0000950170-23-032396.txt : 20230710
0000950170-23-032396.hdr.sgml : 20230710
20230710164540
ACCESSION NUMBER: 0000950170-23-032396
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230710
DATE AS OF CHANGE: 20230710
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: East Asset Management, LLC
CENTRAL INDEX KEY: 0001793591
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39403
FILM NUMBER: 231080275
BUSINESS ADDRESS:
STREET 1: 777 NW BEACON SQUARE BLVD.
CITY: BOCA RATON
STATE: FL
ZIP: 33487
BUSINESS PHONE: (561) 826-3620
MAIL ADDRESS:
STREET 1: 777 NW BEACON SQUARE BLVD.
CITY: BOCA RATON
STATE: FL
ZIP: 33487
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: East Sponsor, LLC
CENTRAL INDEX KEY: 0001818559
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39403
FILM NUMBER: 231080274
BUSINESS ADDRESS:
STREET 1: C/O EAST RESOURCES ACQUISITION COMPANY
STREET 2: 7777 NW BEACON SQUARE BOULEVARD
CITY: BOCA RATON
STATE: FL
ZIP: 33487
BUSINESS PHONE: (561) 826-3620
MAIL ADDRESS:
STREET 1: C/O EAST RESOURCES ACQUISITION COMPANY
STREET 2: 7777 NW BEACON SQUARE BOULEVARD
CITY: BOCA RATON
STATE: FL
ZIP: 33487
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pegula Terrence M.
CENTRAL INDEX KEY: 0001818529
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39403
FILM NUMBER: 231080276
MAIL ADDRESS:
STREET 1: C/O EAST RESOURCES ACQUISITION COMPANY
STREET 2: 7777 NW BEACON SQUARE BOULEVARD
CITY: BOCA RATON
STATE: FL
ZIP: 33487
FORMER NAME:
FORMER CONFORMED NAME: Pegula Terrance M.
DATE OF NAME CHANGE: 20200717
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Abacus Life, Inc.
CENTRAL INDEX KEY: 0001814287
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 851210472
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2101 PARK CENTER DRIVE, SUITE 170
CITY: ORLANDO
STATE: FL
ZIP: 32835
BUSINESS PHONE: (800) 561-4148
MAIL ADDRESS:
STREET 1: 2101 PARK CENTER DRIVE, SUITE 170
CITY: ORLANDO
STATE: FL
ZIP: 32835
FORMER COMPANY:
FORMER CONFORMED NAME: East Resources Acquisition Co
DATE OF NAME CHANGE: 20200605
4
1
ownership.xml
4
X0407
4
2023-06-30
0001814287
Abacus Life, Inc.
ABL
0001818529
Pegula Terrence M.
C/O EAST ASSET MANAGEMENT, LLC
7777 NW BEACON SQUARE BLVD
BOCA RATON
FL
33487
false
false
true
false
0001793591
East Asset Management, LLC
7777 NW BEACON SQUARE BLVD
BOCA RATON
FL
33487
false
false
true
false
0001818559
East Sponsor, LLC
7777 NW BEACON SQUARE BLVD
BOCA RATON
FL
33487
false
false
true
false
false
Common Stock
2023-06-30
4
C
false
8615000
A
8615000
I
See footnotes
Class B Common Stock
2023-06-30
4
C
false
8615000
D
Class A Common Stock
8615000
0
I
See footnotes
On June 30, 2023, pursuant to that certain Agreement and Plan of Merger, dated as of August 30, 2022, as amended on October 14, 2022 and April 20, 2023, by and among Abacus Life, Inc. (formerly known as East Resources Acquisition Company) (the "Issuer"), LMA Merger Sub, LLC ("LMA Merger Sub"), Abacus Merger Sub, LLC ("Abacus Merger Sub"), Longevity Market Assets, LLC ("LMA") and Abacus Settlements, LLC ("Legacy Abacus"), the Issuer completed its initial business combination (the "Business Combination").
(Continued footnote 1) As a result of the Business Combination, each outstanding share of Class B Common Stock, par value $0.0001 per share, of the Issuer was automatically converted into a share of Common Stock, par value $0.0001 per share ("Common Stock"), of the Issuer on a one-for-one basis. Upon the completion of the Business Combination, LMA Merger Sub merged with and into LMA, with LMA surviving such merger as a wholly owned subsidiary of the Issuer, Abacus Merger Sub merged with and into Legacy Abacus, with Legacy Abacus surviving such merger as a wholly owned subsidiary of the Issuer, and the Issuer was renamed "Abacus Life, Inc."
East Sponsor, LLC ("East Sponsor") is the record holder of these securities. East Asset Management, LLC ("East Asset Management") is the managing member of East Sponsor. As a result, East Asset Management may be deemed to share beneficial ownership of the securities held by East Sponsor.
Trusts controlled by Terrence M. Pegula are the sole members of East Asset Management. As such, Mr. Pegula may be deemed to share beneficial ownership of the securities held by East Sponsor. Mr. Pegula disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein.
Terrence M. Pegula, /s/ Terrence M. Pegula
2023-07-10
East Asset Management, LLC, By: /s/ Gary L. Hagerman, Jr.
2023-07-10
East Sponsor, LLC By: East Asset Management, LLC, its managing member, By: /s/ Gary L. Hagerman, Jr.
2023-07-10