The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| APPLE INC COM | COM | 037833100 | 26,262 | 191,753 | SH | SOLE | 134,850 | 0 | 98,903 | ||
| TARGET CORP COM | COM | 87612E106 | 9,781 | 40,462 | SH | SOLE | 9,800 | 0 | 30,662 | ||
| BANK OF AMERICA CORPORATION COM | COM | 060505104 | 8,867 | 215,015 | SH | SOLE | 151,895 | 0 | 137,720 | ||
| MICROSOFT CORP COM | COM | 594918104 | 7,618 | 28,110 | SH | SOLE | 21,754 | 0 | 24,256 | ||
| ISHARES TRUST MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 6,003 | 76,000 | SH | SOLE | 0 | 0 | 76,000 | ||
| ISHARES TRUST RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 5,538 | 24,095 | SH | SOLE | 24,000 | 0 | 24,095 | ||
| JPMORGAN CHASE & CO. COM | COM | 46625H100 | 4,497 | 28,890 | SH | SOLE | 39,976 | 0 | 7,464 | ||
| Ontrack, Inc | Com | 683373104 | 4,049 | 124,663 | SH | SOLE | 111,414 | 0 | 116,249 | ||
| SPDR SERIES TRUST BLOOMBERG BRCLYS ETF | BLOOMBERG BRCLYS | 78468R622 | 3,982 | 36,200 | SH | SOLE | 36,000 | 0 | 36,200 | ||
| MCDONALD'S CORPORATION COM | COM | 580135101 | 3,379 | 14,612 | SH | SOLE | 13,900 | 0 | 11,512 | ||
| CITIGROUP INC COM | COM NEW | 172967424 | 2,972 | 41,993 | SH | SOLE | 25,350 | 0 | 37,643 | ||
| ALTRIA GROUP INC COM | COM | 02209S103 | 2,915 | 61,116 | SH | SOLE | 106,560 | 0 | 7,556 | ||
| BLACKROCK INC COM | COM | 09247X101 | 2,913 | 3,328 | SH | SOLE | 3,240 | 0 | 3,188 | ||
| BOULDER GROWTH & INCOME FUND COM | COM | 101507101 | 2,868 | 211,781 | SH | SOLE | 139,540 | 0 | 145,241 | ||
| BERKSHIRE HATHAWAY INC COM CL B | CL B NEW | 084670702 | 2,855 | 11,905 | SH | SOLE | 6,900 | 0 | 11,905 | ||
| WELLS FARGO & COMPANY COM | COM | 949746101 | 2,571 | 56,706 | SH | SOLE | 91,950 | 0 | 12,756 | ||
| Cronos Group Inc. | Com | 22717L101 | 2,170 | 252,325 | SH | SOLE | 245,600 | 0 | 241,725 | ||
| EXXON MOBIL CORPORATION COM | COM | 30231G102 | 2,014 | 31,973 | SH | SOLE | 26,526 | 0 | 23,447 | ||
| INTEL CORP COM | COM | 458140100 | 1,960 | 34,930 | SH | SOLE | 32,200 | 0 | 34,730 | ||
| PROCTER & GAMBLE CO COM | COM | 742718109 | 1,953 | 14,475 | SH | SOLE | 4,050 | 0 | 10,425 | ||
| WALMART INC COM | COM | 931142103 | 1,834 | 13,003 | SH | SOLE | 11,795 | 0 | 11,208 | ||
| Mitsubishi UFJ Financial | Com | 064255AR3 | 1,774 | 327,737 | SH | SOLE | 268,936 | 0 | 288,801 | ||
| HOME DEPOT INC COM | COM | 437076102 | 1,768 | 5,543 | SH | SOLE | 1,212 | 0 | 4,331 | ||
| ISHARES TRUST IBOXX HI YD ETF | IBOXX HI YD ETF | 464288513 | 1,719 | 19,526 | SH | SOLE | 19,092 | 0 | 19,434 | ||
| BP ADR SPONSORED | SPONSORED ADR | 055622104 | 1,690 | 63,930 | SH | SOLE | 38,773 | 0 | 55,157 | ||
| JOHNSON & JOHNSON COM | COM | 478160104 | 1,503 | 9,121 | SH | SOLE | 1,480 | 0 | 7,641 | ||
| DIAGEO ADR SPONSORED | SPON ADR NEW | 25243Q205 | 1,448 | 7,557 | SH | SOLE | 4,600 | 0 | 6,757 | ||
| MGM RESORTS INTERNATIONAL COM | COM | 552953101 | 1,250 | 29,300 | SH | SOLE | 10,400 | 0 | 18,900 | ||
