0000899243-23-007214.txt : 20230306 0000899243-23-007214.hdr.sgml : 20230306 20230306190033 ACCESSION NUMBER: 0000899243-23-007214 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230302 FILED AS OF DATE: 20230306 DATE AS OF CHANGE: 20230306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roman Brian CENTRAL INDEX KEY: 0001847829 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39695 FILM NUMBER: 23710530 MAIL ADDRESS: STREET 1: 1000 MYLAN BOULEVARD CITY: CANONSBURG STATE: PA ZIP: 15317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Viatris Inc CENTRAL INDEX KEY: 0001792044 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 834364296 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 MYLAN BOULEVARD CITY: CANONSBURG STATE: PA ZIP: 15317 BUSINESS PHONE: (724) 514-1465 MAIL ADDRESS: STREET 1: 1000 MYLAN BOULEVARD CITY: CANONSBURG STATE: PA ZIP: 15317 FORMER COMPANY: FORMER CONFORMED NAME: Upjohn Inc DATE OF NAME CHANGE: 20191023 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-02 0 0001792044 Viatris Inc VTRS 0001847829 Roman Brian 1000 MYLAN BOULEVARD CANONSBURG PA 15317 0 1 0 0 Global General Counsel Common Stock 2023-03-02 4 X 0 5034 0.00 A 63261 D Common Stock 2023-03-02 4 F 0 2391 11.13 D 60870 D Common Stock 2023-03-02 4 X 0 18879 0.00 A 79749 D Common Stock 2023-03-02 4 F 0 8245 11.13 D 71504 D Common Stock 2023-03-02 4 M 0 13063 0.00 A 84567 D Common Stock 2023-03-02 4 F 0 5719 11.13 D 78848 D Common Stock 2023-03-02 4 M 0 1033 0.00 A 79881 D Common Stock 2023-03-02 4 F 0 453 11.13 D 79428 D Common Stock 2023-03-04 4 M 0 17157 0.00 A 96585 D Common Stock 2023-03-04 4 F 0 7512 11.13 D 89073 D Common Stock 2023-03-04 4 M 0 617 0.00 A 89690 D Common Stock 2023-03-04 4 F 0 271 11.13 D 89419 D Restricted Stock Units 0.00 2023-03-02 4 X 0 5034 0.00 D Common Stock 5034 0 D Restricted Stock Units 0.00 2023-03-02 4 X 0 18879 0.00 D Common Stock 18879 0 D Restricted Stock Units 0.00 2023-03-02 4 M 0 13063 0.00 D Common Stock 13063 13063 D Dividend Equivalent Units 0.00 2023-03-02 4 M 0 1032.6761 0.00 D Common Stock 1032.6761 1033 D Restricted Stock Units 0.00 2023-03-03 4 A 0 50315 0.00 A Common Stock 50315 50315 D Restricted Stock Units 0.00 2023-03-04 4 M 0 17157 0.00 D Common Stock 17157 34314 D Dividend Equivalent Units 0.00 2023-03-04 4 M 0 616.2094 0.00 D Common Stock 616.2094 1234 D Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 2, 2020. Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of the RSUs granted on March 2, 2020. Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 2, 2021. Fractional shares have been rounded up in connection with the settlement described in footnote 13 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 2, 2021. Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 4, 2022. Fractional shares have been rounded up in connection with the settlement described in footnote 17 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the DEUs that accrued with respect to the RSUs previously granted on March 4, 2022. Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). 5,035 of the RSUs granted on March 2, 2020 vested on March 2, 2021 and 5,034 vested on each of March 2, 2022 and March 2, 2023. Each RSU represents the right to receive one share of common stock of Viatris. These RSUs vested in full on March 2, 2023. Each RSU represents the right to receive one share of common stock of Viatris. 13,063 of the RSUs granted on March 2, 2021 vested on each of March 2, 2022 and March 2, 2023 and 13,063 will vest on March 2, 2024. On May 6, 2022, Viatris filed a registration statement on Form S-3 with respect to its Dividend Reinvestment and Share Purchase Plan; amount includes DEUs that subsequently accrued with respect to such RSUs in June 2022, September 2022 and December 2022 in transactions exempt from Section 16 under Rule 16a-11. Represents DEUs that accrued with respect to the RSUs previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs. Each RSU represents the right to receive one share of common stock of Viatris. 16,772 of the RSUs granted on March 3, 2023 will vest on March 3, 2024, 16,771 will vest on March 3, 2025 and 16,772 will vest on March 3, 2026. Each RSU represents the right to receive one share of common stock of Viatris. 17,157 of the RSUs granted on March 4, 2022 vested on March 4, 2023 and 17,157 will vest on each of March 4, 2024 and March 4, 2025. On May 6, 2022, Viatris filed a registration statement on Form S-3 with respect to its Dividend Reinvestment and Share Purchase Plan; amount represents DEUs that subsequently accrued with respect to such RSUs in June 2022, September 2022 and December 2022 in transactions exempt from Section 16 under Rule 16a-11. Represents DEUs that accrued with respect to the RSUs previously granted on March 4, 2022 and vest on the same schedule as the underlying RSUs. /s/ Kevin Macikowski, by power of attorney 2023-03-06