0001104659-24-077876.txt : 20240703 0001104659-24-077876.hdr.sgml : 20240703 20240703213057 ACCESSION NUMBER: 0001104659-24-077876 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240701 FILED AS OF DATE: 20240703 DATE AS OF CHANGE: 20240703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foresite Capital Fund V, L.P. CENTRAL INDEX KEY: 0001792204 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42143 FILM NUMBER: 241101520 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET, SUITE 4500 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-877-4887 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET, SUITE 4500 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foresite Capital Opportunity Fund V, L.P. CENTRAL INDEX KEY: 0001792205 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42143 FILM NUMBER: 241101518 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET, SUITE 4500 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-877-4887 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET, SUITE 4500 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foresite Capital Management V, LLC CENTRAL INDEX KEY: 0001792206 ORGANIZATION NAME: FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42143 FILM NUMBER: 241101521 BUSINESS ADDRESS: STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 150 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 415-877-4887 MAIL ADDRESS: STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 150 CITY: LARKSPUR STATE: CA ZIP: 94939 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foresite Capital Opportunity Management V, LLC CENTRAL INDEX KEY: 0001792207 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42143 FILM NUMBER: 241101519 BUSINESS ADDRESS: STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 150 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 415-877-4887 MAIL ADDRESS: STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 150 CITY: LARKSPUR STATE: CA ZIP: 94939 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foresite Capital Management VI LLC CENTRAL INDEX KEY: 0002013341 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42143 FILM NUMBER: 241101517 BUSINESS ADDRESS: STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 150 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 415-877-4887 MAIL ADDRESS: STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 150 CITY: LARKSPUR STATE: CA ZIP: 94939 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Labs Co-Invest V, LLC CENTRAL INDEX KEY: 0001810063 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42143 FILM NUMBER: 241101515 BUSINESS ADDRESS: STREET 1: 601 CALIFORNIA STREET, SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 415-787-6008 MAIL ADDRESS: STREET 1: 601 CALIFORNIA STREET, SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 FORMER NAME: FORMER CONFORMED NAME: Labs Co-Invest V LLC DATE OF NAME CHANGE: 20200420 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foresite Labs Fund I, L.P. CENTRAL INDEX KEY: 0001848472 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42143 FILM NUMBER: 241101513 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET, SUITE 4500 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-877-4887 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET, SUITE 4500 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foresite Labs Management I, LLC CENTRAL INDEX KEY: 0001848577 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42143 FILM NUMBER: 241101514 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET, SUITE 4500 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-877-4887 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET, SUITE 4500 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foresite Capital Fund VI LP CENTRAL INDEX KEY: 0001932516 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42143 FILM NUMBER: 241101516 BUSINESS ADDRESS: STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 150 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 415-877-4887 MAIL ADDRESS: STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 150 CITY: LARKSPUR STATE: CA ZIP: 94939 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALUMIS INC. CENTRAL INDEX KEY: 0001847367 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 280 EAST GRAND AVENUE CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-231-6625 MAIL ADDRESS: STREET 1: 280 EAST GRAND AVENUE CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FORMER COMPANY: FORMER CONFORMED NAME: ESKER THERAPEUTICS, INC. DATE OF NAME CHANGE: 20230427 FORMER COMPANY: FORMER CONFORMED NAME: FL2021-001, Inc. DATE OF NAME CHANGE: 20210222 4 1 tm2418840-2_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-07-01 