0000899243-23-018736.txt : 20230912 0000899243-23-018736.hdr.sgml : 20230912 20230912162934 ACCESSION NUMBER: 0000899243-23-018736 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230908 FILED AS OF DATE: 20230912 DATE AS OF CHANGE: 20230912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hennessy Thomas D CENTRAL INDEX KEY: 0001789408 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40633 FILM NUMBER: 231250418 MAIL ADDRESS: STREET 1: 3485 N. PINES WAY SUITE 110 CITY: WILSON STATE: WY ZIP: 83014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TortoiseEcofin Sponsor III LLC CENTRAL INDEX KEY: 0001847113 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40633 FILM NUMBER: 231250421 BUSINESS ADDRESS: STREET 1: 5100 W. 115TH PLACE CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: (913) 981-1020 MAIL ADDRESS: STREET 1: 5100 W. 115TH PLACE CITY: LEAWOOD STATE: KS ZIP: 66211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hennessy Capital Growth Partners Fund I SPV V, LLC CENTRAL INDEX KEY: 0001986246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40633 FILM NUMBER: 231250420 BUSINESS ADDRESS: STREET 1: 195 US HWY 50 STREET 2: SUITE 208 CITY: ZEPHYR COVE STATE: NV ZIP: 89448 BUSINESS PHONE: 8474777963 MAIL ADDRESS: STREET 1: 195 US HWY 50 STREET 2: SUITE 208 CITY: ZEPHYR COVE STATE: NV ZIP: 89448 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hennessy Capital Growth Partners Fund I, LP CENTRAL INDEX KEY: 0001886541 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40633 FILM NUMBER: 231250419 BUSINESS ADDRESS: STREET 1: 3415 N. PINES WAY, SUITE 204 CITY: WILSON STATE: WY ZIP: 83014 BUSINESS PHONE: 847-477-7963 MAIL ADDRESS: STREET 1: 3415 N. PINES WAY, SUITE 204 CITY: WILSON STATE: WY ZIP: 83014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TortoiseEcofin Acquisition Corp. III CENTRAL INDEX KEY: 0001847112 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6363 COLLEGE BOULEVARD CITY: OVERLAND PARK STATE: KS ZIP: 66211 BUSINESS PHONE: (913) 981-1020 MAIL ADDRESS: STREET 1: 6363 COLLEGE BOULEVARD CITY: OVERLAND PARK STATE: KS ZIP: 66211 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-09-08 0 0001847112 TortoiseEcofin Acquisition Corp. III TRTL 0001847113 TortoiseEcofin Sponsor III LLC C/O TORTOISEECOFIN ACQUISITION CORP. III 195 US HWY 50, SUITE 208 ZEPHYR COVE NV 89448 0 0 1 0 0001986246 Hennessy Capital Growth Partners Fund I SPV V, LLC C/O TORTOISEECOFIN ACQUISITION CORP. III 195 US HWY 50, SUITE 208 ZEPHYR COVE NV 89448 0 0 1 0 0001886541 Hennessy Capital Growth Partners Fund I, LP C/O TORTOISEECOFIN ACQUISITION CORP. III 195 US HWY 50, SUITE 208 ZEPHYR COVE NV 89448 0 0 1 0 0001789408 Hennessy Thomas D C/O TORTOISEECOFIN ACQUISITION CORP. III 195 US HWY 50, SUITE 208 ZEPHYR COVE NV 89448 1 0 1 0 0 Class B Ordinary Shares 2023-09-08 4 J 0 60000 0.00 A Class A Ordinary Shares 60000 6915000 D The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. Pursuant to certain share transfer agreements, the shares were assigned by former directors of the Issuer to the reporting persons for no consideration. The reporting persons are the record holder of the Class B ordinary shares reported herein. Hennessy Capital Growth Partners Fund I SPV V, LLC is the managing member of TortoiseEcofin Sponsor III LLC. Hennessy Capital Growth Partners Fund I, LP is the managing member of Hennessy Capital Growth Partners Fund I SPV V, LLC, and Thomas D. Hennessy is the general partner of Hennessy Capital Growth Partners Fund I, LP. Accordingly, Hennessy Capital Growth Partners Fund I SPV V, LLC, Hennessy Capital Growth Partners Fund I, LP and Thomas D. Hennessy may be deemed to have or share beneficial ownership of the Class B ordinary shares held directly by the reporting persons. The reporting persons disclaim beneficial ownership over any securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. /s/ Thomas D. Hennessy, as the general partner of Hennessy Capital Growth Partners Fund I, LP, as the managing member of Hennessy Capital Growth Partners Fund I SPV V, LLC, as the managing member of TortoiseEcofin Sponsor III LLC 2023-09-11 /s/ Thomas D. Hennessy, as the general partner of Hennessy Capital Growth Partners Fund I, LP, as the managing member of Hennessy Capital Growth Partners Fund I SPV V, LLC 2023-09-11 /s/ Thomas D. Hennessy, as the general partner of Hennessy Capital Growth Partners Fund I, LP 2023-09-11 /s/ Thomas D. Hennessy 2023-09-11