0000899243-23-007225.txt : 20230306 0000899243-23-007225.hdr.sgml : 20230306 20230306190057 ACCESSION NUMBER: 0000899243-23-007225 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230302 FILED AS OF DATE: 20230306 DATE AS OF CHANGE: 20230306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Narula Sanjeev CENTRAL INDEX KEY: 0001820590 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39695 FILM NUMBER: 23710539 MAIL ADDRESS: STREET 1: 1000 MYLAN BOULEVARD CITY: CANONSBURG STATE: PA ZIP: 15317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Viatris Inc CENTRAL INDEX KEY: 0001792044 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 834364296 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 MYLAN BOULEVARD CITY: CANONSBURG STATE: PA ZIP: 15317 BUSINESS PHONE: (724) 514-1465 MAIL ADDRESS: STREET 1: 1000 MYLAN BOULEVARD CITY: CANONSBURG STATE: PA ZIP: 15317 FORMER COMPANY: FORMER CONFORMED NAME: Upjohn Inc DATE OF NAME CHANGE: 20191023 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-02 0 0001792044 Viatris Inc VTRS 0001820590 Narula Sanjeev 1000 MYLAN BOULEVARD CANONSBURG PA 15317 0 1 0 0 Chief Financial Officer Common Stock 2023-03-02 4 M 0 26125 0.00 A 61299 D Common Stock 2023-03-02 4 F 0 11360 11.13 D 49939 D Common Stock 2023-03-02 4 M 0 2067 0.00 A 52006 D Common Stock 2023-03-02 4 F 0 899 11.13 D 51107 D Common Stock 2023-03-04 4 M 0 38889 0.00 A 89996 D Common Stock 2023-03-04 4 F 0 16909 11.13 D 73087 D Common Stock 2023-03-04 4 M 0 1398 0.00 A 74485 D Common Stock 2023-03-04 4 F 0 608 11.13 D 73877 D Restricted Stock Units 0.00 2023-03-02 4 M 0 26125 0.00 D Common Stock 26125 26126 D Dividend Equivalent Units 0.00 2023-03-02 4 M 0 2066.3282 0.00 D Common Stock 2066.3282 2066 D Restricted Stock Units 0.00 2023-03-03 4 A 0 116353 0.00 A Common Stock 116353 116353 D Restricted Stock Units 0.00 2023-03-04 4 M 0 38889 0.00 D Common Stock 38889 77778 D Dividend Equivalent Units 0.00 2023-03-04 4 M 0 1397.7864 0.00 D Common Stock 1397.7864 2796 D Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 2, 2021. Fractional shares have been rounded up in connection with the settlement described in footnote 9 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 2, 2021. Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 4, 2022. Fractional shares have been rounded up in connection with the settlement described in footnote 13 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the DEUs that accrued with respect to the RSUs previously granted on March 4, 2022. Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). 26,126 of the RSUs granted on March 2, 2021 vested on March 2, 2022, 26,125 vested on March 2, 2023 and 26,126 will vest on March 2, 2024. On May 6, 2022, Viatris filed a registration statement on Form S-3 with respect to its Dividend Reinvestment and Share Purchase Plan; amount includes DEUs that subsequently accrued with respect to such RSUs in June 2022, September 2022 and December 2022 in transactions exempt from Section 16 under Rule 16a-11. Represents DEUs that accrued with respect to the RSUs previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs. Each RSU represents the right to receive one share of common stock of Viatris. 38,785 of the RSUs granted on March 3, 2023 will vest on March 3, 2024 and 38,784 will vest on each of March 3, 2025 and March 3, 2026. Each RSU represents the right to receive one share of common stock of Viatris. 38,889 of the RSUs granted on March 4, 2022 vested on March 4, 2023 and 38,889 will vest on each of March 4, 2024 and March 4, 2025. On May 6, 2022, Viatris filed a registration statement on Form S-3 with respect to its Dividend Reinvestment and Share Purchase Plan; amount represents DEUs that subsequently accrued with respect to such RSUs in June 2022, September 2022 and December 2022 in transactions exempt from Section 16 under Rule 16a-11. Represents DEUs that accrued with respect to the RSUs previously granted on March 4, 2022 and vest on the same schedule as the underlying RSUs. /s/ Kevin Macikowski, by power of attorney 2023-03-06