0001654954-22-012142.txt : 20220902 0001654954-22-012142.hdr.sgml : 20220902 20220902203312 ACCESSION NUMBER: 0001654954-22-012142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220815 FILED AS OF DATE: 20220902 DATE AS OF CHANGE: 20220902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Monat Jeffrey CENTRAL INDEX KEY: 0001792332 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56254 FILM NUMBER: 221226622 MAIL ADDRESS: STREET 1: C/O MERIDA MERGER CORP. I STREET 2: 641 LEXINGTON AVE., 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lowell Farms Inc. CENTRAL INDEX KEY: 0001838128 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19 QUAIL RUN CIRCLE - SUITE B CITY: SALINAS STATE: CA ZIP: 93907 BUSINESS PHONE: (831) 998-8214 MAIL ADDRESS: STREET 1: 19 QUAIL RUN CIRCLE - SUITE B CITY: SALINAS STATE: CA ZIP: 93907 FORMER COMPANY: FORMER CONFORMED NAME: Indus Holdings, Inc. DATE OF NAME CHANGE: 20201228 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2022-08-15 0001838128 Lowell Farms Inc. LOWLF 0001792332 Monat Jeffrey C/O LOWELL FARMS INC. 19 QUAIL RUN CIRCLE, SUITE B SALINAS CA 93907 true Convertible Debenture of Indus Holding Company 0.2313 2022-08-15 4 P false 216169 A 2022-08-15 2023-10-13 Subordinate Voting Shares 216169 216169 I See footnote Warrants (right to buy) 0.2613 2022-08-15 4 P false 216169 A 2022-08-15 2026-02-19 Subordinate Voting Shares 216169 216169 I See footnote Warrants (right to buy Shares of Indus Holding Company) 0.2613 2022-08-15 4 P false 324254 A 2022-08-15 2026-02-19 Subordinate Voting Shares 324254 324254 I See footnote The principal amount of each convertible debenture is convertible into Class C Common Shares of Indus Holding Company ("Class C Common Shares") at $0.2313 per share. Class C Common Shares may be redeemed at the option of the holder for Subordinate Voting Shares of the issuer on a one-for-one basis in accordance with the certificate of incorporation of Indus Holding Company. Class C Common Shares may be redeemed at any time and have no expiration date. Interest accrues on the convertible debentures and is payable quarterly in arrears; any accrued and unpaid interest at the time of conversion of a convertible debenture is convertible into additional Class C Common Shares at $0.2313 per share. Accrued interest is not included in the underlying share numbers. The aggregate purchase price paid for the convertible debentures and warrants is $50,000. Held by Nicole Monat, Mr. Monat's wife. Mr. Monat disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. /s/ Jeffrey Monat 2022-09-02