The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 25,598 | 2,500,000 | PRN | DFND | 01,02 | 0 | 2,500,000 | 0 | |
| AMERICAN AIRLS GROUP INC | COM | 02376R102 | 45,473 | 3,700,000 | SH | Put | DFND | 01,02 | 0 | 3,700,000 | 0 |
| ARCONIC CORPORATION | COM | 03966V107 | 197,956 | 10,391,409 | SH | DFND | 01,02 | 0 | 10,391,409 | 0 | |
| AT&T INC | COM | 00206R102 | 85,530 | 3,000,000 | SH | Call | DFND | 01,02 | 0 | 3,000,000 | 0 |
| B. RILEY FINANCIAL INC | COM | 05580M108 | 8,945 | 356,941 | SH | DFND | 01,02 | 0 | 356,941 | 0 | |
| BOEING CO | COM | 097023105 | 16,526 | 100,000 | SH | Put | DFND | 01,02 | 0 | 100,000 | 0 |
| COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 18,990 | 4,500,000 | SH | DFND | 01,02 | 0 | 4,500,000 | 0 | |
| CORMEDIX INC | COM | 21900C308 | 10,603 | 1,758,374 | SH | DFND | 01,02 | 0 | 1,758,374 | 0 | |
| CUBIC CORP | COM | 229669106 | 87,255 | 1,500,000 | SH | DFND | 01,02 | 0 | 1,500,000 | 0 | |
| DELL TECHNOLOGIES INC | CL C | 24703L202 | 1,631,747 | 24,106,175 | SH | DFND | 01,02 | 0 | 24,106,175 | 0 | |
| DIGITAL RLTY TR INC | COM | 253868103 | 36,690 | 250,000 | SH | Put | DFND | 01,02 | 0 | 250,000 | 0 |
| EBAY INC. | COM | 278642103 | 515,790 | 9,900,000 | SH | DFND | 01,02 | 0 | 9,900,000 | 0 | |
| EQUINIX INC | COM | 29444U700 | 110,979 | 146,000 | SH | Put | DFND | 01,02 | 0 | 146,000 | 0 |
| HOWMET AEROSPACE INC | COM | 443201108 | 694,978 | 41,565,658 | SH | DFND | 01,02 | 0 | 41,565,658 | 0 | |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,801,376 | 6,483,500 | SH | Put | DFND | 01,02 | 0 | 6,483,500 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 625,140 | 2,250,000 | SH | Call | DFND | 01,02 | 0 | 2,250,000 | 0 |
| INVITATION HOMES INC | COM | 46187W107 | 27,990 | 1,000,000 | SH | Put | DFND | 01,02 | 0 | 1,000,000 | 0 |
| ISHARES TR | NASDAQ BIOTECH | 464287556 | 192,959 | 1,425,000 | SH | Put | DFND | 01,02 | 0 | 1,425,000 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 112,343 | 750,000 | SH | Put | DFND | 01,02 | 0 | 750,000 | 0 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 | 134,710 | 1,000,000 | SH | Call | DFND | 01,02 | 0 | 1,000,000 | 0 |
| MARATHON PETE CORP | COM | 56585A102 | 283,718 | 9,670,000 | SH | DFND | 01,02 | 0 | 9,670,000 | 0 | |
| MARATHON PETE CORP | COM | 56585A102 | 117,360 | 4,000,000 | SH | Call | DFND | 01,02 | 0 | 4,000,000 | 0 |
| MERCADOLIBRE INC | NOTE 2.000% 8/1 | 58733RAD4 | 10,112 | 4,000,000 | PRN | DFND | 01,02 | 0 | 4,000,000 | 0 | |
| NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 235,388 | 16,600,000 | SH | DFND | 01,02 | 0 | 16,600,000 | 0 | |
| NOBLE ENERGY INC | COM | 655044105 | 134,930 | 15,781,264 | SH | DFND | 01,02 | 0 | 15,781,264 | 0 | |
| ORACLE CORP | COM | 68389X105 | 26,268 | 440,000 | SH | Put | DFND | 01,02 | 0 | 440,000 | 0 |
| PEABODY ENERGY CORP NEW | COM | 704551100 | 66,507 | 28,916,201 | SH | DFND | 01,02 | 0 | 28,916,201 | 0 | |
| PRA GROUP INC | NOTE 3.500% 6/0 | 69354NAB2 | 1,640 | 1,500,000 | PRN | DFND | 01,02 | 0 | 1,500,000 | 0 | |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 224,625 | 7,500,000 | SH | Call | DFND | 01,02 | 0 | 7,500,000 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 22,463 | 750,000 | SH | Put | DFND | 01,02 | 0 | 750,000 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 59,380 | 1,000,000 | SH | Put | DFND | 01,02 | 0 | 1,000,000 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 14,698 | 100,000 | SH | Put | DFND | 01,02 | 0 | 100,000 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 240,700 | 10,000,000 | SH | Put | DFND | 01,02 | 0 | 10,000,000 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 205,120 | 3,200,000 | SH | Put | DFND | 01,02 | 0 | 3,200,000 | 0 |
| SNAP INC | CL A | 83304A106 | 26,110 | 1,000,000 | SH | Put | DFND | 01,02 | 0 | 1,000,000 | 0 |
| SPDR SER TR | S&P HOMEBUILD | 78464A888 | 53,880 | 1,000,000 | SH | Put | DFND | 01,02 | 0 | 1,000,000 | 0 |
| TESLA INC | NOTE 1.250% 3/0 | 88160RAC5 | 29,715 | 5,000,000 | PRN | DFND | 01,02 | 0 | 5,000,000 | 0 | |
| TESLA INC | NOTE 2.375% 3/1 | 88160RAD3 | 620,534 | 95,000,000 | PRN | DFND | 01,02 | 0 | 95,000,000 | 0 | |
| TESLA INC | NOTE 2.000% 5/1 | 88160RAG6 | 17,278 | 2,500,000 | PRN | DFND | 01,02 | 0 | 2,500,000 | 0 | |
| TESLA INC | COM | 88160R101 | 96,527 | 225,000 | SH | Put | DFND | 01,02 | 0 | 225,000 | 0 |
| TWITTER INC | COM | 90184L102 | 77,875 | 1,750,000 | SH | Call | DFND | 01,02 | 0 | 1,750,000 | 0 |
| TWITTER INC | COM | 90184L102 | 155,750 | 3,500,000 | SH | DFND | 01,02 | 0 | 3,500,000 | 0 | |
| UNITI GROUP INC | COM | 91325V108 | 215,712 | 20,475,739 | SH | DFND | 01,02 | 0 | 20,475,739 | 0 | |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 177,660 | 2,250,000 | SH | Put | DFND | 01,02 | 0 | 2,250,000 | 0 |
| WAYFAIR INC | NOTE 1.125%11/0 | 94419LAD3 | 12,846 | 5,000,000 | PRN | DFND | 01,02 | 0 | 5,000,000 | 0 | |
| WAYFAIR INC | NOTE 0.375% 9/0 | 94419LAB7 | 6,973 | 2,500,000 | PRN | DFND | 01,02 | 0 | 2,500,000 | 0 | |
| WELLTOWER INC | COM | 95040Q104 | 22,036 | 400,000 | SH | DFND | 01,02 | 0 | 400,000 | 0 | |