0001104659-21-089928.txt : 20210707 0001104659-21-089928.hdr.sgml : 20210707 20210707213929 ACCESSION NUMBER: 0001104659-21-089928 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210625 FILED AS OF DATE: 20210707 DATE AS OF CHANGE: 20210707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sternberg Ophir CENTRAL INDEX KEY: 0001793414 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39445 FILM NUMBER: 211078841 MAIL ADDRESS: STREET 1: C/O OPES ACQUISITION CORP. STREET 2: JAVIER BARROS SIERRA 540, OF. 103 CITY: MEXICO CITY STATE: O5 ZIP: 01210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lionheart Acquisition Corp. II CENTRAL INDEX KEY: 0001802450 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4218 NE 2ND AVENUE, 2ND FL. CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 305-573-3900 MAIL ADDRESS: STREET 1: 4218 NE 2ND AVENUE, 2ND FL. CITY: MIAMI STATE: FL ZIP: 33137 FORMER COMPANY: FORMER CONFORMED NAME: Lionheart Acquisition Corp. DATE OF NAME CHANGE: 20200205 4 1 tm2121630d1_4.xml OWNERSHIP DOCUMENT X0306 4 2021-06-25 0 0001802450 Lionheart Acquisition Corp. II LCAP 0001793414 Sternberg Ophir 4218 2ND AVENUE MIAMI FL 33137 1 1 1 0 PRESIDENT AND CEO Class A Common Stock 2021-06-25 4 P 0 440000 10.00 A 180000 I By Lionheart Equities, LLC Class A Common Stock 2021-07-04 4 P 0 5000 10.00 A 445000 I By Lionheart Equities, LLC Class B Common Stock 2021-06-25 4 P 0 540000 A Class A Common Stock 540000 5202500 I By Lionheart Equities, LLC Class B Common Stock 2021-07-04 4 P 0 15000 A Class A Common Stock 15000 5217500 I By Lionheart Equities, LLC Warrants to purchase Class A Common Stock 11.5 2021-06-25 4 P 0 90000 A Class A Common Stock 90000 220000 I By Lionheart Equities, LLC Warrants to purchase Class A Common Stock 11.5 2021-07-04 4 P 0 2500 A Class A Common Stock 2500 222500 I By Lionheart Equities, LLC In connection with Mr. Aman Kapadia's resignation as a director of the issuer, Lionheart Equities, LLC acquired all of the issuer's private placement units and Class B Common Stock held by vehicles and accounts managed by Akaris Global Partners LP, an such entity over which Mr. Kapadia has voting and dispositive power. Each private placement unit consists of one share of Class A Common Stock and one-half of one warrant, with each whole warrant entitling the holder thereof to purchase one Class A Common Stock at a price of $11.50 per share, subject to certain adjustments. In connection with Mr. Trevor Barran's resignation as a director and chief operating officer of the issuer, Lionheart Equities, LLC acquired all of the issuer's private placement units and Class B Common Stock owned by Mr. Barran. Each private placement unit consists of one share of Class A Common Stock and one-half of one warrant, with each whole warrant entitling the holder thereof to purchase one Class A Common Stock at a price of $11.50 per share, subject to certain adjustments. Represents securities held by Lionheart Equities, LLC, over which Mr. Sternberg has voting and dispositive power. As described in the issuer's registration statement on Form S-1 (File No. 333-240130) (the "Registration Statement"), the shares of Class B Common Stock will automatically convert into shares of Class A Common Stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. The warrants become exercisable on the later of (i) 30 days after the completion of the issuer's initial business combination and (ii) August 18, 2021. The warrants expire five years after the completion of the issuer's initial business combination or earlier upon redemption or liquidation, as described in the Registration Statement. /s/ Ophir Sternberg 2021-07-07