0001104659-21-042437.txt : 20210326 0001104659-21-042437.hdr.sgml : 20210326 20210326160819 ACCESSION NUMBER: 0001104659-21-042437 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210324 FILED AS OF DATE: 20210326 DATE AS OF CHANGE: 20210326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rielly-Gauvin Katherine CENTRAL INDEX KEY: 0001791718 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39724 FILM NUMBER: 21777383 MAIL ADDRESS: STREET 1: 419 DAVIS DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liquidia Corp CENTRAL INDEX KEY: 0001819576 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 851710962 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 110085 CITY: RESEARCH TRIANGLE PARK STATE: NC ZIP: 27709 BUSINESS PHONE: 919.328.4400 MAIL ADDRESS: STREET 1: P.O. BOX 110085 CITY: RESEARCH TRIANGLE PARK STATE: NC ZIP: 27709 4 1 tm2111007-6_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-03-24 0 0001819576 Liquidia Corp LQDA 0001791718 Rielly-Gauvin Katherine 419 DAVIS DRIVE, SUITE 100 MORRISVILLE NC 27560 1 0 0 0 Non-Qualified Stock Option (right to buy) 2.51 2021-03-24 4 A 0 35182 0 A 2031-03-24 Common Stock 35182 35182 D The option vests quarterly during 2021, with 25% of the option shares vesting on the date of grant, and 25% of the option shares vesting on each of June 30, 2021, September 30, 2021 and December 31, 2021, becoming fully vested on December 31, 2021. /s/ Michael A. Goldstein, Esq., as attorney-in-fact for Katherine Rielly-Gauvin 2021-03-26