0 0001847367 ALUMIS INC. ALMS 0001792206 Foresite Capital Management V, LLC 900 LARKSPUR LANDING CIRCLE SUITE 150 LARKSPUR CA 94939 0 0 1 0 0001792204 Foresite Capital Fund V, L.P. 900 LARKSPUR LANDING CIRCLE SUITE 150 LARKSPUR CA 94939 0 0 1 0 0001792207 Foresite Capital Opportunity Management V, LLC 900 LARKSPUR LANDING CIRCLE SUITE 150 LARKSPUR CA 94939 0 0 1 0 0001792205 Foresite Capital Opportunity Fund V, L.P. 900 LARKSPUR LANDING CIRCLE SUITE 150 LARKSPUR CA 94939 0 0 1 0 0002013341 Foresite Capital Management VI LLC 900 LARKSPUR LANDING CIRCLE SUITE 150 LARKSPUR CA 94939 0 0 1 0 0001932516 Foresite Capital Fund VI LP 900 LARKSPUR LANDING CIRCLE SUITE 150 LARKSPUR CA 94939 0 0 1 0 0001810063 Labs Co-Invest V, LLC 900 LARKSPUR LANDING CIRCLE SUITE 150 LARKSPUR CA 94939 0 0 1 0 0001848577 Foresite Labs Management I, LLC 900 LARKSPUR LANDING CIRCLE SUITE 150 LARKSPUR CA 94939 0 0 1 0 0001848472 Foresite Labs Fund I, L.P. 900 LARKSPUR LANDING CIRCLE SUITE 150 LARKSPUR CA 94939 0 0 1 0 0 Common Stock 2024-07-01 4 C 0 1944577 0.00 A 1944577 I See Footnote Common Stock 2024-07-01 4 C 0 1122994 0.00 A 3067571 I See Footnote Common Stock 2024-07-01 4 C 0 560076 0.00 A 3627647 I See Footnote Common Stock 2024-07-01 4 C 0 622344 0.00 A 4249991 I See Footnote Common Stock 2024-07-01 4 C 0 1022398 0.00 A 5272389 I See Footnote Common Stock 2024-07-01 4 P 0 312500 16.00 A 5584889 I See Footnote Common Stock 2024-07-01 4 C 0 194459 0.00 A 194459 I See Footnote Common Stock 2024-07-01 4 C 0 481283 0.00 A 481283 I See Footnote Common Stock 2024-07-01 4 C 0 560076 0.00 A 1041359 I See Footnote Common Stock 2024-07-01 4 C 0 311172 0.00 A 1352531 I See Footnote Common Stock 2024-07-01 4 C 0 681598 0.00 A 2034129 I See Footnote Common Stock 2024-07-01 4 C 0 967567 0.00 A 967567 I See Footnote Common Stock 2024-07-01 4 C 0 311172 0.00 A 1278739 I See Footnote Common Stock 2024-07-01 4 C 0 681598 0.00 A 1960337 I See Footnote Common Stock 2024-07-01 4 C 0 311172 0.00 A 311172 I See Footnote Common Stock 2024-07-01 4 C 0 1703998 0.00 A 2015170 I See Footnote Common Stock 2024-07-01 4 P 0 2187500 16.00 A 4202670 I See Footnote Common Stock 1176470 I See Footnote Series Seed Redeemable Convertible Preferred Stock 2024-07-01 4 C 0 1944577 0.00 D Common Stock 1944577 0 I See Footnote Series Seed Redeemable Convertible Preferred Stock 2024-07-01 4 C 0 194459 0.00 D Common Stock 194459 0 I See Footnote Series A Redeemable Convertible Preferred Stock 2024-07-01 4 C 0 1122994 0.00 D Common Stock 1122994 0 I See Footnote Series A Redeemable Convertible Preferred Stock 2024-07-01 4 C 0 481283 0.00 D Common Stock 481283 0 I See Footnote Series B-1 Redeemable Convertible Preferred Stock 2024-07-01 4 C 0 560076 0.00 D Common Stock 560076 0 I See Footnote Series B-1 Redeemable Convertible Preferred Stock 2024-07-01 4 C 0 560076 0.00 D Common Stock 560076 0 I See Footnote Series B-1 Redeemable Convertible Preferred Stock 2024-07-01 4 C 0 967567 0.00 D Common Stock 967567 0 I See Footnote Series B-2 Redeemable Convertible Preferred Stock 2024-07-01 4 C 0 622344 0.00 D Common Stock 622344 0 I See Footnote Series B-2 Redeemable Convertible Preferred Stock 2024-07-01 4 C 0 311172 0.00 D Common Stock 311172 0 I See Footnote Series B-2 Redeemable Convertible Preferred Stock 2024-07-01 4 C 0 311172 0.00 D Common Stock 311172 0 I See Footnote Series B-2 Redeemable Convertible Preferred Stock 2024-07-01 4 C 0 311172 0.00 D Common Stock 311172 0 I See Footnote Series C Redeemable Convertible Preferred Stock 2024-07-01 4 C 0 1022398 0.00 D Common Stock 1022398 0 I See Footnote Series C Redeemable Convertible Preferred Stock 2024-07-01 4 C 0 681598 0.00 D Common Stock 681598 0 I See Footnote Series C Redeemable Convertible Preferred Stock 2024-07-01 4 C 0 1703998 0.00 D Common Stock 1703998 0 I See Footnote Series C Redeemable Convertible Preferred Stock 2024-07-01 4 C 0 681598 0.00 D Common Stock 681598 0 I See Footnote Immediately prior to the closing of the Issuer's initial public offering of its Common Stock, each share of Series Seed Redeemable Convertible Preferred Stock, Series A Redeemable Convertible Preferred Stock, Series B-1 Redeemable Convertible Preferred Stock, Series B-2 Redeemable Convertible Preferred Stock and Series C Redeemable Convertible Preferred Stock automatically converted into one share of Common Stock and has no expiration date. The shares are held of record by Foresite Capital Fund V, L.P. ("Fund V"). Foresite Capital Management V, LLC ("FCM V") is the general partner of Fund V and may be deemed to have sole voting and dispositive power over such shares. James B. Tananbaum ("Tananbaum"), the managing member of FCM V, may be deemed to have sole voting and dispositive power over such