0001104659-24-068319.txt : 20240604
0001104659-24-068319.hdr.sgml : 20240604
20240604171341
ACCESSION NUMBER: 0001104659-24-068319
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240603
FILED AS OF DATE: 20240604
DATE AS OF CHANGE: 20240604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ralston Shannon
CENTRAL INDEX KEY: 0002023708
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39619
FILM NUMBER: 241019333
MAIL ADDRESS:
STREET 1: C/O KIROMIC BIOPHARMA, INC.
STREET 2: 7707 FANNIN STREET, SUITE 140
CITY: HOUSTON
STATE: TX
ZIP: 77054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kiromic Biopharma, Inc.
CENTRAL INDEX KEY: 0001792581
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 464762913
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7707 FANNIN ST.
STREET 2: SUITE 140
CITY: HOUSTON
STATE: TX
ZIP: 77054
BUSINESS PHONE: 832-968-4888
MAIL ADDRESS:
STREET 1: 7707 FANNIN ST.
STREET 2: SUITE 140
CITY: HOUSTON
STATE: TX
ZIP: 77054
FORMER COMPANY:
FORMER CONFORMED NAME: Kiromic, Inc.
DATE OF NAME CHANGE: 20191029
4
1
tm2416365-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-06-03
0
0001792581
Kiromic Biopharma, Inc.
KRBP
0002023708
Ralston Shannon
C/O KIROMIC BIOPHARMA INC.
7707 FANNIN, SUITE 200
HOUSTON
TX
77054
0
0
1
0
0
$2,000,000 Senior Secured Convertible Note
2.50
2024-06-03
4
P
0
2000000
2000000
A
2024-06-03
2025-06-03
Common Stock
800000
19239703
I
see footnote
The$2,000,000 Senior Secured Convertible Note bears interest at 25% and is subject to a 19.99% blocker.
The Reporting Person beneficially owns an aggregate $19,239,703 principal amount Senior Secured Convertible Notes.
Through S.hield Cap1tal Funding LLC.
/s/ Shannon Ralston
2024-06-04