The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC COM | COM | 037833100 | 10,026 | 50,647 | SH | SOLE | 43,618 | 0 | 7,029 | ||
ARCHER-DANIELS-MIDLAND CO COM | COM | 039483102 | 229 | 5,600 | SH | SOLE | 4,000 | 0 | 1,600 | ||
ABERDEEN TOTAL DYNAMIC DIVID F COM SH BEN INT | COM SH BEN INT | 00326L100 | 675 | 81,050 | SH | SOLE | 68,400 | 0 | 12,650 | ||
BANK OF AMERICA CORPORATION COM | COM | 060505104 | 7,253 | 250,093 | SH | SOLE | 145,429 | 0 | 104,664 | ||
BAXTER INTERNATIONAL INC COM | COM | 071813109 | 778 | 9,500 | SH | SOLE | 9,100 | 0 | 400 | ||
BB&T CORP COM | COM | 054937107 | 277 | 5,645 | SH | SOLE | 5,100 | 0 | 545 | ||
BOULDER GROWTH & INCOME FUND COM | COM | 101507101 | 3,194 | 284,216 | SH | SOLE | 184,090 | 0 | 100,126 | ||
BIOGEN INC COM | COM | 09062X103 | 355 | 1,519 | SH | SOLE | 300 | 0 | 1,219 | ||
BLACKROCK INC COM | COM | 09247X101 | 1,595 | 3,400 | SH | SOLE | 3,400 | 0 | 0 | ||
BP ADR SPONSORED | SPONSORED ADR | 055622104 | 3,947 | 94,580 | SH | SOLE | 51,540 | 0 | 43,040 | ||
BERKSHIRE HATHAWAY INC COM CL B | CL B NEW | 084670702 | 2,562 | 12,027 | SH | SOLE | 12,027 | 0 | 0 | ||
CITIGROUP INC COM | COM NEW | 172967424 | 3,733 | 53,302 | SH | SOLE | 34,598 | 0 | 18,704 | ||
CATASYS INC COM | COM PAR | 149049504 | 5,285 | 274,922 | SH | SOLE | 228,169 | 0 | 46,753 | ||
CHINA MOBILE LTD ADR SPONSORED | SPONSORED ADR | 16941M109 | 1,042 | 23,000 | SH | SOLE | 21,000 | 0 | 2,000 | ||
COMCAST CORP COM CL A | CL A | 20030N101 | 733 | 17,296 | SH | SOLE | 14,496 | 0 | 2,800 | ||
CONOCOPHILLIPS COM | COM | 20825C104 | 1,245 | 20,393 | SH | SOLE | 18,100 | 0 | 2,293 | ||
CHEVRON CORPORATION COM | COM | 166764100 | 2,058 | 16,534 | SH | SOLE | 12,560 | 0 | 3,974 | ||
DIAGEO ADR SPONSORED | SPON ADR NEW | 25243Q205 | 1,895 | 11,000 | SH | SOLE | 7,900 | 0 | 3,100 | ||
ISHARES TRUST MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 10,891 | 165,500 | SH | SOLE | 165,200 | 0 | 300 | ||
Goldman Sachs Group, Inc. | COM | 38141G104 | 532 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
INTERNATIONAL BUS MACH CORP COM | COM | 459200101 | 773 | 5,600 | SH | SOLE | 5,100 | 0 | 500 | ||
INTEL CORP COM | COM | 458140100 | 1,701 | 35,450 | SH | SOLE | 32,200 | 0 | 3,250 | ||
Ishares Tr | 0 | 464287770 | 645 | 4,800 | SH | SOLE | 4,800 | 0 | 0 | ||
JPMORGAN CHASE & CO. COM | COM | 46625H100 | 3,434 | 30,685 | SH | SOLE | 21,800 | 0 | 8,885 | ||
LOCKHEED MARTIN CORP COM | COM | 539830109 | 1,732 | 4,765 | SH | SOLE | 4,265 | 0 | 500 | ||
Lloyds Banking Group Plc | ADR | 539439109 | 165 | 58,000 | SH | SOLE | 58,000 | 0 | 0 | ||
MCDONALD'S CORPORATION COM | COM | 580135101 | 3,527 | 16,982 | SH | SOLE | 13,500 | 0 | 3,482 | ||
MGM RESORTS INTERNATIONAL COM | COM | 552953101 | 1,746 | 61,100 | SH | SOLE | 28,900 | 0 | 32,200 | ||
ALTRIA GROUP INC COM | COM | 02209S103 | 912 | 19,223 | SH | SOLE | 15,800 | 0 | 3,423 | ||
MICROSOFT CORP COM | COM | 594918104 | 5,086 | 37,933 | SH | SOLE | 27,854 | 0 | 10,079 | ||
PEPSICO INC COM | COM | 713448108 | 1,170 | 8,900 | SH | SOLE | 8,100 | 0 | 800 | ||
PFIZER INC COM | COM | 717081103 | 1,387 | 32,023 | SH | SOLE | 22,571 | 0 | 9,452 | ||
PNC FINANCIAL SERVICES GROUP COM | COM | 693475105 | 357 | 2,600 | SH | SOLE | 2,300 | 0 | 300 | ||
SCOTTS MIRACLE-GRO COMPANY COM CL A | CL A | 810186106 | 305 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
CHINA PETROLEUM & CHEMICAL COR ADR SPONSORED | SPON ADR H SHS | 16941R108 | 402 | 5,900 | SH | SOLE | 5,500 | 0 | 400 | ||
