0001209191-23-045426.txt : 20230811 0001209191-23-045426.hdr.sgml : 20230811 20230811161034 ACCESSION NUMBER: 0001209191-23-045426 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230809 FILED AS OF DATE: 20230811 DATE AS OF CHANGE: 20230811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Timm Alexander E. CENTRAL INDEX KEY: 0001815994 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39658 FILM NUMBER: 231164171 MAIL ADDRESS: STREET 1: GOHEALTH, INC. STREET 2: 214 WEST HURON STREET CITY: CHICAGO STATE: IL ZIP: 60654 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Root, Inc. CENTRAL INDEX KEY: 0001788882 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 842717903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 80 E RICH STREET STREET 2: SUITE 500 CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: (614) 591-4568 MAIL ADDRESS: STREET 1: 80 E RICH STREET STREET 2: SUITE 500 CITY: COLUMBUS STATE: OH ZIP: 43215 FORMER COMPANY: FORMER CONFORMED NAME: Root Stockholdings, Inc. DATE OF NAME CHANGE: 20190919 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-09 0 0001788882 Root, Inc. ROOT 0001815994 Timm Alexander E. C/O ROOT, INC. 80 E. RICH STREET, SUITE 500 COLUMBUS OH 43215 1 1 1 0 Chief Executive Officer 0 Class A Common Stock 2023-08-09 4 A 0 97239 0.00 A 162587 D Performance-Based Restricted Stock Units 2023-08-09 4 A 0 209896 0.00 A 2028-04-01 Class A Common Stock 209896 209896 D Represents the grant of restricted stock units ("RSUs"). The shares subject to the RSUs vest on the following schedule: 18,949 on April 1, 2025; 32,997 on April 1, 2026; 45,293 on April 1, 2027. Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of ROOT Class A common stock. The PSUs vest in tranches of 20,990 on April 1, 2024; 41,979 on April 1, 2025; 62,969 on April 1, 2026; and 83,958 on April 1, 2027 and upon ROOT Class A common stock achieving a specified price per share over 45 consecutive trading days after such dates. Per share price achievement levels for the four tranches are: $16.76; $25.14; $33.52; and $41.90. /s/ Jodi Baker, Attorney-in-fact 2023-08-11