| ALPHATEC HLDGS INC COM | COM NEW | 02081G201 | 1,072 | 70,000 | SH | SOLE | 0 | 0 | 70,000 | ||
| Cytosorbents Corporation | Com | 23283X206 | 1,035 | 136,900 | SH | SOLE | 130,000 | 0 | 131,900 | ||
| Occidental Petroleum Corp | COM | 674599105 | 971 | 33,000 | SH | SOLE | 31,500 | 0 | 33,000 | ||
| Fortress Transportation and Infrastructure Investors LLC | Com | 34960P101 | 945 | 28,151 | SH | SOLE | 50,000 | 0 | 3,151 | ||
| BRISTOL-MYERS SQUIBB CO COM | COM | 110122108 | 829 | 12,411 | SH | SOLE | 3,018 | 0 | 9,393 | ||
| ABBVIE INC COM | COM | 00287Y109 | 793 | 7,038 | SH | SOLE | 2,255 | 0 | 4,783 | ||
| Vangurd S&P500 ETF | COM | 922908363 | 761 | 1,933 | SH | SOLE | 1 | 0 | 1,932 | ||
| ABBOTT LABORATORIES COM | COM | 002824100 | 739 | 6,375 | SH | SOLE | 1,925 | 0 | 4,450 | ||
| 3M COMPANY COM | COM | 88579Y101 | 684 | 3,442 | SH | SOLE | 110 | 0 | 3,332 | ||
| Federal National Mortgage Association. Inc | Com | 313586109 | 620 | 400,000 | SH | SOLE | 400,000 | 0 | 400,000 | ||
| CHEVRON CORPORATION COM | COM | 166764100 | 607 | 5,799 | SH | SOLE | 5,100 | 0 | 2,699 | ||
| Immunity Bio, Inc | Com | 45256x103 | 593 | 41,475 | SH | SOLE | 40,950 | 0 | 40,525 | ||
| PFIZER INC COM | COM | 717081103 | 554 | 14,149 | SH | SOLE | 6,732 | 0 | 7,417 | ||
| LOWE'S COMPANIES INC COM | COM | 548661107 | 510 | 2,627 | SH | SOLE | 900 | 0 | 1,727 | ||
| SCOTTS MIRACLE-GRO COMPANY COM CL A | CL A | 810186106 | 466 | 2,427 | SH | SOLE | 4,100 | 0 | 327 | ||
| BIOGEN INC COM | COM | 09062X103 | 422 | 1,219 | SH | SOLE | 0 | 0 | 1,219 | ||
| UBS Group AG | Com | H42097107 | 416 | 27,089 | SH | SOLE | 23,000 | 0 | 27,089 | ||
| SPDR S&P500 ETF TRUST TR UNIT ETF | TR UNIT | 78462F103 | 410 | 958 | SH | SOLE | 958 | 0 | 0 | ||
| FLEXSHARES TRUST MORNSTAR UPSTR ETF | MORNSTAR UPSTR | 33939L407 | 405 | 10,586 | SH | SOLE | 10,586 | 0 | 0 | ||
| WALT DISNEY COMPANY (THE) COM | COM DISNEY | 254687106 | 335 | 1,907 | SH | SOLE | 1,705 | 0 | 202 | ||
| MERCK & CO INC COM | COM | 58933Y105 | 316 | 4,058 | SH | SOLE | 2,330 | 0 | 1,728 | ||
| PNC FINANCIAL SERVICES GROUP COM | COM | 693475105 | 310 | 1,625 | SH | SOLE | 0 | 0 | 1,625 | ||
| TEXAS INSTRUMENTS INC COM | COM | 882508104 | 288 | 1,500 | SH | SOLE | 0 | 0 | 1,500 | ||
| PEPSICO INC COM | COM | 713448108 | 267 | 1,800 | SH | SOLE | 1,300 | 0 | 500 | ||
| COMCAST CORP COM CL A | CL A | 20030N101 | 261 | 4,574 | SH | SOLE | 2,000 | 0 | 2,574 | ||
| Raytheon Technologies Corporation | COM | 75513E101 | 222 | 2,600 | SH | SOLE | 2,000 | 0 | 600 | ||
| GENERAL ELECTRIC CO COM | COM | 369604103 | 175 | 12,975 | SH | SOLE | 500 | 0 | 12,475 | ||
| EATON VANCE SHORT COM | COM | 27828V104 | 137 | 10,300 | SH | SOLE | 6,700 | 0 | 3,600 | ||
| ABERDEEN TOTAL DYNAMIC DIVID F COM SH BEN INT | COM SH BEN INT | 00326L100 | 127 | 12,500 | SH | SOLE | 0 | 0 | 12,500 | ||
| Hill International, Inc. | Com | 431466101 | 39 | 15,000 | SH | SOLE | 15,000 | 0 | 15,000 | ||