SPECIAL OPPORTUNITIES FUND INC COM | COM | 84741T104 | 376 | 27,336 | SH | SOLE | 22,485 | 0 | 4,851 | ||
SYSCO CORP COM | COM | 871829107 | 1,511 | 21,400 | SH | SOLE | 19,100 | 0 | 2,300 | ||
TARGET CORP COM | COM | 87612E106 | 4,314 | 49,795 | SH | SOLE | 19,375 | 0 | 30,420 | ||
WELLS FARGO & COMPANY COM | COM | 949746101 | 2,153 | 45,470 | SH | SOLE | 39,700 | 0 | 5,770 | ||
WALMART INC COM | COM | 931142103 | 1,732 | 15,675 | SH | SOLE | 14,195 | 0 | 1,480 | ||
EXXON MOBIL CORPORATION COM | COM | 30231G102 | 3,559 | 46,437 | SH | SOLE | 37,140 | 0 | 9,297 | ||
COCA-COLA CO COM | COM | 191216100 | 250 | 4,917 | SH | SOLE | 3,400 | 0 | 1,517 | ||
PROCTER & GAMBLE CO COM | COM | 742718109 | 2,844 | 25,934 | SH | SOLE | 6,552 | 0 | 19,382 | ||
GENERAL ELECTRIC CO COM | COM | 369604103 | 349 | 33,215 | SH | SOLE | 500 | 0 | 32,715 | ||
ISHARES TRUST RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 9,254 | 59,300 | SH | SOLE | 59,000 | 0 | 300 | ||
WisdomTree TR | EMG MKTS SMCAP | 97717W281 | 464 | 9,850 | SH | SOLE | 9,850 | 0 | 0 | ||
WisdomTree TR | INTL SMCAP DIV | 97717W760 | 405 | 6,216 | SH | SOLE | 6,216 | 0 | 0 | ||
ISHARES TRUST IBOXX HI YD ETF | IBOXX HI YD ETF | 464288513 | 10,564 | 121,061 | SH | SOLE | 120,627 | 0 | 434 | ||
SPDR SERIES TRUST BLOOMBERG BRCLYS ETF | BLOOMBERG BRCLYS | 78468R622 | 6,674 | 61,200 | SH | SOLE | 61,000 | 0 | 200 | ||
TITAN PHARMACEUTICAL INC COM | COM | 888314507 | 15 | 11,685 | SH | SOLE | 4,575 | 0 | 7,110 | ||
WALT DISNEY COMPANY (THE) COM | COM DISNEY | 254687106 | 540 | 3,866 | SH | SOLE | 3,564 | 0 | 302 | ||
HOME DEPOT INC COM | COM | 437076102 | 2,588 | 12,443 | SH | SOLE | 6,712 | 0 | 5,731 | ||
PHILIP MORRIS INTL INC COM | COM | 718172109 | 310 | 3,950 | SH | SOLE | 400 | 0 | 3,550 | ||
ABBOTT LABORATORIES COM | COM | 002824100 | 666 | 7,925 | SH | SOLE | 5,300 | 0 | 2,625 | ||
ABBVIE INC COM | COM | 00287Y109 | 558 | 7,676 | SH | SOLE | 5,300 | 0 | 2,376 | ||
JOHNSON & JOHNSON COM | COM | 478160104 | 1,552 | 11,141 | SH | SOLE | 3,500 | 0 | 7,641 | ||
KIMBERLY CLARK CORP COM | COM | 494368103 | 250 | 1,875 | SH | SOLE | 1,100 | 0 | 775 | ||
MERCK & CO INC COM | COM | 58933Y105 | 677 | 8,069 | SH | SOLE | 5,680 | 0 | 2,389 | ||
TRAVELERS COMPANIES INC COM | COM | 89417E109 | 244 | 1,634 | SH | SOLE | 1,184 | 0 | 450 | ||
BRISTOL-MYERS SQUIBB CO COM | COM | 110122108 | 574 | 12,666 | SH | SOLE | 3,018 | 0 | 9,648 | ||
VERIZON COMMUNICATIONS COM | COM | 92343V104 | 204 | 3,563 | SH | SOLE | 844 | 0 | 2,719 | ||
3M COMPANY COM | COM | 88579Y101 | 631 | 3,642 | SH | SOLE | 110 | 0 | 3,532 | ||
UNITED TECHNOLOGIES CORP COM | COM | 913017109 | 339 | 2,600 | SH | SOLE | 2,000 | 0 | 600 | ||
EATON VANCE SHORT COM | COM | 27828V104 | 311 | 22,995 | SH | SOLE | 13,845 | 0 | 9,150 | ||
FLEXSHARES TRUST MORNSTAR UPSTR ETF | MORNSTAR UPSTR | 33939L407 | 349 | 10,586 | SH | SOLE | 0 | 0 | 10,586 | ||
CATERPILLAR INC COM | COM | 149123101 | 249 | 1,830 | SH | SOLE | 1,830 | 0 | 0 | ||
NORTHSIGHT CAPITAL INC COM | 0 | 66702Q203 | 0 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
SPDR S&P500 ETF TRUST TR UNIT ETF | TR UNIT | 78462F103 | 281 | 958 | SH | SOLE | 958 | 0 | 0 | ||
SHERWIN-WILLIAMS CO COM | COM | 824348106 | 733 | 1,600 | SH | SOLE | 0 | 0 | 1,600 | ||
SPDR S&P 500 ETF TRUST | LARGE BLEND EQUTY ETF | 78462F103 | 586 | 1,900 | SH | Put | SOLE | 0 | 0 | 0 |