0001628280-24-014753.txt : 20240403
0001628280-24-014753.hdr.sgml : 20240403
20240403185811
ACCESSION NUMBER: 0001628280-24-014753
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240401
FILED AS OF DATE: 20240403
DATE AS OF CHANGE: 20240403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Timm Alexander E.
CENTRAL INDEX KEY: 0001815994
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39658
FILM NUMBER: 24820826
MAIL ADDRESS:
STREET 1: GOHEALTH, INC.
STREET 2: 214 WEST HURON STREET
CITY: CHICAGO
STATE: IL
ZIP: 60654
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Root, Inc.
CENTRAL INDEX KEY: 0001788882
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 842717903
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 80 E RICH STREET
STREET 2: SUITE 500
CITY: COLUMBUS
STATE: OH
ZIP: 43215
BUSINESS PHONE: (614) 591-4568
MAIL ADDRESS:
STREET 1: 80 E RICH STREET
STREET 2: SUITE 500
CITY: COLUMBUS
STATE: OH
ZIP: 43215
FORMER COMPANY:
FORMER CONFORMED NAME: Root Stockholdings, Inc.
DATE OF NAME CHANGE: 20190919
4/A
1
wk-form4a_1712185078.xml
FORM 4/A
X0508
4/A
2024-04-01
2024-04-03
0
0001788882
Root, Inc.
ROOT
0001815994
Timm Alexander E.
C/O ROOT, INC.
80 E. RICH STREET, SUITE 500
COLUMBUS
OH
43215
1
1
1
0
Chief Executive Officer
0
Class A Common Stock
2024-04-01
4
F
0
3550
60.52
D
151351
D
Class A Common Stock
2024-04-01
4
A
0
15344
0
A
166695
D
Class A Common Stock
2024-04-02
4
M
0
20990
0
A
187685
D
Class A Common Stock
2024-04-02
4
F
0
9676
62.08
D
178009
D
Performance-Based Restricted Stock Units
2024-04-02
4
M
0
20990
0
D
2028-04-01
Class A Common Stock
20990
188906
D
These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units.
Represents the grant of restricted stock units, one-half of which vest on April 1, 2025 and the remainder vest on April 1, 2026.
Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of ROOT Class A common stock. The PSUs vest in tranches of 20,990 on April 1, 2024; 41,979 on April 1, 2025; 62,969 on April 1, 2026; and 83,958 on April 1, 2027 and upon ROOT Class A common stock achieving a specified price per share over 45 consecutive trading days on or after such date. Per share price achievement levels for the four tranches are: $16.76; $25.14; $33.52; and $41.90.
This amendment is being filed to amend the Form 4 filed on April 3, 2024, to include footnote 2, which was omitted from the original filing.
/s/ Jodi Baker, Attorney-in-fact
2024-04-03