0001209191-23-033161.txt : 20230531 0001209191-23-033161.hdr.sgml : 20230531 20230531172259 ACCESSION NUMBER: 0001209191-23-033161 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230526 FILED AS OF DATE: 20230531 DATE AS OF CHANGE: 20230531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wheadon David E. CENTRAL INDEX KEY: 0001789507 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39729 FILM NUMBER: 23982122 MAIL ADDRESS: STREET 1: C/O ASSERTIO THERAPEUTICS, INC. STREET 2: 100 SOUTH SAUNDERS ROAD, SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sotera Health Co CENTRAL INDEX KEY: 0001822479 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 473531161 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9100 SOUTH HILLS BLVD, SUITE 300 CITY: BROADVIEW HEIGHTS STATE: OH ZIP: 44147 BUSINESS PHONE: 440-262-1410 MAIL ADDRESS: STREET 1: 9100 SOUTH HILLS BLVD, SUITE 300 CITY: BROADVIEW HEIGHTS STATE: OH ZIP: 44147 FORMER COMPANY: FORMER CONFORMED NAME: Sotera Health Topco, Inc. DATE OF NAME CHANGE: 20200824 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-26 0 0001822479 Sotera Health Co SHC 0001789507 Wheadon David E. C/O SOTERA HEALTH COMPANY 9100 SOUTH HILLS SUITE 300 BROADVIEW HEIGHTS OH 44147 1 0 0 0 0 Common Stock, $0.01 par value per share (Common Stock) 2023-05-26 4 A 0 15712 0.00 A 35691 D These securities consist of 15,712 Restricted Stock Units ("RSUs") that were granted on May 26, 2023, pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan. Each RSU represents the Reporting Person's right to receive one share of Common Stock, subject to vesting conditions. The RSUs will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service as a non-employee director of the Issuer through such date. These securities consist of 15,712 RSUs and 19,979 shares of Common Stock. The Power of Attorney for Mr. Wheadon is filed as an exhibit to the Form 3 filed with the Securities and Exchange Commission on May 28, 2021, which is hereby incorporated by reference. /s/ Jessica L.M.H. Epp, as attorney-in-fact for David E. Wheadon 2023-05-31