0000950170-23-032396.txt : 20230710 0000950170-23-032396.hdr.sgml : 20230710 20230710164540 ACCESSION NUMBER: 0000950170-23-032396 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230710 DATE AS OF CHANGE: 20230710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: East Asset Management, LLC CENTRAL INDEX KEY: 0001793591 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39403 FILM NUMBER: 231080275 BUSINESS ADDRESS: STREET 1: 777 NW BEACON SQUARE BLVD. CITY: BOCA RATON STATE: FL ZIP: 33487 BUSINESS PHONE: (561) 826-3620 MAIL ADDRESS: STREET 1: 777 NW BEACON SQUARE BLVD. CITY: BOCA RATON STATE: FL ZIP: 33487 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: East Sponsor, LLC CENTRAL INDEX KEY: 0001818559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39403 FILM NUMBER: 231080274 BUSINESS ADDRESS: STREET 1: C/O EAST RESOURCES ACQUISITION COMPANY STREET 2: 7777 NW BEACON SQUARE BOULEVARD CITY: BOCA RATON STATE: FL ZIP: 33487 BUSINESS PHONE: (561) 826-3620 MAIL ADDRESS: STREET 1: C/O EAST RESOURCES ACQUISITION COMPANY STREET 2: 7777 NW BEACON SQUARE BOULEVARD CITY: BOCA RATON STATE: FL ZIP: 33487 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pegula Terrence M. CENTRAL INDEX KEY: 0001818529 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39403 FILM NUMBER: 231080276 MAIL ADDRESS: STREET 1: C/O EAST RESOURCES ACQUISITION COMPANY STREET 2: 7777 NW BEACON SQUARE BOULEVARD CITY: BOCA RATON STATE: FL ZIP: 33487 FORMER NAME: FORMER CONFORMED NAME: Pegula Terrance M. DATE OF NAME CHANGE: 20200717 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Abacus Life, Inc. CENTRAL INDEX KEY: 0001814287 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 851210472 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2101 PARK CENTER DRIVE, SUITE 170 CITY: ORLANDO STATE: FL ZIP: 32835 BUSINESS PHONE: (800) 561-4148 MAIL ADDRESS: STREET 1: 2101 PARK CENTER DRIVE, SUITE 170 CITY: ORLANDO STATE: FL ZIP: 32835 FORMER COMPANY: FORMER CONFORMED NAME: East Resources Acquisition Co DATE OF NAME CHANGE: 20200605 4 1 ownership.xml 4 X0407 4 2023-06-30 0001814287 Abacus Life, Inc. ABL 0001818529 Pegula Terrence M. C/O EAST ASSET MANAGEMENT, LLC 7777 NW BEACON SQUARE BLVD BOCA RATON FL 33487 false false true false 0001793591 East Asset Management, LLC 7777 NW BEACON SQUARE BLVD BOCA RATON FL 33487 false false true false 0001818559 East Sponsor, LLC 7777 NW BEACON SQUARE BLVD BOCA RATON FL 33487 false false true false false Common Stock 2023-06-30 4 C false 8615000 A 8615000 I See footnotes Class B Common Stock 2023-06-30 4 C false 8615000 D Class A Common Stock 8615000 0 I See footnotes On June 30, 2023, pursuant to that certain Agreement and Plan of Merger, dated as of August 30, 2022, as amended on October 14, 2022 and April 20, 2023, by and among Abacus Life, Inc. (formerly known as East Resources Acquisition Company) (the "Issuer"), LMA Merger Sub, LLC ("LMA Merger Sub"), Abacus Merger Sub, LLC ("Abacus Merger Sub"), Longevity Market Assets, LLC ("LMA") and Abacus Settlements, LLC ("Legacy Abacus"), the Issuer completed its initial business combination (the "Business Combination"). (Continued footnote 1) As a result of the Business Combination, each outstanding share of Class B Common Stock, par value $0.0001 per share, of the Issuer was automatically converted into a share of Common Stock, par value $0.0001 per share ("Common Stock"), of the Issuer on a one-for-one basis. Upon the completion of the Business Combination, LMA Merger Sub merged with and into LMA, with LMA surviving such merger as a wholly owned subsidiary of the Issuer, Abacus Merger Sub merged with and into Legacy Abacus, with Legacy Abacus surviving such merger as a wholly owned subsidiary of the Issuer, and the Issuer was renamed "Abacus Life, Inc." East Sponsor, LLC ("East Sponsor") is the record holder of these securities. East Asset Management, LLC ("East Asset Management") is the managing member of East Sponsor. As a result, East Asset Management may be deemed to share beneficial ownership of the securities held by East Sponsor. Trusts controlled by Terrence M. Pegula are the sole members of East Asset Management. As such, Mr. Pegula may be deemed to share beneficial ownership of the securities held by East Sponsor. Mr. Pegula disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein. Terrence M. Pegula, /s/ Terrence M. Pegula 2023-07-10 East Asset Management, LLC, By: /s/ Gary L. Hagerman, Jr. 2023-07-10 East Sponsor, LLC By: East Asset Management, LLC, its managing member, By: /s/ Gary L. Hagerman, Jr. 2023-07-10