0001104659-21-042437.txt : 20210326
0001104659-21-042437.hdr.sgml : 20210326
20210326160819
ACCESSION NUMBER: 0001104659-21-042437
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210324
FILED AS OF DATE: 20210326
DATE AS OF CHANGE: 20210326
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rielly-Gauvin Katherine
CENTRAL INDEX KEY: 0001791718
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39724
FILM NUMBER: 21777383
MAIL ADDRESS:
STREET 1: 419 DAVIS DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liquidia Corp
CENTRAL INDEX KEY: 0001819576
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 851710962
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: P.O. BOX 110085
CITY: RESEARCH TRIANGLE PARK
STATE: NC
ZIP: 27709
BUSINESS PHONE: 919.328.4400
MAIL ADDRESS:
STREET 1: P.O. BOX 110085
CITY: RESEARCH TRIANGLE PARK
STATE: NC
ZIP: 27709
4
1
tm2111007-6_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-03-24
0
0001819576
Liquidia Corp
LQDA
0001791718
Rielly-Gauvin Katherine
419 DAVIS DRIVE, SUITE 100
MORRISVILLE
NC
27560
1
0
0
0
Non-Qualified Stock Option (right to buy)
2.51
2021-03-24
4
A
0
35182
0
A
2031-03-24
Common Stock
35182
35182
D
The option vests quarterly during 2021, with 25% of the option shares vesting on the date of grant, and 25% of the option shares vesting on each of June 30, 2021, September 30, 2021 and December 31, 2021, becoming fully vested on December 31, 2021.
/s/ Michael A. Goldstein, Esq., as attorney-in-fact for Katherine Rielly-Gauvin
2021-03-26