0000899243-23-007215.txt : 20230306 0000899243-23-007215.hdr.sgml : 20230306 20230306190036 ACCESSION NUMBER: 0000899243-23-007215 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230302 FILED AS OF DATE: 20230306 DATE AS OF CHANGE: 20230306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cuneo Andrew CENTRAL INDEX KEY: 0001848186 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39695 FILM NUMBER: 23710531 MAIL ADDRESS: STREET 1: 1000 MYLAN BOULEVARD CITY: CANONSBURG STATE: PA ZIP: 15317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Viatris Inc CENTRAL INDEX KEY: 0001792044 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 834364296 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 MYLAN BOULEVARD CITY: CANONSBURG STATE: PA ZIP: 15317 BUSINESS PHONE: (724) 514-1465 MAIL ADDRESS: STREET 1: 1000 MYLAN BOULEVARD CITY: CANONSBURG STATE: PA ZIP: 15317 FORMER COMPANY: FORMER CONFORMED NAME: Upjohn Inc DATE OF NAME CHANGE: 20191023 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-02 0 0001792044 Viatris Inc VTRS 0001848186 Cuneo Andrew 1000 MYLAN BOULEVARD CANONSBURG PA 15317 0 1 0 0 See Remarks Common Stock 2023-03-02 4 X 0 4577 0.00 A 35554 D Common Stock 2023-03-02 4 F 0 2273 11.13 D 33281 D Common Stock 2023-03-02 4 X 0 17163 0.00 A 50444 D Common Stock 2023-03-02 4 F 0 7687 11.13 D 42757 D Common Stock 2023-03-02 4 M 0 7348 0.00 A 50105 D Common Stock 2023-03-02 4 F 0 3259 11.13 D 46846 D Common Stock 2023-03-02 4 M 0 581 0.00 A 47427 D Common Stock 2023-03-02 4 F 0 258 11.13 D 47169 D Common Stock 2023-03-04 4 M 0 6291 0.00 A 53460 D Common Stock 2023-03-04 4 F 0 2791 11.13 D 50669 D Common Stock 2023-03-04 4 M 0 227 0.00 A 50896 D Common Stock 2023-03-04 4 F 0 101 11.13 D 50795 D Restricted Stock Units 0.00 2023-03-02 4 X 0 4577 0.00 D Common Stock 4577 0 D Restricted Stock Units 0.00 2023-03-02 4 X 0 17163 0.00 D Common Stock 17163 0 D Restricted Stock Units 0.00 2023-03-02 4 M 0 7348 0.00 D Common Stock 7348 7348 D Dividend Equivalent Units 0.00 2023-03-02 4 M 0 580.9548 0.00 D Common Stock 580.9548 581 D Restricted Stock Units 0.00 2023-03-03 4 A 0 37736 0.00 A Common Stock 37736 37736 D Restricted Stock Units 0.00 2023-03-04 4 M 0 6291 0.00 D Common Stock 6291 12582 D Dividend Equivalent Units 0.00 2023-03-04 4 M 0 226.4209 0.00 D Common Stock 226.4209 452 D Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 2, 2020. Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of the RSUs granted on March 2, 2020. Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 2, 2021. Fractional shares have been rounded up in connection with the settlement described in footnote 13 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 2, 2021. Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 4, 2022. Fractional shares have been rounded up in connection with the settlement described in footnote 17 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the DEUs that accrued with respect to the RSUs previously granted on March 4, 2022. Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). 4,577 of the RSUs granted on March 2, 2020 vested on March 2, 2021, 4,576 vested on March 2, 2022 and 4,577 vested on March 2, 2023. Each RSU represents the right to receive one share of common stock of Viatris. These RSUs vested in full on March 2, 2023. Each RSU represents the right to receive one share of common stock of Viatris. 7,348 of the RSUs granted on March 2, 2021 vested on each of March 2, 2022 and March 2, 2023 and 7,348 will vest on March 2, 2024. On May 6, 2022, Viatris filed a registration statement on Form S-3 with respect to its Dividend Reinvestment and Share Purchase Plan; amount includes DEUs that subsequently accrued with respect to such RSUs in June 2022, September 2022 and December 2022 in transactions exempt from Section 16 under Rule 16a-11. Represents DEUs that accrued with respect to the RSUs previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs. Each RSU represents the right to receive one share of common stock of Viatris. 12,579 of the RSUs granted on March 3, 2023 will vest on March 3, 2024, 12,578 will vest on March 3, 2025 and 12,579 will vest on March 3, 2026. Each RSU represents the right to receive one share of common stock of Viatris. 6,291 of the RSUs granted on March 4, 2022 vested on March 4, 2023 and 6,291 will vest on each of March 4, 2024 and March 4, 2025. On May 6, 2022, Viatris filed a registration statement on Form S-3 with respect to its Dividend Reinvestment and Share Purchase Plan; amount represents DEUs that subsequently accrued with respect to such RSUs in June 2022, September 2022 and December 2022 in transactions exempt from Section 16 under Rule 16a-11. Represents DEUs that accrued with respect to the RSUs previously granted on March 4, 2022 and vest on the same schedule as the underlying RSUs. President, JANZ (Japan, Australia and New Zealand) /s/ Kevin Macikowski, by power of attorney 2023-03-06