Managing Member, CCO

0001085146-23-004075.txt : 20231103 0001085146-23-004075.hdr.sgml : 20231103 20231103113309 ACCESSION NUMBER: 0001085146-23-004075 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231103 DATE AS OF CHANGE: 20231103 EFFECTIVENESS DATE: 20231103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001794153 IRS NUMBER: 262942242 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19634 FILM NUMBER: 231375010 BUSINESS ADDRESS: STREET 1: 50 SOUTH 6TH STREET, SUITE 1405 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 355 - 4360 MAIL ADDRESS: STREET 1: 50 SOUTH 6TH STREET, SUITE 1405 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001794153 XXXXXXXX 09-30-2023 09-30-2023 false SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

50 SOUTH 6TH STREET, SUITE 1405 MINNEAPOLIS MN 55402

13F HOLDINGS REPORT 028-19634 000147384 801-69248 N Benjamin J Wheeler Managing Member, CCO 612-355-4363 /s/ Benjamin J Wheeler MINNEAPOLIS MN 11-03-2023 0 139 295151728 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 509188 5438 SH SOLE 0 0 5438 ABBVIE INC COM 00287Y109 512499 3438 SH SOLE 0 0 3438 ABRDN ASIA PACIFIC INCOME FU COM 003009107 766034 312666 SH SOLE 0 0 312666 AIRBNB INC COM CL A 009066101 641731 4677 SH SOLE 0 0 4677 ALLISON TRANSMISSION HLDGS I COM 01973R101 983467 16652 SH SOLE 0 0 16652 ALPHABET INC CAP STK CL A 02079K305 12259393 93683 SH SOLE 0 0 93683 ALPHABET INC CAP STK CL C 02079K107 3972509 30129 SH SOLE 0 0 30129 AMAZON COM INC COM 023135106 2286149 17984 SH SOLE 0 0 17984 AMERICAN CENTY ETF TR AVANTIS EMGMKT 025072604 4118411 78014 SH SOLE 0 0 78014 AMERICAN CENTY ETF TR INTERNATIONAL LR 025072364 231421 4807 SH SOLE 0 0 4807 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 3157901 56745 SH SOLE 0 0 56745 AMERICAN CENTY ETF TR INTL SMCP VLU 025072802 3261804 56383 SH SOLE 0 0 56383 AMERICAN CENTY ETF TR US EQT ETF 025072885 1240210 16928 SH SOLE 0 0 16928 AMERICAN CENTY ETF TR US LARGE CAP VLU 025072349 243856 4629 SH SOLE 0 0 4629 AMERICAN CENTY ETF TR US SML CP VALU 025072877 1926706 24717 SH SOLE 0 0 24717 AMERICAN TOWER CORP NEW COM 03027X100 465394 2830 SH SOLE 0 0 2830 APOLLO GLOBAL MGMT INC COM 03769M106 489372 5452 SH SOLE 0 0 5452 APPLE INC COM 037833100 27482992 160522 SH SOLE 0 0 160522 ARM HOLDINGS PLC SPONSORED ADR 042068205 261927 4894 SH SOLE 0 0 4894 ATLANTA BRAVES HLDGS INC COM SER A 047726104 284234 7275 SH SOLE 0 0 7275 AUTOZONE INC COM 053332102 668017 263 SH SOLE 0 0 263 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2657385 5 SH SOLE 0 0 5 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 41679303 118981 SH SOLE 0 0 118981 BLACKROCK FLOATING RATE INCO COM 09255X100 772023 61174 SH SOLE 0 0 61174 BOEING CO COM 097023105 760000 3964 SH SOLE 0 0 3964 BOOKING HOLDINGS INC COM 09857L108 215877 70 SH SOLE 0 0 70 BP PLC SPONSORED ADR 055622104 454031 11726 SH SOLE 0 0 11726 CAPITAL ONE FINL CORP COM 14040H105 323759 3336 SH SOLE 0 0 3336 CBRE GBL REAL ESTATE INC FD COM 12504G100 878096 195132 SH SOLE 0 0 195132 CISCO SYS INC COM 17275R102 381857 7103 SH SOLE 0 0 7103 COCA COLA CO COM 191216100 352631 6299 SH SOLE 0 0 6299 CONOCOPHILLIPS COM 20825C104 434672 3628 SH SOLE 0 0 3628 CONSTELLATION BRANDS INC CL A 21036P108 570016 2268 SH SOLE 0 0 2268 COSTCO WHSL CORP NEW COM 22160K105 3539783 6265 SH SOLE 0 0 6265 CVS HEALTH CORP COM 126650100 1326048 18992 SH SOLE 0 0 18992 DIMENSIONAL ETF TRUST CORE FIXED INCOM 25434V872 789723 19562 SH SOLE 0 0 19562 DIMENSIONAL ETF TRUST EMERGING MARKETS 25434V682 217192 7390 SH SOLE 0 0 