shares. Each of the Reporting Persons disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and, other than Fund V, disclaims beneficial ownership of the shares held by Fund V, except to the extent of such person's pecuniary interest in such securities. The shares are held of record by Labs Co-Invest V, LLC ("Labs Co-Invest"). FCM V is the managing member of Labs Co-Invest and may be deemed to have sole voting and dispositive power over such shares. Tananbaum, the managing member of FCM V, may be deemed to have sole voting and dispositive power over such shares. Each of the Reporting Persons disclaims the existence of a "group", as defined in Rule 13d-5 of the Exchange Act, and, other than Labs Co-Invest, disclaims beneficial ownership of the shares held by Labs Co-Invest, except to the extent of such person's pecuniary interest in such securities. The shares are held of record by Foresite Capital Opportunity Fund V, L.P. ("Opportunity Fund V"). Foresite Capital Opportunity Management V, LLC ("FCOM V") is the general partner of Opportunity Fund V and may be deemed to have sole voting and dispositive power over such shares. Tananbaum, the managing member of FCOM V, may be deemed to have sole voting and dispositive power over such shares. Each of the Reporting Persons disclaims the existence of a "group", as defined in Rule 13d-5 of the Exchange Act, and, other than Opportunity Fund V, disclaims beneficial ownership of the shares held by Opportunity Fund V, except to the extent of such person's pecuniary interest in such securities. The shares are held of record by Foresite Labs Fund I, L.P. ("Labs Fund I"). Foresite Labs Management I, LLC ("FLM I") is the general partner of Labs Fund I and may be deemed to have sole voting and dispositive power over such shares. Tananbaum, the managing member of FLM I, may be deemed to have sole voting and dispositive power over such shares. Each of the Reporting Persons disclaims the existence of a "group", as defined in Rule 13d-5 of the Exchange Act, and, other than Labs Fund I, disclaims beneficial ownership of the shares held by Labs Fund I, except to the extent of such person's pecuniary interest in such securities. The shares are held of record by Foresite Capital Fund VI, L.P. ("Fund VI"). Foresite Capital Management VI, LLC ("FCM VI") is the general partner of Fund VI and may be deemed to have sole voting and dispositive power over such shares. Tananbaum, the managing member of FCM VI, may be deemed to have sole voting and dispositive power over such shares. Each of the Reporting Persons disclaims the existence of a "group", as defined in Rule 13d-5 of the Exchange Act, and, other than Fund VI, disclaims beneficial ownership of the shares held by Fund VI, except to the extent of such person's pecuniary interest in such securities. The shares are held of record by Foresite Labs Affiliates 2021, LLC ("Labs Affiliates"). Foresite Labs, LLC ("Labs") is the managing member of Labs Affiliates and may be deemed to have sole voting and dispositive power over such shares. Tananbaum, a manager of Labs, may be deemed to share voting and dispositive power over such shares. Each of the Reporting Persons disclaims the existence of a "group", as defined in Rule 13d-5 of the Exchange Act, and, other than Lab Affiliates, disclaims beneficial ownership of the shares held by Labs Affiliates, except to the extent of such person's pecuniary interest in such securities. This Form 4 is one of three Form 4s filed on the date hereof in respect of these transactions. The Reporting Persons for the other Form 4s are Tananbaum, Labs Affiliates and Labs. FORESITE CAPITAL MANAGEMENT V, LLC, By: /s/ James B. Tananbaum, Managing Member 2024-07-03 FORESITE CAPITAL FUND V, L.P., By: Foresite Capital Management V, LLC, Its: General Partner, By: /s/ James B. Tananbaum, Managing Member 2024-07-03 FORESITE CAPITAL OPPORTUNITY MANAGEMENT V, LLC, By: /s/ James B. Tananbaum, Managing Member 2024-07-03 FORESITE CAPITAL OPPORTUNITY FUND V, L.P., By: Foresite Capital Opportunity Management V, LLC, Its: General Partner, By: /s/ James B. Tananbaum, Managing Member 2024-07-03 FORESITE CAPITAL MANAGEMENT VI, LLC, By: /s/ James B. Tananbaum, Managing Member 2024-07-03 FORESITE CAPITAL FUND VI, L.P., By: Foresite Capital Management VI, LLC, Its: General Partner, By: /s/ James B. Tananbaum, Managing Member 2024-07-03 LABS CO-INVEST V, LLC, By: Foresite Capital Management V, LLC, Its: Managing Member, By: /s/ James B. Tananbaum, Managing Member 2024-07-03 FORESITE LABS MANAGEMENT I, LLC, By: /s/ James B. Tananbaum, Managing Member 2024-07-03 FORESITE LABS FUND I, L.P., By: Foresite Labs Management I, LLC, Its: General Partner, By: /s/ James B. Tananbaum, Managing Member 2024-07-03