859.txt : 20200319 0001213900-20-006859.hdr.sgml : 20200319 20200319144220 ACCESSION NUMBER: 0001213900-20-006859 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200127 FILED AS OF DATE: 20200319 DATE AS OF CHANGE: 20200319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Excelsior Holdings D2 LLC CENTRAL INDEX KEY: 0001800945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-56126 FILM NUMBER: 20727965 BUSINESS ADDRESS: STREET 1: 6600 FRANCE AVE. S. STREET 2: SUITE 550 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 BUSINESS PHONE: 952-324-8900 MAIL ADDRESS: STREET 1: 6600 FRANCE AVE. S. STREET 2: SUITE 550 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Excelsior Holdings D LLC CENTRAL INDEX KEY: 0001807093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-56126 FILM NUMBER: 20727966 BUSINESS ADDRESS: STREET 1: 6600 FRANCE AVE. S. STREET 2: SUITE 550 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 BUSINESS PHONE: 952-324-8900 MAIL ADDRESS: STREET 1: 6600 FRANCE AVE. S. STREET 2: SUITE 550 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Palmer Square Capital BDC Inc. CENTRAL INDEX KEY: 0001794776 IRS NUMBER: 843665200 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1900 SHAWNEE MISSION PARKWAY STREET 2: SUITE 315 CITY: MISSION WOODS STATE: KS ZIP: 66205 BUSINESS PHONE: 816-994-3200 MAIL ADDRESS: STREET 1: 1900 SHAWNEE MISSION PARKWAY STREET 2: SUITE 315 CITY: MISSION WOODS STATE: KS ZIP: 66205 3/A 1 ownership.xml OWNERSHIP DOCUMENT X0206 3/A 2020-01-27 2020-01-27 0 0001794776 Palmer Square Capital BDC Inc. NONE 0001800945 Excelsior Holdings D2 LLC 6600 FRANCE AVE. S. STE. 550 MINNEAPOLIS MN 55435 0 0 1 0 0001807093 Excelsior Holdings D LLC 6000 FRANCE AVE S. STE. 550 MINNEAPOLIS MN 55435 0 0 1 0 Common Stock 1250000 D This Form 3 amendment is being filed to add an additional Reporting Person. These shares are owned directly by Excelsior Holdings D2 LLC, which is a wholly owned subsidiary of Excelsior Holdings D LLC. Excelsior Holdings D LLC is an indirect beneficial owner of the reported securities and was omitted from the initial Form 3 filing. /s/ Kevin Bergman, Vice President and Secretary, on behalf of Excelsior Holdings D2 LLC and Excelsior Holdings D LLC 2020-03-17