7390 DIMENSIONAL ETF TRUST EMERGING MKTS CO 25434V732 352284 15113 SH SOLE 0 0 15113 DIMENSIONAL ETF TRUST EMERGING MKTS VA 25434V740 827513 34960 SH SOLE 0 0 34960 DIMENSIONAL ETF TRUST INTERNATIONAL 25434V690 418448 14575 SH SOLE 0 0 14575 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 240931 7386 SH SOLE 0 0 7386 DIMENSIONAL ETF TRUST INTL CORE EQT MK 25434V203 7681448 294195 SH SOLE 0 0 294195 DIMENSIONAL ETF TRUST INTL CORE EQUITY 25434V799 492000 21070 SH SOLE 0 0 21070 DIMENSIONAL ETF TRUST INTL SMALL CAP V 25434V781 685717 28835 SH SOLE 0 0 28835 DIMENSIONAL ETF TRUST US CORE EQT MKT 25434V104 11550192 385649 SH SOLE 0 0 385649 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 5806172 221609 SH SOLE 0 0 221609 DIMENSIONAL ETF TRUST US SUSTAINABILTY 25434V716 548435 19767 SH SOLE 0 0 19767 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 3659169 80086 SH SOLE 0 0 80086 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 1393522 61879 SH SOLE 0 0 61879 DISNEY WALT CO COM 254687106 1449822 17888 SH SOLE 0 0 17888 DOMINOS PIZZA INC COM 25754A201 227274 600 SH SOLE 0 0 600 DOUBLELINE INCOME SOLUTIONS COM 258622109 504605 43055 SH SOLE 0 0 43055 DOUBLELINE YIELD OPPORTUNITI COM 25862D105 627365 42591 SH SOLE 0 0 42591 ENTERPRISE PRODS PARTNERS L COM 293792107 710224 25949 SH SOLE 0 0 25949 EQUINOR ASA SPONSORED ADR 29446M102 388562 11850 SH SOLE 0 0 11850 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 236586 4585 SH SOLE 0 0 4585 EXXON MOBIL CORP COM 30231G102 642615 5465 SH SOLE 0 0 5465 FASTENAL CO COM 311900104 258338 4728 SH SOLE 0 0 4728 FEDEX CORP COM 31428X106 1008003 3804 SH SOLE 0 0 3804 FIDELITY COVINGTON TRUST FIDELITY GROWTH 316092337 176222 10745 SH SOLE 0 0 10745 FRANKLIN RESOURCES INC COM 354613101 253051 10295 SH SOLE 0 0 10295 GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 36266G107 264063 3881 SH SOLE 0 0 3881 GENERAL MLS INC COM 370334104 573158 8957 SH SOLE 0 0 8957 GLADSTONE LD CORP COM 376549101 2457013 172665 SH SOLE 0 0 172665 GOLDMAN SACHS GROUP INC COM 38141G104 314510 972 SH SOLE 0 0 972 HOME DEPOT INC COM 437076102 1338267 4429 SH SOLE 0 0 4429 HONEYWELL INTL INC COM 438516106 2316455 12539 SH SOLE 0 0 12539 INTEL CORP COM 458140100 298688 8402 SH SOLE 0 0 8402 INVESCO QQQ TR UNIT SER 1 46090E103 202802 566 SH SOLE 0 0 566 ISHARES INC CORE MSCI EMKT 46434G103 889357 18687 SH SOLE 0 0 18687 ISHARES TR 1 3 YR TREAS BD 464287457 509756 6295 SH SOLE 0 0 6295 ISHARES TR CORE DIV GRWTH 46434V621 13658740 275767 SH SOLE 0 0 275767 ISHARES TR CORE MSCI EURO 46434V738 1147833 23113 SH SOLE 0 0 23113 ISHARES TR CORE S&P TTL STK 464287150 595886 6326 SH SOLE 0 0 6326 ISHARES TR CORE S&P500 ETF 464287200 427928 996 SH SOLE 0 0 996 ISHARES TR SELECT DIVID ETF 464287168 9493777 88199 SH SOLE 0 0 88199 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 436835 8156 SH SOLE 0 0 8156 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 2813275 56063 SH SOLE 0 0 56063 JOHNSON & JOHNSON COM 478160104 2180993 14003 SH SOLE 0 0 14003 JPMORGAN CHASE & CO COM 46625H100 2619351 18062 SH SOLE 0 0 18062 KAROOOOO LTD ORD SHS Y4600W108 3451387 173349 SH SOLE 0 0 173349 KEURIG DR PEPPER INC COM 49271V100 347270 11000 SH SOLE 0 0 11000 KKR & CO INC COM 48251W104 673877 10939 SH SOLE 0 0 10939 LOCAL BOUNTI CORP *W EXP 99/99/999 53960E114 5000 166667 SH SOLE 0 0 166667 LOCAL BOUNTI CORP COM NEW 53960E205 67591 27588 SH SOLE 0 0 27588 LOCKHEED MARTIN CORP COM 539830109 274003 670 SH SOLE 0 0 670 MASTERCARD INCORPORATED CL A 57636Q104 565482 1428 SH SOLE 0 0 1428 MCDONALDS CORP COM 580135101 2461724 9344 SH SOLE 0 0 9344 MCKESSON CORP COM 58155Q103 273956 630 SH SOLE 0 0 630 MEDTRONIC PLC SHS G5960L103 748730 9555 SH SOLE 0 0 9555 META PLATFORMS INC CL A 30303M102 2396576 7983 SH SOLE 0 0 7983 MICROSOFT CORP COM 594918104 4980467 15773 SH SOLE 0 0 15773 MOLSON COORS BEVERAGE CO CL B 60871R209 417532 6566 SH SOLE 0 0 6566 MONDELEZ INTL INC CL A 609207105 295158 4253 SH SOLE 0 0 4253 NIKE INC CL B 654106103 235302 2460 SH SOLE 0 0 2460 NORFOLK SOUTHN CORP COM 655844108 247147 1255 SH SOLE 0 0 1255 NOVO-NORDISK A S ADR 670100205 942418 10363 SH SOLE 0 0 10363 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 274428 32400 SH SOLE 0 0 32400 NVIDIA CORPORATION COM 67066G104 588638 1353 SH SOLE 0 0 1353 ORACLE CORP COM 68389X105 764395 7216 SH SOLE 0 0 7216 PACER FDS TR US CASH COWS 100 69374H881 4193631 84839 SH SOLE 0 0 84839 PALANTIR TECHNOLOGIES INC CL A 69608A108 250992 15687 SH SOLE 0 0 15687 PALO ALTO NETWORKS INC COM 697435105 585866 2499 SH SOLE 0 0 2499 PELOTON INTERACTIVE INC CL A COM 70614W100 202379 40075 SH SOLE 0 0 40075 PHILIP MORRIS INTL INC COM 718172109 1070688 11565 SH SOLE 0 0 11565 PROCTER AND GAMBLE CO COM 742718109 1725874 11832 SH SOLE 0 0 11832 PRUDENTIAL FINL INC COM 744320102 326422 3440 SH SOLE 0 0 3440 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2291098 33296 SH SOLE 0 0 33296 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 214996 1670 SH SOLE 0 0 1670 SLEEP NUMBER CORP COM 83125X103 1404507 57117 SH SOLE 0 0 57117 SPDR S&P 500 ETF TR TR UNIT 78462F103 573526 1341 SH SOLE 0 0 1341 SPDR SER TR PORTFOLIO AGRGTE 78464A649 2341552 96201 SH SOLE 0 0 96201 SPROTT PHYSICAL GOLD TR UNIT 85207H104 11179724 780707 SH SOLE 0 0 780707 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 634764 83742 SH SOLE 0 0 83742 STARBUCKS CORP COM 855244109 2367215 25936 SH SOLE 0 0 25936 TARGET CORP COM 87612E106 1421982 12713 SH SOLE 0 0 12713 TELLURIAN INC NEW COM 87968A104 1167540 1006500 SH SOLE 0 0 1006500 TELLURIAN INC NEW COM 87968A104 582320 502000 SH Call SOLE 0 0 502000 TEMPUR SEALY INTL INC COM 88023U101 567754 13100 SH SOLE 0 0 13100 TESLA INC COM 88160R101 347556 1389 SH SOLE 0 0 1389 TRACTOR SUPPLY CO COM 892356106 243254 1198 SH SOLE 0 0 1198 UNION PAC CORP COM 907818108 450022 2210 SH SOLE 0 0 2210 UNITEDHEALTH GROUP INC COM 91324P102 7515996 14907 SH SOLE 0 0 14907 VANECK ETF TRUST AGRIBUSINESS ETF 92189F700 959274 12189 SH SOLE 0 0 12189 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 400049 5733 SH SOLE 0 0 5733 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 326966 6836 SH SOLE 0 0 6836 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 617629 8163 SH SOLE 0 0 8163 VANGUARD INDEX FDS TOTAL STK MKT 922908769 375528 1767 SH SOLE 0 0 1767 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3873403 98786 SH SOLE 0 0 98786 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 7133746 123144 SH SOLE 0 0 123144 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 3218108 51997 SH SOLE 0 0 51997 VEEVA SYS INC CL A COM 922475108 248006 1219 SH SOLE 0 0 1219 VERIZON COMMUNICATIONS INC COM 92343V104 933682 28808 SH SOLE 0 0 28808 VIRTUS EQUITY & CONV INCM FD COM 92841M101 4046931 203465 SH SOLE 0 0 203465 VISA INC COM CL A 92826C839 1830841 7959 SH SOLE 0 0 7959 WALMART INC COM 931142103 212295 1327 SH SOLE 0 0 1327 WELLS FARGO CO NEW COM 949746101 1955207 47851 SH SOLE 0 0 47851 WEYERHAEUSER CO MTN BE COM NEW 962166104 2315871 75533 SH SOLE 0 0 75533 WINMARK CORP COM 974250102 1240657 3325 SH SOLE 0 0 3325